Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
Role From Until
1 Adachi, Mimiko 安達美味子 F Rep 2008-11-10 2009-04-18
2 Akaiwa, Sumiyuki RO 2006-05-26 2008-04-17
3 Au-Yeung, Wendy Wing Yee 歐陽詠儀 F Rep 2008-11-04 2011-09-10
4 Bailey, Simon Boulstridge M Rep 2003-09-19 2004-09-14
5 Bhisitkul, John Bunkrit M Rep 2007-07-09 2012-02-16
6 Cailao, Antonio Del Pilar M Rep 2003-10-15
7 Chan, Amy Tsui Mei 陳翠薇 F Rep 2006-06-06
8 Chan, Derek Kwun Wah 陳冠樺 38 M Rep 2008-04-01 2008-04-28
RO 2008-04-28 2009-01-10
9 Chan, Germaine Chore Man 陳楚雯 28 F Rep 2008-01-25 2010-06-29
10 Chan, Ka Kit (SFC:AED841) 陳家傑 Rep 2004-12-09 2007-09-29
11 Chan, Mong Har (SFC:AHT095) Rep 2007-10-05 2009-02-28
12 Chan, Shuk Yin (SFC:AGH360) 陳淑賢 Rep 2004-01-31
13 Chan, Shun Ho 陳舜河 Rep 2007-08-20
14 Chan, Sui On (SFC:AOY504) 陳瑞安 Rep 2008-10-28 2011-05-21
15 Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 Rep 2008-03-14 2014-12-03
16 Chander, Vijaykumar Rep 2003-09-16
17 Chang, Kwok Fai 鄭國輝 Rep 2007-11-01 2008-01-29
18 Cheah, Yew Wee Rep 2006-10-26 2012-02-20
19 Cheung, Anthony Chun Yue 張振宇 26 M Rep 2007-04-11 2007-04-11
20 Cheung, Kwok Wah (SFC:AGO346) 張國華 Rep 2006-12-01
21 Chey, Jung-Hyun Rep 2003-07-21 2004-04-12
22 Chng, Eric Chee Beng 莊志明 M Rep 2008-09-08 2011-06-01
23 Chow, Ting Ka 周廷珈 Rep 2007-04-10 2007-08-04
24 Chu, Pui Fan 朱佩芬 Rep 2006-11-24 2009-01-10
25 Chung, Wing Sze 鍾穎詩 Rep 2007-10-25 2010-07-08
26 Collett, Benjamin Robert M Rep 2007-11-01 2008-12-12
27 Fan, Ernest Kwong Hung 范廣鴻 M Rep 2004-01-13 2004-02-09
28 Fang, Hei 方曦 Rep 2004-03-05 2013-11-01
29 Fang, Hong (SFC:ALY689) 方紅 Rep 2005-04-29 2009-04-24
30 Finnemore Capon, Andrew Charles M Rep 2007-09-10 2009-01-14
31 Fok, Christopher See Chun 霍思俊 M Rep 2008-05-20 2008-08-19
32 Fujii, Takashi (SFC:APW946) Rep 2007-10-26 2008-04-12
33 Fujishima, Hisako Rep 2004-03-19 2007-04-16
34 Fukano, Shojiro 深野正二朗 Rep 2007-11-06 2011-10-15
35 Fukuchi, Toshimitsu (SFC:APY946) Rep 2007-11-08 2009-08-11
36 Fukushima, Yoshihiro M Rep 2007-08-06 2010-02-26
37 Fung, Cissy 馮婉詩 F Rep 2005-12-29
38 Fung, Karfield Ka Fai 馮嘉輝 Rep 2009-04-15
39 Ge, Xing 戈星 Rep 2007-12-24 2012-09-05
40 Gornall, Adrian Rubin M Rep 2003-04-23 2004-05-10
