Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Akaiwa, Sumiyuki | RO | 2006-05-26 | 2008-04-17 | ||
| 2 | Bailey, Simon Boulstridge | M | Rep | 2003-09-19 | 2004-09-14 | |
| 3 | Bhisitkul, John Bunkrit | M | Rep | 2007-07-09 | 2012-02-16 | |
| 4 | Cailao, Antonio Del Pilar | M | Rep | 2003-10-15 | ||
| 5 | Chan, Amy Tsui Mei 陳翠薇 | F | Rep | 2006-06-06 | ||
| 6 | Chan, Derek Kwun Wah 陳冠樺 | 38 | M | Rep | 2008-04-01 | 2008-04-28 |
| RO | 2008-04-28 | 2009-01-10 | ||||
| 7 | Chan, Germaine Chore Man 陳楚雯 | 28 | F | Rep | 2008-01-25 | 2010-06-29 |
| 8 | Chan, Ka Kit (SFC:AED841) 陳家傑 | Rep | 2004-12-09 | 2007-09-29 | ||
| 9 | Chan, Mong Har (SFC:AHT095) | Rep | 2007-10-05 | 2009-02-28 | ||
| 10 | Chan, Shuk Yin (SFC:AGH360) 陳淑賢 | Rep | 2004-01-31 | |||
| 11 | Chan, Shun Ho 陳舜河 | Rep | 2007-08-20 | |||
| 12 | Chan, Sui On (SFC:AOY504) 陳瑞安 | Rep | 2008-10-28 | 2011-05-21 | ||
| 13 | Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 | Rep | 2008-03-14 | 2014-12-03 | ||
| 14 | Chander, Vijaykumar | Rep | 2003-09-16 | |||
| 15 | Chang, Kwok Fai 鄭國輝 | Rep | 2007-11-01 | 2008-01-29 | ||
| 16 | Cheah, Yew Wee | Rep | 2006-10-26 | 2012-02-20 | ||
| 17 | Cheung, Anthony Chun Yue 張振宇 | 26 | M | Rep | 2007-04-11 | 2007-04-11 |
| 18 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | Rep | 2006-12-01 | |||
| 19 | Chey, Jung-Hyun | Rep | 2003-07-21 | 2004-04-12 | ||
| 20 | Chng, Eric Chee Beng 莊志明 | M | Rep | 2008-09-08 | 2011-06-01 | |
| 21 | Chow, Ting Ka 周廷珈 | Rep | 2007-04-10 | 2007-08-04 | ||
| 22 | Chu, Pui Fan 朱佩芬 | Rep | 2006-11-24 | 2009-01-10 | ||
| 23 | Chung, Wing Sze 鍾穎詩 | Rep | 2007-10-25 | 2010-07-08 | ||
| 24 | Collett, Benjamin Robert | M | Rep | 2007-11-01 | 2008-12-12 | |
| 25 | Fan, Ernest Kwong Hung 范廣鴻 | M | Rep | 2004-01-13 | 2004-02-09 | |
| 26 | Fang, Hei 方曦 | Rep | 2004-03-05 | 2013-11-01 | ||
| 27 | Fang, Hong (SFC:ALY689) 方紅 | Rep | 2005-04-29 | 2009-04-24 | ||
| 28 | Finnemore Capon, Andrew Charles | M | Rep | 2007-09-10 | 2009-01-14 | |
| 29 | Fok, Christopher See Chun 霍思俊 | M | Rep | 2008-05-20 | 2008-08-19 | |
| 30 | Fujii, Takashi (SFC:APW946) | Rep | 2007-10-26 | 2008-04-12 | ||
| 31 | Fujishima, Hisako | Rep | 2004-03-19 | 2007-04-16 | ||
| 32 | Fukano, Shojiro 深野正二朗 | Rep | 2007-11-06 | 2011-10-15 | ||
| 33 | Fukuchi, Toshimitsu (SFC:APY946) | Rep | 2007-11-08 | 2009-08-11 | ||
