North Rock Capital Management (HK) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	Role	From	Until
1	Chan, Ka Shing (SFC:APF285) 陳嘉誠			Rep	2023-02-15	2024-04-12
2	Chow, Simon Sze Yuen 周思遠		M	RO	2023-01-18
3	Grissell, Edward Henry		M	Rep	2023-02-15
4	Kim, Jin Hyun			Rep	2023-02-20	2024-04-05
5	Wan, Oscar Hoyin 溫浩然	54	M	RO	2023-01-18

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