41 Goto, Motomasa 後藤元誠 Rep 2007-10-25 2011-07-17
42 Grabner, Heinrich 葛侃寧 34 M Rep 2004-05-25
43 Hau, Chun Kei 侯鎮基 Rep 2007-11-08 2011-09-14
44 Himoto, Tatsuya Rep 2005-03-01 2005-04-28
RO 2005-04-28 2008-07-31
45 Hirai, Akihito 平井明人 Rep 2008-07-24 2009-12-24
46 Ho, Andy Tsz Ho 何子浩 Rep 2005-09-23
47 Ho, Anita Hoi Lam 何海琳 F Rep 2006-11-02 2007-07-25
48 Ho, Ka Wai (SFC:AJK540) 何家偉 Rep 2004-01-20 2007-01-26
49 Ho, Kenny Ting Hong 何定康 M Rep 2008-08-07 2010-06-09
50 Ho, Man Ling 何曼玲 Rep 2006-06-16 2009-03-18
51 Horita, Tomotake Rep 2007-11-06 2012-04-06
52 Hung, Leon Lum 洪霖 M Rep 2004-03-30 2010-08-16
53 Igarashi, Minori Rep 2005-12-29 2015-01-31
54 Inoue, Mariko Rep 2008-08-20 2009-04-14
55 Ishii, Chikara 石井主稅 Rep 2006-11-07 2008-06-23
RO 2008-06-23 2009-10-10
56 Itasaka, Yusaku Rep 2007-07-19 2012-04-14
57 Ito, Kanako Rep 2008-08-26 2012-02-16
58 Jim, Ka Shun 詹嘉淳 27 M Rep 2006-06-15 2008-09-26
Rep 2008-12-18 2011-01-14
59 Kagotani, Kenichi Rep 2005-08-16 2008-08-23
60 Kaneko, Kojiro 金子甲二郎 Rep 2008-11-07 2009-10-24
61 Kang, Kyong Pil 康景弼 Rep 2007-10-05
RO 2007-10-05 2013-06-28
62 Kazui, Yoshiyuki Rep 2008-04-14
RO 2008-04-14 2009-10-31
63 Kiang, Grace Li Chin 姜麗菁 F Rep 2008-07-22 2010-10-22
64 Kim, Hae Ryong Rep 2006-03-22 2016-02-16
65 Kobayashi, Sachiko 小林幸子 Rep 2016-08-04
66 Kot, Jack Hou Eric 葛積豪 M Rep 2008-10-27
67 Kuo, Feng-Yi (SFC:ARN036) 郭峯邑 Rep 2008-08-13 2011-05-01
68 Kwan, Joyce Po Kuen 關寶娟 F Rep 2007-03-02 2010-10-03
69 Kwan, Ringo Cheukkai 關卓啟 39 M Rep 2006-12-27 2007-01-04
RO 2007-01-04 2010-02-20
70 Kwok, Nuen Yee 郭煖儀 Rep 2008-01-11 2009-11-07
71 Kwong, Emily Ho Kei 鄺可琪 F Rep 2006-08-22
RO 2006-08-22 2006-10-04
72 Lai, Joyce Yuen Yee 黎婉儀 F Rep 2003-11-01
73 Lai, Ringo Leong Hang 黎亮恆 M Rep 2003-04-10 2012-07-20
74 Lapakulchai, Vacharachai 林銘輝 Rep 2003-10-29 2016-06-23
75 Lau, Hon 劉侃 Rep 2005-09-27 2005-10-04
76 Law, Joe Hin Pong 羅顯邦 Rep 2006-08-10 2011-03-21
77 Law, Ka Po 羅嘉寶 Rep 2005-05-17 2007-06-08
Rep 2007-09-27 2013-05-25
78 Lee, Hon Nam 李翰南 Rep 2004-10-05 2006-08-24
RO 2006-08-24 2012-02-16
79 Lee, Jong Song 李鐘松 Rep 2003-07-24 2004-04-12
Rep 2004-05-17 2005-11-10