| 34 | Fukushima, Yoshihiro | M | Rep | 2007-08-06 | 2010-02-26 | |
| 35 | Fung, Cissy 馮婉詩 | F | Rep | 2005-12-29 | ||
| 36 | Fung, Karfield Ka Fai 馮嘉輝 | Rep | 2009-04-15 | |||
| 37 | Ge, Xing 戈星 | Rep | 2007-12-24 | 2012-09-05 | ||
| 38 | Gornall, Adrian Rubin | M | Rep | 2003-04-23 | 2004-05-10 | |
| 39 | Goto, Motomasa 後藤元誠 | Rep | 2007-10-25 | 2011-07-17 | ||
| 40 | Grabner, Heinrich 葛侃寧 | 34 | M | Rep | 2004-05-25 | |
| 41 | Hau, Chun Kei 侯鎮基 | Rep | 2007-11-08 | 2011-09-14 | ||
| 42 | Himoto, Tatsuya | Rep | 2005-03-01 | 2005-04-28 | ||
| RO | 2005-04-28 | 2008-07-31 | ||||
| 43 | Hirai, Akihito 平井明人 | Rep | 2008-07-24 | 2009-12-24 | ||
| 44 | Ho, Andy Tsz Ho 何子浩 | Rep | 2005-09-23 | |||
| 45 | Ho, Anita Hoi Lam 何海琳 | F | Rep | 2006-11-02 | 2007-07-25 | |
| 46 | Ho, Ka Wai (SFC:AJK540) 何家偉 | Rep | 2004-01-20 | 2007-01-26 | ||
| 47 | Ho, Kenny Ting Hong 何定康 | M | Rep | 2008-08-07 | 2010-06-09 | |
| 48 | Ho, Man Ling 何曼玲 | Rep | 2006-06-16 | 2009-03-18 | ||
| 49 | Horita, Tomotake | Rep | 2007-11-06 | 2012-04-06 | ||
| 50 | Hung, Leon Lum 洪霖 | M | Rep | 2004-03-30 | 2010-08-16 | |
| 51 | Igarashi, Minori | Rep | 2005-12-29 | 2015-01-31 | ||
| 52 | Inoue, Mariko | Rep | 2008-08-20 | 2009-04-14 | ||
| 53 | Ishii, Chikara 石井主稅 | Rep | 2006-11-07 | 2008-06-23 | ||
| RO | 2008-06-23 | 2009-10-10 | ||||
| 54 | Itasaka, Yusaku | Rep | 2007-07-19 | 2012-04-14 | ||
| 55 | Ito, Kanako | Rep | 2008-08-26 | 2012-02-16 | ||
| 56 | Jim, Ka Shun 詹嘉淳 | 27 | M | Rep | 2006-06-15 | 2008-09-26 |
| 57 | Kagotani, Kenichi | Rep | 2005-08-16 | 2008-08-23 | ||
| 58 | Kang, Kyong Pil 康景弼 | Rep | 2007-10-05 | |||
| RO | 2007-10-05 | 2013-06-28 | ||||
| 59 | Kazui, Yoshiyuki | Rep | 2008-04-14 | |||
| RO | 2008-04-14 | 2009-10-31 | ||||
| 60 | Kiang, Grace Li Chin 姜麗菁 | F | Rep | 2008-07-22 | 2010-10-22 | |
| 61 | Kim, Hae Ryong | Rep | 2006-03-22 | 2016-02-16 | ||
| 62 | Kobayashi, Sachiko 小林幸子 | Rep | 2016-08-04 | |||
| 63 | Kot, Jack Hou Eric 葛積豪 | M | Rep | 2008-10-27 | ||
| 64 | Kuo, Feng-Yi (SFC:ARN036) 郭峯邑 | Rep | 2008-08-13 | 2011-05-01 | ||
| 65 | Kwan, Joyce Po Kuen 關寶娟 | F | Rep | 2007-03-02 | 2010-10-03 | |
| 66 | Kwan, Ringo Cheukkai 關卓啟 | 39 | M | Rep | 2006-12-27 | 2007-01-04 |
| RO | 2007-01-04 | 2010-02-20 | ||||
