UBS Asset Management (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
Role From Until
1 Abed, Joseph Khalid M Rep 2016-06-23 2016-07-05
2 Aberer, Helmuth Rep 2014-04-10 2015-09-11
3 Albanese, Tommaso Rep 2015-11-26 2015-12-10
4 Amlicke, Bruce Huddleston M Rep 2016-02-02 2016-02-05
5 Anderl, Maximilian M Rep 2015-09-07 2015-09-09
Rep 2015-12-28 2017-03-14
6 Bang, Edward Soo Jong M Rep 2010-11-15 2014-09-08
7 Benzler, Markus Maria Kurt Rep 2016-04-11 2016-04-20
8 Bhagwat, Niraj Dilip Rep 2005-10-24
9 Blair, James Malcolm M Rep 2012-11-26 2014-09-18
Rep 2016-01-25 2016-01-28
10 Bradshaw, John (SFC:AHC328) M Rep 2012-03-29 2012-09-12
RO 2012-09-12
11 Briscoe, Hayden Daniel M Rep 2016-08-16 2020-08-11
12 Buehlmann, Rene 45 RO 2014-08-11 2019-03-21
13 Burbeck, Charles M Rep 2016-03-08 2016-03-12
14 Bustnes, Brynjar Eirik Rep 2004-11-01 2006-12-31
15 Byrne, Eric Charles Sprague 48 M Rep 2016-10-13 2016-10-20
16 Cha, Benjamin Yiu Chung 查燿中 42 M Rep 2013-07-23 2014-09-27
17 Chan, Chee Seng (SFC:AJO200) Rep 2004-03-17
18 Chan, Elsie Oi Sze 陳愛詩 F Rep 2006-07-28 2012-09-12
RO 2012-09-12 2015-07-18
19 Chan, Irene Wing Yin 陳詠妍 F Rep 2014-09-08 2017-10-04
20 Chan, Karen Ka Ning 陳嘉寧 F Rep 2011-08-01 2013-01-25
21 Chan, Kwan Ho (SFC:APN775) 陳鈞浩 Rep 2011-04-08 2012-05-01
22 Chan, Patrick Hin Wai 陳獻為 M Rep 2004-06-16
RO 2004-06-16 2004-12-23
Rep 2004-12-23 2008-05-24
23 Chang, Alexander Paul 張明波 M Rep 2015-10-12 2016-04-23
24 Chen, Helen Yan Heung 陳仁香 F Rep 2005-09-28 2011-07-08
25 Chen, Lu (SFC:BEH822) 陳璐 Rep 2014-10-15 2016-08-20
26 Chen, Michael Hao 陳豪 M Rep 2014-01-16 2019-02-09
27 Chen, Zhanglong (SFC:AXY966) 陳章龍 Rep 2011-09-06 2021-02-26
28 Chenaux-Repond, Lorenz Michael M Rep 2006-06-16 2016-02-16
RO 2016-02-16 2021-05-14
29 Cheng, King Hong 鄭競康 Rep 2010-08-27 2023-05-31
30 Cheng, Shu Yuen 鄭樹源 Rep 2006-07-17 2008-07-12
31 Cheung, Billy Wing Ho 張永豪 Rep 2006-08-01 2014-09-01
32 Cheung, Catherine Ka Man 張嘉敏 F Rep 2005-10-06 2010-07-17
Rep 2012-07-03 2015-08-08
33 Cheung, Denise Wing Yan 張穎欣 F Rep 2015-12-14
34 Chin, To 錢濤 Rep 2016-03-04 2019-06-22
35 Ching, Kerry Kim Wai 程劍慧 F Rep 2006-09-15 2008-04-12
36 Chon, Lai Yi 鍾麗儀 Rep 2014-03-18 2018-03-05
37 Chow, Tit Tsang Rep 2008-04-23 2019-06-07
38 Choy, Elina Elaine Yee Ling 蔡懿翎 F Rep 2010-09-08 2012-01-18