80 Lee, Paul Man Yiu 李文耀 M Rep 2007-08-20 2007-11-17
81 Lee, Ping (SFC:AKN220) 李萍 Rep 2004-04-28 2009-05-01
82 Lee, Sze Wan (SFC:AKS933) 李詩韻 Rep 2006-09-25 2011-09-20
83 Lee, Wai Chung (SFC:ADW149) 李慧中 F Rep 2004-05-11 2004-07-29
84 Lee, Yan Ki 李恩琪 Rep 2007-04-26 2010-07-08
85 Leung, Ching (SFC:ALI727) 梁青 Rep 2006-07-18 2006-10-17
86 Leung, Chor Ming 梁礎銘 Rep 2003-11-04 2004-08-19
87 Leung, Chun Yue 梁振宇 Rep 2004-11-25
88 Leung, Teresa Oi Yi 梁靄怡 F Rep 2007-10-05 2008-08-02
89 Li, Benson Chun Yu 李振宇 M Rep 2008-01-31 2011-03-21
90 Li, Hao (SFC:AQL242) 李豪 Rep 2008-02-05 2011-08-25
91 Li, Sandy Pak Lin 李白蓮 Rep 2006-10-23 2009-08-07
92 Lim, Swee Tin Lisa 林瑞珍 Rep 2007-07-24 2008-05-05
RO 2008-05-05 2010-10-20
93 Lin, Hung Yuan 林宏遠 31 M Rep 2006-10-05 2008-03-26
94 Liu, Chang (SFC:ALI154) 劉暢 Rep 2004-10-11 2005-02-24
95 Liu, Chung Hsun 劉宗勳 Rep
96 Liu, Wendy Wing Yin 廖穎賢 F Rep 2008-02-26 2009-01-10
97 Liu, Xiaohong 劉曉紅 Rep 2006-05-29 2007-03-09
RO 2007-03-09 2016-09-29
98 Lo, Loretta Shuk Yan 羅淑茵 F Rep 2005-08-05 2011-06-28
99 Lo, Wendy Sze Man 盧詩敏 F Rep 2007-10-10 2011-09-07
100 Lok, Chi Yeung 駱子洋 Rep 2005-08-15 2005-12-01
101 Lok, Marshal Wai Chun 駱瑋浚 Rep 2005-10-20 2006-11-14
102 Luchangco, Eric Roberto Mirasol M Rep 2006-05-24 2007-10-27
103 Ma, Adeline 馬雅蓮 F Rep 2005-07-13 2005-07-27
104 Maetani, Masashi 前谷雅司 Rep 2008-03-04 2009-10-15
105 Mar, Johnson M Rep 2008-11-11 2012-08-30
106 Matsumoto, Ko Rep 2007-11-16 2009-10-17
107 Matsumoto, Satoshi RO 2006-04-03
108 Matsushita, Noriko Rep 2008-07-08
109 McConagha, Adam Cameron M Rep 2007-08-06 2008-11-08
110 Miu, Hon Kit 繆漢傑 41 M Rep 2008-03-04 2012-10-30
111 Mizukoshi, Kazuyoshi RO 2004-05-24
112 Mizuno, Kosuke Rep 2005-09-30
RO 2005-09-30 2007-10-27
113 Mizuno, Masashi RO 2004-05-24
Rep 2008-05-15 2008-10-10
114 Mok, Yuk Sze 莫若詩 Rep 2004-02-02 2005-05-17
115 Ng, Alexander Kwong 伍剛 30 M Rep 2006-06-29 2007-10-19
116 Ng, Chak Chung 吳澤松 Rep 2007-08-16 2007-12-20
117 Ng, John Wah 伍華安 M Rep 2007-10-10 2011-08-01
118 Ng, Peter Kwok Shing 伍國成 M Rep 2010-07-30
119 Ng, Virginia Suk Yin 吳淑燕 F Rep 2003-09-03
120 Ng, Wai Kee (SFC:APC928) 吳偉基 Rep 2007-06-25 2008-05-28