| 67 | Kwok, Nuen Yee 郭煖儀 | Rep | 2008-01-11 | 2009-11-07 | ||
| 68 | Kwong, Emily Ho Kei 鄺可琪 | F | Rep | 2006-08-22 | ||
| RO | 2006-08-22 | 2006-10-04 | ||||
| 69 | Lai, Joyce Yuen Yee 黎婉儀 | F | Rep | 2003-11-01 | ||
| 70 | Lai, Ringo Leong Hang 黎亮恆 | M | Rep | 2003-04-10 | 2012-07-20 | |
| 71 | Lapakulchai, Vacharachai 林銘輝 | Rep | 2003-10-29 | 2016-06-23 | ||
| 72 | Lau, Hon (SFC:AGR037) 劉侃 | Rep | 2005-09-27 | 2005-10-04 | ||
| 73 | Law, Joe Hin Pong 羅顯邦 | Rep | 2006-08-10 | 2011-03-21 | ||
| 74 | Law, Ka Po 羅嘉寶 | Rep | 2005-05-17 | 2007-06-08 | ||
| Rep | 2007-09-27 | 2013-05-25 | ||||
| 75 | Lee, Hon Nam 李翰南 | Rep | 2004-10-05 | 2006-08-24 | ||
| RO | 2006-08-24 | 2012-02-16 | ||||
| 76 | Lee, Jong Song 李鐘松 | Rep | 2003-07-24 | 2004-04-12 | ||
| Rep | 2004-05-17 | 2005-11-10 | ||||
| 77 | Lee, Paul Man Yiu 李文耀 | M | Rep | 2007-08-20 | 2007-11-17 | |
| 78 | Lee, Ping (SFC:AKN220) 李萍 | Rep | 2004-04-28 | 2009-05-01 | ||
| 79 | Lee, Sze Wan (SFC:AKS933) 李詩韻 | Rep | 2006-09-25 | 2011-09-20 | ||
| 80 | Lee, Wai Chung (SFC:ADW149) 李慧中 | F | Rep | 2004-05-11 | 2004-07-29 | |
| 81 | Lee, Yan Ki 李恩琪 | Rep | 2007-04-26 | 2010-07-08 | ||
| 82 | Leung, Ching (SFC:ALI727) 梁青 | Rep | 2006-07-18 | 2006-10-17 | ||
| 83 | Leung, Chor Ming 梁礎銘 | Rep | 2003-11-04 | 2004-08-19 | ||
| 84 | Leung, Chun Yue 梁振宇 | Rep | 2004-11-25 | |||
| 85 | Leung, Teresa Oi Yi 梁靄怡 | F | Rep | 2007-10-05 | 2008-08-02 | |
| 86 | Li, Benson Chun Yu 李振宇 | M | Rep | 2008-01-31 | 2011-03-21 | |
| 87 | Li, Hao (SFC:AQL242) 李豪 | Rep | 2008-02-05 | 2011-08-25 | ||
| 88 | Li, Sandy Pak Lin 李白蓮 | Rep | 2006-10-23 | 2009-08-07 | ||
| 89 | Lim, Swee Tin Lisa 林瑞珍 | Rep | 2007-07-24 | 2008-05-05 | ||
| RO | 2008-05-05 | 2010-10-20 | ||||
| 90 | Lin, Hung Yuan 林宏遠 | 31 | M | Rep | 2006-10-05 | 2008-03-26 |
| 91 | Liu, Chang (SFC:ALI154) 劉暢 | Rep | 2004-10-11 | 2005-02-24 | ||
| 92 | Liu, Chung Hsun 劉宗勳 | Rep | 2023-09-29 | |||
| 93 | Liu, Wendy Wing Yin 廖穎賢 | F | Rep | 2008-02-26 | 2009-01-10 | |
| 94 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | Rep | 2006-05-29 | 2007-03-09 | ||
| RO | 2007-03-09 | 2016-09-29 | ||||
| 95 | Lo, Loretta Shuk Yan 羅淑茵 | F | Rep | 2005-08-05 | 2011-06-28 | |
| 96 | Lo, Wendy Sze Man 盧詩敏 | F | Rep | 2007-10-10 | 2011-09-07 | |
| 97 | Lok, Chi Yeung 駱子洋 | Rep | 2005-08-15 | 2005-12-01 | ||
