Hong Kong Broad Capital Limited 香港弘博資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	Role	From	Until
1	Cheng, Ka Lam 鄭嘉琳			Rep	2022-05-05	2022-05-30
				RO	2022-05-30
2	Huang, Guang (SFC:AVS141) 黃廣	48	M	RO	2018-06-26	2020-10-31
3	Luo, Xinghua 羅興華			RO	2018-06-26	2023-01-06
4	Pong, Wing In 龐穎妍			Rep	2021-05-26	2024-04-12
5	Wang, Maoquan 王茂全			Rep	2022-06-16
6	Wu, Di (SFC:BOG730) 吴迪			RO	2019-07-26	2022-01-31
7	Yao, Zhengwei (SFC:BEE981) 姚正薇			RO	2023-01-09

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