39 Chu, Lawrence Sheng Yu 諸承譽 37 M Rep 2006-01-20 2007-07-31
40 Chua, Michelle Mei Tak 蔡美德 F Rep 2007-12-24 2009-07-07
41 Chuang, Yung-Chi 莊詠淇 Rep 2014-06-19 2016-10-22
42 Chui, Hoi Yan (SFC:AKW893) 崔凱茵 Rep 2015-07-30 2016-06-09
43 Chukiat, Nicholas Wynn M Rep 2015-08-20 2015-08-28
Rep 2015-10-30 2015-11-06
Rep 2016-11-10 2016-11-19
44 Clement, Theophile Thomas Jean-Pierre M Rep 2016-05-20 2020-10-05
45 Coyle, David Alexander (SFC:BHG434) M Rep 2016-04-07 2016-04-15
46 Dellmann, Marc Christian M Rep 2015-10-13 2015-10-16
47 Digenan, Thomas M Rep 2016-03-15 2018-06-01
48 Dilkes, Ross Peter M Rep 2009-01-19 2022-01-20
49 Dolan, Scott Eric M Rep 2016-08-17 2018-05-21
50 Egloff, Markus Peter M Rep 2015-10-02 2018-07-03
51 Eichacker, Markus Karl Eugen 48 M Rep 2003-11-13
RO 2003-11-13 2008-09-13
52 Elegante, Joseph Robert M Rep 2016-01-20 2017-02-01
53 Ellis-Ferrara, Christopher Raymond M Rep 2012-08-28 2013-01-04
54 Ferri, William Joseph M Rep 2015-10-30 2015-10-30
Rep 2016-04-07 2016-04-15
55 Fipp, Robert Bernard M Rep 2015-10-29 2018-06-23
56 Fitzpatrick, Dawn Nora F Rep 2015-10-29 2015-11-02
Rep 2015-12-10 2015-12-13
Rep 2016-01-04 2016-01-07
Rep 2016-11-24 2016-11-30
57 Frei, Michael M Rep 2012-08-28 2014-05-14
58 Friel, Stephen Robert M Rep 2016-11-24 2016-12-19
59 Fu, Teh-Hsiu 傅德修 RO 2003-12-05
60 Fung, Karena Pui San 馮珮珊 Rep 2006-09-13 2012-01-18
61 Gao, Hui (SFC:AKW845) 高卉 Rep 2004-07-06 2008-10-13
62 Garrood, Dane Alan M Rep 2012-03-02 2012-11-26
63 Gill, Barry John (SFC:BHP725) M Rep 2016-06-16 2016-06-17
64 Guan, Shao Ping 關少平 Rep 2006-05-22 2007-10-24
65 Guest, Paul Michael George 39 M Rep 2016-07-13 2017-09-14
66 Halek, David Neil M Rep 2003-08-29
RO 2003-08-29 2013-06-03
67 Hanzl, David M Rep 2014-09-26 2019-06-30
68 Hayek, Rami Gebran Rep 2011-02-14 2012-09-01
69 Herm, Gunnar Rep 2015-11-26 2015-12-02
70 Ho, Andrew Chung-Kit 何忠傑 M Rep 2016-02-29 2016-03-09
Rep 2016-10-11 2016-10-20
71 Ho, David Patrick 何嘉豪 M Rep 2011-06-27 2022-11-22
72 Ho, Gideon Siu Man 何紹民 Rep 2015-04-10 2016-01-29
73 Ho, Joyce Lok Yan 何樂忻 F Rep 2016-09-14
74 Hollick, Jonathan Christopher M Rep 2016-11-07 2016-11-11
75 Holzherr, Thomas Markus M Rep 2010-08-16 2011-08-31
76 Hong, James Shu Kin (SFC:AAK376) 洪樹堅 M RO 2009-10-31
77 Huang, Hai (SFC:ARB638) 黃海 Rep 2008-05-26 2015-07-28
