UPMAX SECURITIES LIMITED 晉億證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Chan, Tung Ching 陳冬青			Rep	2017-12-22
2	Cheng, Wing Hung (SFC:AMA065) 鄭永雄			RO	2017-07-11	2018-02-28
3	Chiu, Yiu Wah 趙耀華			Rep	2017-10-04
4	Hui, Chun Kwok 許鎮國			Rep	2018-01-18	2019-01-16
5	Hui, Hok Suen 許學萱			Rep	2017-10-04	2017-12-14
				RO	2017-12-14
6	Lee, Man Yu 李敏如			RO	2017-07-11

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