CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ai, Zhongcheng 艾仲承 | Rep | 2017-06-26 | 2022-02-18 | ||
| 2 | Avenel, Gerald Marie Jean Alain | M | Rep | 2017-08-18 | 2021-06-25 | |
| 3 | Beattie, Nigel John (SFC:ACM773) | 52 | M | Rep | 2017-06-26 | 2017-08-31 |
| 4 | Cai, Jingxing 蔡景行 | Rep | 2017-06-26 | 2021-09-20 | ||
| 5 | Cai, Shixin 蔡時欣 | Rep | 2018-08-02 | |||
| 6 | Cao, Zheng (SFC:AND187) 曹政 | Rep | 2017-06-26 | 2020-02-19 | ||
| 7 | Carlone, Thomas | M | Rep | 2017-12-06 | 2021-01-20 | |
| 8 | Chan, King (SFC:AXH382) 陳競 | Rep | 2017-06-26 | 2020-01-15 | ||
| 9 | Chan, Samuel Sek Wei 陳惜偉 | M | Rep | 2019-10-30 | 2021-02-17 | |
| 10 | Chan, Ying Tung 陳映彤 | Rep | 2019-01-29 | 2020-12-01 | ||
| 11 | Chang, Derek Xiao | M | Rep | 2019-05-14 | 2020-08-24 | |
| 12 | Chang, Xueshan 常雪杉 | Rep | 2017-06-26 | 2017-08-04 | ||
| 13 | Chen, Enshi 陳恩石 | Rep | 2017-07-19 | 2019-09-24 | ||
| 14 | Chen, Hu (SFC:BMA461) 陳滸 | Rep | 2020-07-31 | |||
| 15 | Chen, Ke (SFC:BOT251) 陳可 | Rep | 2019-09-09 | 2020-11-06 | ||
| 16 | Chen, Yidan (SFC:BLG353) 陳藝丹 | Rep | 2019-10-03 | 2020-10-16 | ||
| 17 | Cheng, Zhiqian 程智倩 | Rep | 2017-09-04 | 2021-05-07 | ||
| 18 | Cheung, Keith Tsun Hei 張俊禧 | M | Rep | 2017-10-04 | 2020-04-17 | |
| 19 | Cheung, Na 張娜 | Rep | 2017-06-26 | 2019-01-02 | ||
| Rep | 2019-05-30 | |||||
| 20 | Cheung, Yat Wah 張日華 | Rep | 2020-05-13 | 2023-05-19 | ||
| 21 | Chiu, Jone Yin 趙仲賢 | Rep | 2017-11-15 | 2021-06-30 | ||
| 22 | Chiu, Ju-Ping 丘如平 | Rep | 2017-06-14 | 2020-07-20 | ||
| 23 | Chou, Vincent Ho Cheong 巢澔鏘 | M | Rep | 2017-09-27 | 2020-11-27 | |
| 24 | Cohen, Marc Isaac | M | Rep | 2017-06-26 | 2018-05-09 | |
| 25 | Collard, Jeremy David | M | Rep | 2019-05-09 | ||
| 26 | Deng, Haili 鄧海立 | Rep | 2017-06-26 | 2019-10-19 | ||
| 27 | Dong, Fanghu 東方虎 | Rep | 2018-08-01 | 2019-07-27 | ||
| 28 | Doshi, Nirav Niranjan | Rep | 2017-08-18 | 2021-03-08 | ||
| 29 | Fan, Alan Ping Lun 范秉倫 | M | Rep | 2017-11-21 | ||
| 30 | Fang, Yuanhao 房遠昊 | Rep | 2020-07-08 | 2020-12-10 | ||
| 31 | Fedotova, Jelena (SFC:BNH659) | Rep | 2018-07-30 | 2021-06-25 | ||
| 32 | Fu, Hsin Chang 傅信彰 | Rep | 2017-06-26 | 2021-02-18 | ||
| 33 | Fu, Kang 傅康 | Rep | 2019-10-02 | |||
