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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Chung, James Man Him 鍾文謙		M	RO	2019-05-16	2020-10-01
2	Fisher, Jocelyn Howard		M	RO	2017-03-24	2019-05-31
3	Lawrence, Andrew John (SFC:AEC577)		M	Rep	2017-05-29	2019-12-31
4	Medd, Alexander Robert		M	RO	2017-03-24	2020-10-01
5	Morgan, Joseph Henry 穆冠名		M	Rep	2017-09-06	2018-09-03
6	Wood, Robert Michael (SFC:AVS462)		M	Rep	2018-08-02	2019-02-13

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