78 Huang, Shiao Wern Charlene F Rep 2015-08-20 2015-08-28
Rep 2016-02-25 2020-02-27
79 Hughes Jr, William Terrance M Rep 2016-04-11 2016-04-15
80 Hui, Sai Fung 許世鋒 Rep 2014-05-23 2018-06-30
81 Hung, Michael Siu Chun 洪小駿 M Rep 2008-03-28 2011-05-11
82 Ilar, Kristina Birgitta F Rep 2015-09-07 2019-10-10
83 Im, Jinseon Rep 2012-08-28 2014-05-10
84 Johnson, Matthew Gerard 44 M Rep 2016-11-10 2016-11-15
85 Johnson, Richard Anthony (SFC:BGJ124) M Rep 2015-10-22 2015-10-24
Rep 2016-01-04 2019-05-01
86 Kaegi, Thomas M Rep 2016-04-08 2017-02-01
87 Kang, Chang Joo Rep 2016-01-15 2016-01-18
88 Kang, Tae Jong 姜太鐘 Rep 2013-10-16 2016-11-26
89 Karthigesu, Ganeshan Ramesh M Rep 2010-05-31 2012-05-02
90 Keung, Helen Hoi Ling 姜凱齡 F Rep 2008-03-05 2010-01-08
91 Khosla, Navjeewan Jatinder Rep 2012-03-19 2013-12-05
92 Kim, Calvin M Rep 2014-10-06
93 Kim, Ji Woong 金智雄 Rep 2016-04-15 2019-02-28
94 Kim, Jun Sub Rep 2015-10-16 2018-06-20
95 Kim, Seung-Bom Rep 2012-03-19 2017-03-14
96 Kim, Yong Duk 金容德 Rep 2015-09-25 2020-03-13
97 Klingenberg-Timm, Benno M Rep 2015-09-08 2015-09-09
98 Klugherz, Thomas Charles M Rep 2016-09-08 2016-09-14
99 Koehler, Dinah Anna F Rep 2016-04-08 2017-02-01
100 Koh, Feng Hui 高鳳慧 Rep 2016-09-01 2018-08-09
101 Kohler, David Hermann M Rep 2005-06-21 2009-07-01
102 Kondo, Keiko 近藤敬子 Rep 2011-09-02 2014-03-05
RO 2014-03-05 2017-09-30
103 Koo, Julie J F Rep 2015-04-13 2015-08-27
RO 2015-08-27 2017-12-29
104 Kwok, Felix Man Chun 郭文駿 M Rep 2011-01-31 2015-04-18
105 Kwong, Samuel Yee Kin 鄺懿堅 M Rep 2007-10-31 2008-10-10
106 Lai, Chin Wai 賴展懷 Rep 2014-10-06 2016-07-30
107 Lai, Hing Lun 黎慶麟 M Rep 2016-05-26 2018-06-06
108 Lai, Ka Lai (SFC:AQP990) 賴家禮 Rep 2008-03-05 2012-12-08
109 Lam, Chi Ping 林治平 Rep 2008-10-29 2014-05-22
110 Lam, Chi Yeung (SFC:BBL717) 林智洋 Rep 2016-12-28 2018-09-01
111 Lam, Franklin Fan Keung 林奮強 56 M Rep 2005-12-01 2006-01-18
RO 2006-01-18 2011-07-11
112 Lam, Lam (SFC:BHD555) 林琳 Rep 2016-03-16 2017-03-25
113 Lam, Von Villy Mendoza 林威利 Rep 2012-11-13 2015-02-25
114 Lam, Wan (SFC:BCK236) 林耘 Rep 2015-03-04 2015-10-24
115 Lecher, Stefan Alexander M Rep 2013-08-13 2014-03-05
RO 2014-03-05 2016-08-15
116 Lee, Hon Kit (SFC:ADO606) 李漢傑 Rep 2008-01-28 2008-06-17
RO 2008-06-17 2011-11-11
117 Lee, Jason Kwan Ho 李君豪 M Rep 2012-03-19 2019-01-29