| 98 | Lok, Marshal Wai Chun 駱瑋浚 | Rep | 2005-10-20 | 2006-11-14 | ||
| 99 | Luchangco, Eric Roberto Mirasol | M | Rep | 2006-05-24 | 2007-10-27 | |
| 100 | Ma, Adeline 馬雅蓮 | F | Rep | 2005-07-13 | 2005-07-27 | |
| 101 | Maetani, Masashi 前谷雅司 | Rep | 2008-03-04 | 2009-10-15 | ||
| 102 | Matsumoto, Ko | Rep | 2007-11-16 | 2009-10-17 | ||
| 103 | Matsumoto, Satoshi (SFC:AHU523) | RO | 2006-04-03 | |||
| 104 | Matsushita, Noriko | Rep | 2008-07-08 | |||
| 105 | McConagha, Adam Cameron | M | Rep | 2007-08-06 | 2008-11-08 | |
| 106 | Miu, Hon Kit 繆漢傑 | 41 | M | Rep | 2008-03-04 | 2012-10-30 |
| 107 | Mizukoshi, Kazuyoshi | RO | 2004-05-24 | |||
| 108 | Mizuno, Kosuke | Rep | 2005-09-30 | |||
| RO | 2005-09-30 | 2007-10-27 | ||||
| 109 | Mizuno, Masashi | RO | 2004-05-24 | |||
| Rep | 2008-05-15 | 2008-10-10 | ||||
| 110 | Mok, Yuk Sze 莫若詩 | Rep | 2004-02-02 | 2005-05-17 | ||
| 111 | Ng, Alexander Kwong 伍剛 | 30 | M | Rep | 2006-06-29 | 2007-10-19 |
| 112 | Ng, Chak Chung 吳澤松 | Rep | 2007-08-16 | 2007-12-20 | ||
| 113 | Ng, John Wah 伍華安 | M | Rep | 2007-10-10 | 2011-08-01 | |
| 114 | Ng, Peter Kwok Shing 伍國成 | M | Rep | 2010-07-30 | ||
| 115 | Ng, Virginia Suk Yin 吳淑燕 | F | Rep | 2003-09-03 | ||
| 116 | Ng, Wai Kee (SFC:APC928) 吳偉基 | Rep | 2007-06-25 | 2008-05-28 | ||
| 117 | Ng, Wai Yu (SFC:AGJ184) 吳惠如 | Rep | 2006-08-17 | 2008-11-08 | ||
| 118 | Ngai, Kwok Fung 魏國峰 | Rep | 2003-09-18 | 2005-01-20 | ||
| 119 | Ngan, Andrew Lit Chong 顏烈創 | M | Rep | 2008-03-04 | 2011-06-01 | |
| 120 | Nomura, Hiroyuki | RO | 2008-06-13 | 2011-04-16 | ||
| 121 | Numata, Saneyuki 沼田真之 | Rep | 2007-09-14 | 2008-08-09 | ||
| 122 | Ohira, Yuko | Rep | 2014-06-07 | |||
| 123 | Oide, Shinya | Rep | 2007-04-25 | 2008-10-10 | ||
| 124 | Oka, Taikan | Rep | 2008-10-30 | 2010-10-21 | ||
| 125 | Onoue, Tsutomu | Rep | 2004-03-24 | |||
| RO | 2004-03-24 | 2005-04-22 | ||||
| 126 | Osawa, Miyuki | Rep | 2007-06-18 | 2021-07-31 | ||
| 127 | Otani, Tomono 大谷知乃 | Rep | 2003-04-10 | 2004-05-31 | ||
| 128 | Pak, Hiu Ching 白曉青 | Rep | 2006-07-19 | 2006-12-01 | ||
| RO | 2006-12-01 | 2007-05-18 | ||||
| Rep | 2007-05-18 | 2009-06-08 | ||||
| 129 | Qian, Zewei 錢澤偉 | 33 | M | Rep | 2008-06-18 | 2014-08-30 |
| 130 | Ruffy, Bruce Howard | M | Rep | 2005-09-14 | 2007-06-12 | |
| 131 | Saito, Shoichi 齋藤彰一 | Rep | 2004-03-19 | 2004-06-01 | ||