121 Ng, Wai Yu (SFC:AGJ184) 吳惠如 Rep 2006-08-17 2008-11-08
122 Ngai, Kwok Fung 魏國峰 Rep 2003-09-18 2005-01-20
123 Ngan, Andrew Lit Chong 顏烈創 M Rep 2008-03-04 2011-06-01
124 Nomura, Hiroyuki RO 2008-06-13 2011-04-16
125 Numata, Saneyuki 沼田真之 Rep 2007-09-14 2008-08-09
126 Ohira, Yuko Rep 2014-06-07
127 Oide, Shinya Rep 2007-04-25 2008-10-10
128 Oka, Taikan Rep 2008-10-30 2010-10-21
129 Onoue, Tsutomu Rep 2004-03-24
RO 2004-03-24 2005-04-22
130 Osawa, Miyuki Rep 2007-06-18
131 Otani, Tomono 大谷知乃 Rep 2003-04-10 2004-05-31
132 Pak, Hiu Ching 白曉青 Rep 2006-07-19 2006-12-01
RO 2006-12-01 2007-05-18
Rep 2007-05-18 2009-06-08
133 Qian, Zewei 錢澤偉 33 M Rep 2008-06-18 2014-08-30
134 Ruffy, Bruce Howard M Rep 2005-09-14 2007-06-12
135 Saito, Shoichi 齋藤彰一 Rep 2004-03-19 2004-06-01
RO 2004-06-01 2008-01-11
136 Sakuraba, Masayuki 櫻庭幹維 Rep 2008-07-22 2009-10-17
137 Sasaki, Shinichi 佐佐木伸一 Rep 2008-07-21 2011-04-24
138 Sawlani, Danny Thakurdas Rep 2007-10-05 2009-08-27
139 Sazawa, Jinya Rep 2007-11-02 2009-10-17
140 Shen, Janet Wei Ling 沈慧玲 F Rep 2005-05-30 2006-09-13
141 Shimada, Kenji Rep 2005-07-15
RO 2005-07-15 2007-07-17
142 Shiraishi, Takeshi 白石武 Rep 2003-04-16 2003-11-16
143 Sia, Kwong Hai Rep 2003-10-21
144 Siu, Anthony Yan Hong 蕭寅康 M Rep 2004-04-02
RO 2004-04-02 2004-11-18
145 Song, Yu (SFC:ANU527) 宋玉 Rep 2008-08-05 2009-01-10
146 Sripunporn, Roger Ardisorn 潘小山 M Rep 2007-10-04 2008-01-05
147 Sullivan, Andrew Michael M Rep 2004-10-11 2007-12-06
148 Suyama, Takuro 巢山拓郎 Rep 2008-10-30 2012-04-03
149 Suzuki, Naoto Rep 2007-04-24 2007-11-28
RO 2007-11-28 2009-04-01
150 Takase, Eiji 高瀨英二 Rep 2004-08-12 2008-10-14
151 Tam, Kin Fong 譚建方 Rep 2008-02-21 2009-07-04
152 Tam, Shing Hei 譚成希 Rep 2007-08-13 2011-09-10
153 Tam, Tak Wing (SFC:AFR780) 譚德榮 Rep 2003-08-16
154 Tanefusa, Toru Rep 2003-09-26 2004-03-08
155 Tang, Michelle Yuen Sheung 鄧婉湘 F Rep 2005-12-07 2006-11-04
156 Tang, Stanley Siu Lai 鄧兆澧 M Rep 2005-05-30 2005-06-14
157 Tang, Wai Chun (SFC:APC908) 鄧惠珍 F Rep 2007-06-25 2007-09-18
158 Teratani, Norio Rep 2007-09-14 2009-03-12
159 Terrebrood, Henry Lee Jr M Rep 2008-11-21 2010-07-21
160 To, Tsz Wai 杜子偉 Rep 2005-03-10
161 Tominaga, Satoshi Rep 2008-10-24 2010-08-17