118 Lee, Kong Hean 李光賢 Rep 2008-05-23 2009-09-10
119 Lee, Paul Hung Bun 李鴻斌 M Rep 2011-09-30 2015-06-27
120 Lee, Teong Gee 李忠義 Rep 2005-05-26 2006-10-18
121 Lee, Tsz Heng 李芷蘅 Rep 2011-07-12 2014-01-10
122 Lee, Won Jong Rep 2012-10-12 2015-06-26
123 Lee, Yong Ha Rep 2010-06-21 2011-12-01
124 Lee, Yui 李銳 Rep 2008-03-20 2009-05-07
125 Leonard, John Christopher M Rep 2015-10-29 2016-07-01
126 Leung, Ho Wa (SFC:AAV118) 梁可華 Rep 2003-10-11
127 Leung, Jeremy Jan Yu M Rep 2015-10-19 2015-10-21
Rep 2016-02-11 2016-02-16
128 Leung, Ka Wai (SFC:AOK606) 梁家瑋 Rep 2012-08-27 2016-04-01
129 Leung, Po Chun 梁寶珍 Rep 2014-06-23 2018-09-04
130 Leung, Suen Yan Rep 2016-04-07 2017-02-01
131 Li, Charles Sai Yiu 李世耀 M Rep 2010-02-08 2016-02-16
RO 2016-02-16 2022-07-15
132 Liaw, Irene Milin 廖美玲 F Rep 2010-03-04 2011-10-19
133 Ling, Xinyuan 凌新源 Rep 2010-01-13 2010-07-16
RO 2010-07-16 2016-06-15
134 Liu, Hing Hung (SFC:ARP656) 廖慶雄 Rep 2008-09-17 2011-07-31
135 Lo, York Yuen Yuk 羅元旭 Rep 2007-11-05 2008-04-17
136 Loh, Jeric Seong Huat 羅祥發 Rep 2013-07-29 2014-10-08
137 Mackie, Graham Alan M Rep 2015-10-09 2015-10-23
Rep 2016-02-11 2022-04-28
138 Mak, Kai Yin 麥愷茵 Rep 2010-09-15 2013-06-01
139 McCallum, Joshua Neil M Rep 2015-07-21 2015-07-24
140 McConnell, Simon Peter Watson M Rep 2014-10-20 2015-07-16
141 McCourt, Ryan James M Rep 2015-10-23 2016-09-30
142 Meng, Yuan (SFC:BCG394) 孟媛 Rep 2016-09-13 2018-08-04
143 Miller, Steven Michael (SFC:AHF976) M Rep 2007-03-08 2012-05-02
144 Ming, Albert 明耀文 M Rep 2013-08-07 2014-03-05
RO 2014-03-05 2016-08-16
145 Miura, Takuya (SFC:BHP322) 三浦拓也 Rep 2016-06-13 2016-06-16
146 Mondovits, Andreas Georg M RO 2005-07-20 2010-04-26
Rep 2010-04-26 2012-08-31
147 Moy, Paul John M Rep 2016-04-07 2016-04-16
148 Nagpal, Shantanu Rep 2007-04-20 2007-10-26
149 Ng, William Tsang Kwong 吳增光 M Rep 2016-05-20 2017-01-14
150 Nicholas, James Everett M Rep 2016-06-02 2016-06-08
151 Oliete Galiano, Adolfo M Rep 2015-06-08 2019-12-05
152 Olstein, Stephen Jeffery M Rep 2016-09-08 2018-04-30
153 Pang, Jason Yat Sing 彭逸升 M Rep 2006-08-10 2013-05-17
154 Pang, Kai Chun 彭啟晉 Rep 2015-01-07 2016-05-25
155 Park, Sang 朴祥淳 Rep 2010-03-16 2010-09-17
156 Park, William (SFC:BHG768) M Rep 2016-04-11 2016-04-14
Rep 2016-06-02 2016-06-08
157 Perrett, David Michael (SFC:AFF191) M Rep 2012-03-28 2012-09-12