| RO | 2004-06-01 | 2008-01-11 | ||||
| 132 | Sakuraba, Masayuki 櫻庭幹維 | Rep | 2008-07-22 | 2009-10-17 | ||
| 133 | Sasaki, Shinichi 佐佐木伸一 | Rep | 2008-07-21 | 2011-04-24 | ||
| 134 | Sawlani, Danny Thakurdas | Rep | 2007-10-05 | 2009-08-27 | ||
| 135 | Sazawa, Jinya | Rep | 2007-11-02 | 2009-10-17 | ||
| 136 | Shen, Janet Wei Ling 沈慧玲 | F | Rep | 2005-05-30 | 2006-09-13 | |
| 137 | Shimada, Kenji | Rep | 2005-07-15 | |||
| RO | 2005-07-15 | 2007-07-17 | ||||
| 138 | Shiraishi, Takeshi 白石武 | Rep | 2003-04-16 | 2003-11-16 | ||
| 139 | Sia, Kwong Hai | Rep | 2003-10-21 | |||
| 140 | Siu, Anthony Yan Hong 蕭寅康 | M | Rep | 2004-04-02 | ||
| RO | 2004-04-02 | 2004-11-18 | ||||
| 141 | Song, Yu (SFC:ANU527) 宋玉 | Rep | 2008-08-05 | 2009-01-10 | ||
| 142 | Sripunporn, Roger Ardisorn 潘小山 | M | Rep | 2007-10-04 | 2008-01-05 | |
| 143 | Sullivan, Andrew Michael (SFC:AEV843) | M | Rep | 2004-10-11 | 2007-12-06 | |
| 144 | Suyama, Takuro 巢山拓郎 | Rep | 2008-10-30 | 2012-04-03 | ||
| 145 | Suzuki, Naoto | Rep | 2007-04-24 | 2007-11-28 | ||
| RO | 2007-11-28 | 2009-04-01 | ||||
| 146 | Takase, Eiji 高瀨英二 | Rep | 2004-08-12 | 2008-10-14 | ||
| 147 | Tam, Kin Fong 譚建方 | 37 | M | Rep | 2008-02-21 | 2009-07-04 |
| 148 | Tam, Shing Hei 譚成希 | Rep | 2007-08-13 | 2011-09-10 | ||
| 149 | Tam, Tak Wing (SFC:AFR780) 譚德榮 | Rep | 2003-08-16 | |||
| 150 | Tanefusa, Toru | Rep | 2003-09-26 | 2004-03-08 | ||
| 151 | Tang, Michelle Yuen Sheung 鄧婉湘 | F | Rep | 2005-12-07 | 2006-11-04 | |
| 152 | Tang, Stanley Siu Lai 鄧兆澧 | M | Rep | 2005-05-30 | 2005-06-14 | |
| 153 | Tang, Wai Chun (SFC:APC908) 鄧惠珍 | F | Rep | 2007-06-25 | 2007-09-18 | |
| 154 | Teratani, Norio | Rep | 2007-09-14 | 2009-03-12 | ||
| 155 | To, Tsz Wai 杜子偉 | Rep | 2005-03-10 | |||
| 156 | Tominaga, Satoshi | Rep | 2008-10-24 | 2010-08-17 | ||
| 157 | Tomiyama, Takuya 富山卓也 | M | Rep | 2004-08-10 | ||
| 158 | Tong, Wai Lun (SFC:AAE161) 唐偉麟 | Rep | 2008-12-13 | |||
| 159 | Tsang, Yin Chun 曾然進 | Rep | 2007-12-04 | 2008-06-27 | ||
| 160 | Tse, William Wai Luen 謝偉麟 | M | Rep | 2008-04-07 | 2009-01-10 | |
| 161 | Tseung, Henry Hiu Wai 蔣曉偉 | M | Rep | 2007-04-12 | 2009-11-24 | |
| 162 | Tsuji, Tomonori | Rep | 2007-11-12 | 2011-04-21 | ||
| 163 | Tsun, Rowena Wai Hang 秦緯珩 | Rep | 2003-12-09 | 2004-03-01 | ||
| 164 | Wang, Lan Ling | Rep | 2004-10-30 | |||
