CHAOSHANG ASSET MANAGEMENT LIMITED 潮商資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Au, Kwong Hoi 區光海			RO	2017-04-03	2020-12-18
2	Kwan, Chung Yan 關頌恩			Rep	2017-08-09	2020-02-07
				RO	2020-02-07
3	Ngan, Ka Sing 顏嘉昇			Rep	2017-08-04	2020-10-16
4	Wang, Boshen 王鉑深			Rep	2019-05-15	2020-08-18
5	Wu, Lawrence Wai Kong 胡偉剛		M	RO	2017-04-03	2020-08-31
6	Yeung, Gary Kim Ting 楊劍庭	54	M	Rep	2018-04-13	2019-07-05
7	Zhang, Qiang (SFC:BCH678) 張强			Rep	2017-11-03	2020-08-18

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