Yellow River Securities Limited 黃河證券有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Li, Linyi 李林依			Rep	2017-12-11	2020-06-24
2	Ng, Chun Ho (SFC:AXR024) 吳俊豪			Rep	2018-01-29	2019-11-15
3	Suen, Ho Yi 孫可兒			RO	2017-06-01	2020-07-01
4	Tsoi, Andes Fai Tin 蔡揮田			RO	2017-06-01	2020-02-15
5	Wong, Ka Yi (SFC:BGM619) 黃嘉怡			Rep	2018-03-14	2018-04-25
6	Xie, Fan (SFC:BLU352) 謝凡			Rep	2018-07-26	2020-11-30

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