| 165 | Wang, Lumeng 王魯蒙 | Rep | 2003-11-10 | |||
| Rep | 2003-12-09 | 2007-05-18 | ||||
| 166 | Wang, Michael Tsu Tsong 王智聰 | M | Rep | 2008-09-17 | 2012-03-24 | |
| 167 | Watanabe, Ai (SFC:APW953) | Rep | 2007-10-26 | 2010-08-06 | ||
| 168 | Watkins, Bryan | M | Rep | 2007-07-23 | 2008-05-15 | |
| 169 | Williamson, David White | M | Rep | 2003-07-28 | 2007-01-26 | |
| 170 | Wong, Chi Leung (SFC:ABF032) 黃志良 | Rep | 2003-11-01 | |||
| 171 | Wong, Gary Man Kuen 黃文權 | M | Rep | 2007-08-28 | ||
| 172 | Wong, Kwun Hung 王冠雄 | Rep | 2007-04-24 | 2007-07-26 | ||
| 173 | Wong, Po Chin 黃步前 | Rep | 2005-04-23 | 2006-08-05 | ||
| 174 | Wong, Sheh Yung 王錫勇 | Rep | 2007-11-13 | 2008-06-29 | ||
| 175 | Wong, Simon Kai Tung 黃繼東 | 41 | M | Rep | 2007-07-19 | 2009-09-17 |
| 176 | Wong, Steven Wai Chiu 王偉超 | M | Rep | 2005-01-03 | 2005-10-14 | |
| Rep | 2006-02-16 | |||||
| 177 | Wong, Wai Wah (SFC:ADQ101) 黃慧華 | Rep | 2004-11-06 | |||
| 178 | Woo, Patrick Chi Wang 胡志宏 | M | Rep | 2006-09-09 | ||
| 179 | Yamaguchi, Daisuke | Rep | 2005-11-21 | 2007-10-26 | ||
| 180 | Yamashita, Ichiro | Rep | 2007-09-14 | 2008-10-17 | ||
| 181 | Yang, Qing (SFC:ARO431) 楊青 | Rep | 2008-09-01 | 2009-11-15 | ||
| 182 | Yau, Henry Clement Hok Wai 邱學煒 | M | Rep | 2004-12-13 | 2004-12-21 | |
| RO | 2004-12-21 | 2009-01-10 | ||||
| 183 | Yen, Tzu-han 嚴子涵 | Rep | 2007-03-07 | 2007-05-09 | ||
| 184 | Yeu, Chiu Wah 姚昭華 | Rep | 2006-09-28 | 2006-12-01 | ||
| RO | 2006-12-01 | 2014-04-16 | ||||
| 185 | Yeung, Beata Kit Sum 楊潔心 | Rep | 2004-09-02 | 2012-02-16 | ||
| 186 | Yeung, Kenneth Wing Kwong 楊永光 | M | Rep | 2007-03-26 | 2013-10-18 | |
| 187 | Ying, Hak Kai 應克佳 | Rep | 2003-06-06 | 2010-11-29 | ||
| 188 | Yokota, Fumiko 橫田文子 | F | Rep | 2003-08-06 | ||
| 189 | Yoshida, Tomoko 吉田朋子 | Rep | 2003-06-14 | |||
| 190 | Yoshihara, Koji | Rep | 2004-03-16 | 2004-06-01 | ||
| RO | 2004-06-01 | 2005-03-14 | ||||
| 191 | Yu, Kin Lok (SFC:AOE771) 庾建樂 | Rep | 2008-01-07 | 2009-02-14 | ||
| 192 | Yung, Fion Man Fong 容敏芳 | Rep | 2005-06-27 | |||
| 193 | Zamora, Poch Edward Imperial | M | Rep | 2008-10-21 | 2011-02-12 | |
| 194 | Zee, Timothy Yuen Cheng | 42 | M | Rep | 2008-08-07 | 2011-11-10 |
| 195 | Zhang, Xiongfeng 張雄峰 | 40 | M | Rep | 2004-12-28 | 2010-11-09 |
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