PINERION INVESTMENT ADVISORY LIMITED 鼎安投資顧問有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	Role	From	Until
1	Chow, Shuk Yi (SFC:AVP865) 鄒淑宜			Rep	2019-11-18	2020-10-09
2	Ho, Ronnie Chi Long 何智朗		M	RO	2020-02-04	2021-02-25
				Rep	2021-02-25	2022-11-22
				RO	2022-11-22
3	Li, David Yin Hei 李衍熹		M	RO	2017-06-26	2021-09-30
4	Ng, Shung Kai 吳崇佳			RO	2017-06-26	2021-09-30
5	Wu, Jonathan Sheung Kai 伍尚楷		M	RO	2022-08-03

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