162 Tomiyama, Takuya 富山卓也 M Rep 2004-08-10
163 Tong, Wai Lun (SFC:AAE161) 唐偉麟 Rep 2008-12-13
164 Tsang, Yin Chun 曾然進 Rep 2007-12-04 2008-06-27
165 Tse, William Wai Luen 謝偉麟 M Rep 2008-04-07 2009-01-10
166 Tseung, Henry Hiu Wai 蔣曉偉 M Rep 2007-04-12 2009-11-24
167 Tsuji, Tomonori Rep 2007-11-12 2011-04-21
168 Tsun, Rowena Wai Hang 秦緯珩 Rep 2003-12-09 2004-03-01
169 Wang, Lan Ling Rep 2004-10-30
170 Wang, Lumeng 王魯蒙 Rep 2003-11-10
Rep 2003-12-09 2007-05-18
171 Wang, Michael Tsu Tsong 王智聰 M Rep 2008-09-17 2012-03-24
172 Watanabe, Ai Rep 2007-10-26 2010-08-06
173 Watkins, Bryan M Rep 2007-07-23 2008-05-15
174 Williamson, David White M Rep 2003-07-28 2007-01-26
175 Wong, Chi Leung (SFC:ABF032) 黃志良 Rep 2003-11-01
176 Wong, Gary Man Kuen 黃文權 M Rep 2007-08-28
177 Wong, Kwun Hung 王冠雄 Rep 2007-04-24 2007-07-26
178 Wong, Po Chin 黃步前 Rep 2005-04-23 2006-08-05
179 Wong, Sheh Yung 王錫勇 Rep 2007-11-13 2008-06-29
180 Wong, Simon Kai Tung 黃繼東 41 M Rep 2007-07-19 2009-09-17
181 Wong, Steven Wai Chiu 王偉超 M Rep 2005-01-03 2005-10-14
Rep 2006-02-16
182 Wong, Wai Wah (SFC:ADQ101) 黃慧華 Rep 2004-11-06
183 Woo, Patrick Chi Wang 胡志宏 M Rep 2006-09-09
184 Yamaguchi, Daisuke Rep 2005-11-21 2007-10-26
185 Yamashita, Ichiro Rep 2007-09-14 2008-10-17
186 Yang, Qing (SFC:ARO431) 楊青 Rep 2008-09-01 2009-11-15
187 Yau, Henry Clement Hok Wai 邱學煒 M Rep 2004-12-13 2004-12-21
RO 2004-12-21 2009-01-10
188 Yen, Tzu-han 嚴子涵 Rep 2007-03-07 2007-05-09
189 Yeu, Chiu Wah 姚昭華 Rep 2006-09-28 2006-12-01
RO 2006-12-01 2014-04-16
190 Yeung, Beata Kit Sum 楊潔心 Rep 2004-09-02 2012-02-16
191 Yeung, Kenneth Wing Kwong 楊永光 M Rep 2007-03-26 2013-10-18
192 Ying, Hak Kai 應克佳 Rep 2003-06-06 2010-11-29
193 Yokota, Fumiko 橫田文子 F Rep 2003-08-06
194 Yoshida, Tomoko 吉田朋子 Rep 2003-06-14
195 Yoshihara, Koji Rep 2004-03-16 2004-06-01
RO 2004-06-01 2005-03-14
196 Yu, Kin Lok (SFC:AOE771) 庾建樂 Rep 2008-01-07 2009-02-14
197 Yung, Fion Man Fong 容敏芳 Rep 2005-06-27
198 Zamora, Poch Edward Imperial M Rep 2008-10-21 2011-02-12
199 Zee, Timothy Yuen Cheng M Rep 2008-08-07 2011-11-10
200 Zhang, Xiongfeng 張雄峰 40 M Rep 2004-12-28 2010-11-09

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