| 34 | Gomez, Bienvenido Antonio Monponbanua | M | Rep | 2019-08-08 | ||
| 35 | He, Jialin 賀家琳 | Rep | 2017-10-20 | 2021-01-21 | ||
| 36 | Hong, Sang Jin 洪祥鎮 | Rep | 2017-07-24 | 2019-01-04 | ||
| RO | 2019-01-04 | 2020-02-04 | ||||
| 37 | Hou, Yueyang 侯越洋 | Rep | 2017-06-26 | 2020-09-24 | ||
| RO | 2020-09-24 | |||||
| 38 | Hu, Xisha 胡錫莎 | Rep | 2017-06-26 | 2017-07-17 | ||
| 39 | Huang, Xian Jia 黃賢嘉 | Rep | 2018-12-03 | 2019-08-31 | ||
| 40 | Ip, Wang Fung Frank 葉泓楓 | M | Rep | 2017-06-26 | 2021-03-22 | |
| 41 | Jaeger, Christian John | M | Rep | 2019-03-28 | ||
| 42 | Jia, Mengyao 賈夢瑤 | Rep | 2019-10-28 | |||
| 43 | Jiang, Haiyuan 江海源 | Rep | 2018-09-03 | 2020-06-12 | ||
| 44 | Jiang, Yakang 蔣亞康 | Rep | 2017-06-26 | |||
| 45 | Jiang, Yue (SFC:BGP809) 姜越 | Rep | 2017-06-26 | 2021-11-05 | ||
| 46 | Kay, Chong-san 郭忠山 | Rep | 2017-06-26 | |||
| 47 | Kim, Ji Eum 金知音 | Rep | 2019-07-18 | 2021-12-10 | ||
| 48 | Lam, Cham (SFC:ARA670) 林箴 | Rep | 2017-06-26 | 2019-03-01 | ||
| 49 | Lam, Ka Wun Gary 林家垣 | M | Rep | 2017-06-26 | 2021-01-08 | |
| 50 | Lau, Cheong (SFC:BFA120) 劉暢 | Rep | 2018-06-04 | 2024-02-08 | ||
| 51 | Lee, Bong Tae 李鳳泰 | Rep | 2018-11-15 | |||
| 52 | Lee, Kin Man (SFC:BLK431) 李建民 | Rep | 2017-11-01 | |||
| 53 | Lee, Raymond Yuman 李裕民 | 63 | M | RO | 2017-05-23 | 2017-10-20 |
| 54 | Leung, Fung Man 梁鳳敏 | Rep | 2017-06-26 | 2020-01-29 | ||
| RO | 2020-01-29 | 2021-10-11 | ||||
| 55 | Leung, Kwok Ming (SFC:AIZ701) 梁國明 | RO | 2017-05-23 | 2018-06-25 | ||
| 56 | Li, En Tzu 李恩慈 | Rep | 2019-10-28 | 2021-05-31 | ||
| 57 | Li, Li (SFC:BJI670) 李理 | Rep | 2017-06-26 | |||
| 58 | Li, Shangyi 郦尚义 | Rep | 2019-05-02 | 2021-09-24 | ||
| 59 | Li, Yen Cheng 黎彥成 | Rep | 2017-09-04 | |||
| 60 | Li, Zhenyu (SFC:AKN225) 李震宇 | Rep | 2017-06-26 | 2017-09-18 | ||
| 61 | Li, Zhichao (SFC:BPB266) 李志超 | Rep | 2019-11-04 | 2021-07-30 | ||
| 62 | Li, Zhou (SFC:BPL208) 李舟 | Rep | 2020-03-09 | 2021-08-31 | ||
| 63 | Liang, Heye 梁鶴也 | Rep | 2017-11-15 | 2019-04-10 | ||
| 64 | Liang, Jingwen (SFC:BJX362) 梁靜文 | Rep | 2020-11-23 | |||
| 65 | Liao, Yuezhi 廖悦芝 | Rep | 2020-07-06 | |||
| 66 | Lin, David Ping 林平 | M | Rep | 2017-06-26 | ||
| 67 | Lin, Jiahong (SFC:BMN462) 林家鸿 | Rep | 2018-03-12 | 2021-07-20 | ||