RO 2012-09-12 2012-12-18
Rep 2012-12-18 2013-12-05
158 Perrott, Ashley James M Rep 2009-01-02 2018-05-21
159 Pershad, Vikas Rep 2012-08-28 2014-03-27
160 Petheram, Christopher Mark 53 M Rep 2016-01-11 2022-11-30
161 Piper, Stuart William Arnold 63 M Rep 2006-06-28 2008-07-04
162 Projit, Chatterjee Rep 2016-09-14 2016-09-22
163 Purtschert, Markus Anton M Rep 2014-05-07 2015-10-02
164 Quaife, Matthew Samuel Heighes M Rep 2011-09-02 2013-04-22
165 Raebsamen, Urs Rep 2010-07-27 2021-07-23
166 Raffaldini Ii, Jerome Lino M Rep 2015-07-17 2015-07-24
Rep 2015-08-10 2015-08-14
Rep 2015-10-20 2015-10-30
Rep 2015-11-16 2015-11-18
Rep 2015-12-28 2016-01-07
Rep 2016-02-11 2018-05-14
167 Reuter, Clemens Rep 2015-10-29 2015-11-02
Rep 2016-07-07 2016-07-16
168 Rivers, Thomas Edward M Rep 2015-03-11 2016-10-18
169 Russell, Kevin Gary M Rep 2016-04-11 2016-04-15
Rep 2016-10-20 2016-10-28
170 Sanghrajka, Satyan Arvind Rep 2015-08-26 2015-09-02
Rep 2015-10-27 2015-10-31
Rep 2015-11-30 2015-12-02
Rep 2016-02-19 2016-02-26
Rep 2016-03-10 2016-03-16
Rep 2016-04-08 2016-04-15
171 Saxvik, Eric Bradley M Rep 2012-04-13 2013-09-05
RO 2013-09-05 2017-01-12
172 Schlaepfer, Bruno M Rep 2006-05-16 2006-12-22
173 Shao, Peiyi 邵佩藝 Rep 2014-01-10 2014-12-12
174 Shi, Bin 施斌 Rep 2006-01-12 2010-08-11
RO 2010-08-11
175 Shiu, Ephrem 邵藹苓 M RO 2014-02-17 2023-04-06
176 Shum, Yuk Yee 岑玉如 Rep 2005-10-19 2006-04-13
177 Sotorp, Kai Reiner Jr RO 2013-04-05 2014-06-30
178 Spielhofer, Philippe Marc M Rep 2011-05-17 2015-09-01
179 Suess, Benjamin M Rep 2016-04-07 2016-04-14
180 Sun, Derrick 孫裕文 M Rep 2013-07-08 2018-06-16
181 Talbot, Richard Casey M Rep 2016-02-22 2016-02-26
Rep 2016-04-05 2016-04-08
182 Tan, Siew Ming 陳秀敏 Rep 2004-12-29 2008-09-26
183 Tang, Yue Han Rep 2014-08-05 2022-11-21
184 Thorpe-Apps, Mark Winston M Rep 2012-03-14 2013-01-14
185 To, Ngoc-Diep Diana 蘇玉葉 Rep 2011-01-31 2014-07-25
186 Toh, Shaowei Rep 2016-02-26 2016-03-04
187 Tse, Tina Siu 謝小娟 Rep 2011-08-18 2012-07-26
188 Tseng, Yu Wen 曾鈺雯 Rep 2015-06-03 2017-07-15
189 Tsui, Ka Ling 徐嘉玲 Rep 2015-10-05 2021-09-30
190 Tung, Yat Shing 董日成 Rep 2007-08-03 2016-11-17
RO 2016-11-17 2019-06-30
191 Ueno, Akiko 八木晶子 F Rep 2013-08-08 2021-06-23
192 Van Beek, Christiaan Lieven Rep 2015-09-18 2015-09-25
