Initial Capital Securities Limited 鑫元證券有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	Role	From	Until
1	Lau, Hon Wai (SFC:ACI109) 劉漢威			RO	2022-07-15
2	Li, Longxi 李龍夕			RO	2022-10-31
3	Shih, Yuen Chi 施婉智			RO	2022-07-15	2022-11-01

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