| 68 | Lin, Mason Man Shan 林漫山 | M | Rep | 2019-08-12 | 2022-08-26 | |
| 69 | Liu, Guangming (SFC:BDD671) 劉廣明 | Rep | 2019-05-10 | 2020-03-31 | ||
| 70 | Lu, Jianan 陸佳男 | Rep | 2017-06-27 | 2021-10-22 | ||
| 71 | Luo, Xuan (SFC:AQS758) 羅烜 | Rep | 2017-10-17 | 2020-07-06 | ||
| RO | 2020-07-06 | 2021-06-04 | ||||
| 72 | McQueen, Lee Michael | M | Rep | 2019-03-28 | 2020-10-05 | |
| 73 | Meng, Chen (SFC:BMB955) | Rep | 2019-11-07 | 2023-07-19 | ||
| 74 | Miao, Yiqiao 苗奕喬 | Rep | 2018-01-15 | |||
| 75 | Na, Xiaona 那小娜 | Rep | 2019-03-14 | 2019-04-27 | ||
| 76 | Ng, Ming Hui Sancia 黃明慧 | Rep | 2019-07-10 | |||
| 77 | Ng, Pauline Pui-Han 吳佩嫻 | F | Rep | 2019-07-18 | ||
| 78 | Osekita, Folasefeoluwa Ayoifeoluwape Oluwamisimi | Rep | 2018-08-27 | 2021-06-25 | ||
| 79 | Phan, Nang Dat | Rep | 2018-08-30 | 2019-06-29 | ||
| 80 | Qin, Qian (SFC:ANR972) 秦黔 | Rep | 2017-06-26 | 2018-01-05 | ||
| RO | 2018-01-05 | |||||
| 81 | Ratti, Upwan (SFC:BDY281) | Rep | 2019-05-30 | |||
| 82 | Roy Ghatak, Dhiman | Rep | 2017-06-26 | |||
| 83 | Shan, Yi 單怡 | Rep | 2019-07-02 | 2021-06-07 | ||
| 84 | Shao, Tianyi 邵天一 | Rep | 2019-09-13 | 2021-08-25 | ||
| 85 | Shekleton, Peter Maxwell (SFC:BFE234) | M | Rep | 2017-09-11 | 2021-06-25 | |
| 86 | Shen, Yiding 沈一丁 | Rep | 2020-09-04 | |||
| 87 | Shi, Liang (SFC:BPG328) 施亮 | Rep | 2019-12-18 | 2020-07-15 | ||
| RO | 2020-07-15 | |||||
| 88 | Siow, Andy Jinhui | Rep | 2017-09-19 | 2019-03-07 | ||
| 89 | Smith, Adam Alexander (SFC:ANT189) | M | Rep | 2019-05-30 | ||
| 90 | Sun, Jianfeng (SFC:AOC797) 孫劍鋒 | RO | 2017-05-23 | 2020-08-13 | ||
| Rep | 2020-08-13 | 2020-09-21 | ||||
| 91 | Sun, Runke 孫潤珂 | Rep | 2020-10-22 | 2022-09-29 | ||
| 92 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2020-07-10 | |||
| 93 | Teo, Alvin Chien Liang | M | Rep | 2019-05-08 | 2021-06-25 | |
| 94 | Tey, Chieh Heng Kelvin | M | Rep | 2017-09-11 | 2019-07-09 | |
| 95 | Thibaud, Antoine Paul Jean Charles | M | Rep | 2017-06-26 | 2018-01-16 | |
| RO | 2018-01-16 | 2018-05-09 | ||||
| 96 | Tong, Leo 唐震宇 | M | Rep | 2017-06-26 | 2017-08-31 | |
| RO | 2017-08-31 | 2020-10-28 | ||||
| 97 | Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉 | Rep | 2019-06-24 | 2020-12-18 | ||
| 98 | Wang, Chih Hsiang 王致翔 | Rep | 2017-08-03 | 2020-08-26 | ||