Rep 2015-11-23 2015-12-03
Rep 2016-02-26 2016-03-04
Rep 2016-04-08 2016-04-14
Rep 2016-05-30 2016-06-03
Rep 2016-07-19 2016-07-22
Rep 2016-09-08 2018-06-13
193 Wang, Dapeng (SFC:BFD828) 王大鵬 Rep 2015-03-26 2018-03-30
194 Wang, Hsiao Chun 王曉群 Rep 2014-03-06 2015-07-21
195 Wang, Yifen David 王軼奮 Rep 2014-05-29 2015-09-01
196 Wels, Thomas Georg M Rep 2016-04-07 2016-04-15
197 Wichmann, Kasper Kvist M Rep 2015-05-13 2019-08-17
198 Williamson, Andrew Masters M Rep 2015-09-25
199 Wong, Ee Kay Geoffrey M Rep 2015-08-13 2015-08-19
Rep 2016-06-02 2016-06-07
Rep 2016-11-24 2016-12-02
200 Wong, Howard (SFC:ADY281) 黃浩雲 M Rep 2013-02-06 2013-06-03
201 Wong, Jenq Shin Freddy 王政鑫 Rep 2015-10-15 2022-07-20
202 Wong, Johnny Yat Hong 黃日康 M Rep 2005-09-26 2011-09-26
203 Wong, Kwai Chu 黃桂珠 Rep 2015-03-20 2022-09-30
204 Wong, Kwong Wui 黃冠瑋 Rep 2016-06-17 2016-06-24
205 Wong, Suet Ting 黃雪婷 Rep 2016-05-20 2018-05-18
206 Wong, Wai Ho (SFC:ALL183) 黃煒豪 Rep 2012-05-30 2015-03-28
207 Woodland, Emily Jane F Rep 2012-03-19 2017-08-08
208 Wu, Yuan (SFC:BFM561) 吳渊 Rep 2015-05-20 2023-11-13
209 Xie, Jiaoyue 謝姣岳 Rep 2016-07-15 2016-07-22
Rep 2016-12-19 2016-12-23
210 Yan, Cleo Sheung Ngar 甄尚雅 F Rep 2006-07-28 2009-08-21
211 Ye, Rong (SFC:AYZ033) 葉戎 Rep 2016-03-18 2021-03-22
212 Yeo, Keng Swee 楊慶瑞 Rep 2005-04-11 2008-07-14
213 Yeung, Chung Kit 楊忠杰 Rep 2013-09-24 2023-10-20
214 Yeung, Hau Keung 楊孝強 Rep 2008-11-19 2012-05-18
215 Yip, Sammy Ka Tak 葉家德 Rep 2013-09-03 2015-06-24
216 Yiu, Wai Ho (SFC:APR883) 姚偉浩 Rep 2014-10-29 2020-06-04
217 Yokoi, Makoto 橫井誠 Rep 2016-01-12 2017-02-01
218 Yu, Cheng-yung 游正雍 Rep 2007-05-23 2010-05-26
219 Yu, Ming Lai 余明麗 Rep 2007-09-25 2008-07-02
Rep 2008-11-03 2008-11-13
220 Yu, Thomas Ka Ming 余家明 M Rep 2008-01-22 2018-12-21
221 Yu, Yik Ki 余奕淇 Rep 2008-07-14 2017-12-08
222 Yu, Zhan 于湛 Rep 2014-09-11 2019-01-19
223 Yuen, Ben Cheuk Bun 阮卓斌 M Rep 2006-04-24 2006-05-29
RO 2006-05-29 2013-12-20
224 Yuen, Siu Fung 袁兆豐 Rep 2006-03-27 2007-07-21
225 Yuen, Wai Ling (SFC:AXZ887) 袁慧玲 Rep 2013-07-18
226 Yuen, Wing Ho 袁永豪 Rep 2016-08-31 2017-05-23
227 Yung, Yu Ming 翁耀明 Rep 2005-12-09 2006-01-18
RO 2006-01-18 2012-04-03
228 Zhang, Yingdong 張穎冬 Rep 2015-08-06 2018-03-29
229 Zhang, Yu (SFC:AVI265) 張宇 39 M Rep 2011-09-01 2019-08-28

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