| 99 | Wang, Da Qing 王大慶 | Rep | 2020-02-04 | 2020-10-21 | ||
| RO | 2020-10-21 | 2024-03-28 | ||||
| 100 | Wang, Mengting (SFC:AWJ513) 王梦婷 | Rep | 2019-07-05 | |||
| 101 | Wei, Chuyang 魏楚揚 | Rep | 2017-07-19 | 2018-01-19 | ||
| 102 | Wong, Anthony Ming Yeung 黃銘揚 | M | Rep | 2019-04-01 | 2020-06-30 | |
| 103 | Wong, Hoi Ting (SFC:BQE975) 黃愷婷 | Rep | 2020-09-25 | |||
| 104 | Wu, Di (SFC:BPK499) 吴迪 | Rep | 2020-02-17 | 2023-11-24 | ||
| 105 | Xia, Hui (SFC:ANX904) 夏暉 | Rep | 2017-06-26 | 2021-04-30 | ||
| 106 | Xu, Fanfei 許凡非 | Rep | 2019-11-01 | |||
| 107 | Xu, Jianqiang (1980) 許建強 | 40 | M | Rep | 2017-06-26 | 2018-01-29 |
| RO | 2018-01-29 | |||||
| 108 | Xu, Peizhi 徐培智 | Rep | 2017-06-26 | 2017-08-18 | ||
| 109 | Xu, Yiqiong 許怡琼 | Rep | 2017-07-31 | 2018-07-19 | ||
| 110 | Xu, Zhiyuan (SFC:BPO925) 徐智渊 | Rep | 2020-04-27 | |||
| 111 | Yang, Lujia (SFC:BBU233) 楊路加 | Rep | 2018-05-18 | 2021-01-11 | ||
| 112 | Yang, Tian (SFC:BHA618) 楊天 | Rep | 2017-06-26 | |||
| 113 | Yang, Xiaoxi (SFC:BLU778) | Rep | 2020-02-26 | 2022-05-27 | ||
| 114 | Yee, Kar Seng 余嘉誠 | Rep | 2018-02-28 | 2019-05-25 | ||
| 115 | Yeung, Queenie Wan Man 楊韻汶 | F | Rep | 2017-12-14 | 2018-04-11 | |
| 116 | Yip, Timothy Churk Yue 葉卓儒 | M | Rep | 2017-06-26 | 2018-02-15 | |
| RO | 2018-02-15 | 2021-05-10 | ||||
| 117 | Yip, Wai Ho 葉偉豪 | Rep | 2020-11-12 | |||
| 118 | Yung, Louis Chun Woon 翁進煥 | M | Rep | 2017-11-15 | ||
| 119 | Zhang, Hanzhu 張晗竹 | Rep | 2018-09-24 | 2020-07-08 | ||
| 120 | Zhang, Hao (SFC:BPK074) 張昊 | Rep | 2020-02-04 | 2020-06-12 | ||
| 121 | Zhang, Huizi 張惠梓 | Rep | 2020-09-01 | 2021-06-17 | ||
| 122 | Zhang, Jinsong (SFC:BDF218) 張勁松 | Rep | 2017-06-26 | 2019-04-24 | ||
| 123 | Zhang, Rui (SFC:BED057) 張睿 | Rep | 2018-12-03 | 2019-11-22 | ||
| 124 | Zhang, Xiaojia 張小佳 | Rep | 2017-06-26 | |||
| 125 | Zhao, Wenxiu 趙文秀 | Rep | 2019-12-04 | |||
| 126 | Zheng, Xiaofeng 鄭小峰 | Rep | 2017-06-26 | |||
| 127 | Zhou, Xinwen 周心文 | Rep | 2018-01-11 | 2019-09-04 | ||
| Rep | 2020-09-30 | 2020-11-20 | ||||
| 128 | Zhou, Xuan (SFC:BOI483) 周璇 | Rep | 2019-05-06 | 2020-02-24 | ||
| 129 | Zhu, Lin (SFC:BOP079) 朱琳 | Rep | 2019-07-23 | 2019-08-17 |
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