SPARX Asia Investment Advisors Limited

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
Role From Until
1 Allen, Thomas Lloyd M Rep 2004-09-15 2009-05-31
2 Bahra, Kanwaljit Singh M RO 2007-09-25 2011-12-31
3 Brennan, Martin (SFC:AHN339) M RO 2004-04-20 2011-07-12
4 Chan, Siu Wing (SFC:BEC072) 陳紹榮 Rep 2014-08-29 2017-01-06
5 Chau, Kwok Fai 周國輝 Rep 2006-09-11 2014-08-18
6 Doud, Thomas Andrew M Rep 2005-03-22 2011-10-28
7 Easterbrook, Trevor Stephen M Rep 2005-06-22 2009-03-31
8 Fan, Weiwei (SFC:ALW233) 范維維 Rep 2007-06-25 2012-07-06
9 Flint, Darryl Mark M Rep 2004-04-30 2007-04-03
RO 2007-04-03 2011-10-28
10 Fong, Poh Chung 方寶畯 Rep 2007-09-05 2014-11-24
RO 2014-11-24
11 Fong, William Chi Wai 方志偉 M Rep 2004-06-23 2007-04-30
12 Frasier, Hamilton Reid Rep 2013-07-15 2014-11-28
13 Fung, David Yu Wai 馮裕偉 M Rep 2006-09-11 2012-01-11
RO 2012-01-11 2014-05-02
14 Hui, Yau Hing 許有慶 Rep 2008-07-14 2011-08-15
15 Hung, Horace Yiu Keung 熊耀強 M Rep 2006-06-14 2011-07-21
16 Jue, Stephen Tukqun 居德鈞 M Rep 2010-10-18 2014-01-31
17 Kim, Byung Hak Rep 2011-05-24 2012-02-22
RO 2012-02-22 2024-01-01
18 Kim, Min Soo (SFC:AEP532) Rep 2006-02-01 2009-06-05
RO 2009-06-05 2015-03-19
19 King, Geoffrey Chang Wei 金昌尉 M Rep 2006-12-13 2007-01-22
RO 2007-01-22 2007-05-01
Rep 2007-05-01 2010-07-18
20 Kubo, Matthew Yukio M RO 2012-02-29 2014-06-27
21 Kwok, Raymond (SFC:AUT715) M RO 2014-06-18 2014-12-31
22 Kwok, Yik Ki 郭奕琪 Rep 2007-08-13 2012-06-18
23 Lee, Byoung Nam 李秉南 Rep 2011-06-24 2012-11-30
24 Lee, Jong Hak Rep 2013-04-08 2022-05-27
25 Liu, Shun Hong 廖舜康 Rep 2006-07-17 2008-01-07
RO 2008-01-07 2011-07-29
26 Lou, Jia (SFC:AYN600) 婁佳 Rep 2011-12-01 2013-09-13
27 Macleod, Torquil Magnus M Rep 2006-11-03 2011-10-28
28 Malik, Farhat Abbas (SFC:AIO088) M RO 2004-04-20 2010-06-30
29 McDade, Richard William M Rep 2011-03-29 2011-10-28
30 Mepani, Pravin (SFC:ALW554) Rep 2005-05-09 2012-02-09
31 Michalski, Tytus M Rep 2004-05-11 2009-06-16
RO 2009-06-16 2010-11-30
32 Naughton, Thomas Edmund Wyville 43 M Rep 2004-04-22 2007-03-19
RO 2007-03-19 2009-08-31
Rep 2009-08-31 2009-10-19
33 Ng, Tat Hong Alan 伍達康 RO 2012-04-27
34 Oh, Wookjin 吳旭鎮 Rep 2015-02-27 2016-08-29
35 Parsons, Paul Rodney M Rep 2006-11-09 2009-03-31
36 Petras, Jason William M Rep 2007-02-28 2008-03-04
37 Pidgeon, Thomas Graham M Rep 2006-11-09 2009-03-31
38 Saha, Kunal (SFC:APB639) Rep 2007-06-07 2011-10-28
39 Shiu, Paul Kin Ming 邵建銘 M Rep 2007-04-27 2011-02-25
40 Shu, Yow Jen 許祐禎 Rep 2014-01-28 2014-05-28
41 Suzuki, Takeshi (SFC:AOH485) 鈴木剛 M RO 2014-09-19
42 Tabar, Samir Victor M Rep 2007-08-07 2008-02-28
43 Takeda, Masakazu 武田政和 M Rep 2011-12-21
44 Tang, Nelson Yu Ming 湯毓銘 45 M Rep 2005-03-29 2007-01-31
45 Taniguchi, Masaki 谷口正樹 RO 2011-07-21 2012-03-31
46 Tye, Philip Andrew 53 M RO 2004-04-20 2007-02-05
47 Vaswani, Arun Purushotam M Rep 2005-08-29 2011-10-28
48 Villait, Anoopkumar Sadh (SFC:ATL471) Rep 2009-07-22 2011-03-23
RO 2011-03-23 2011-07-12
49 Wang, Xinchen 王鑫晨 Rep 2013-12-03 2016-08-29
50 Wong, Raymond Tin Wai 黃田卉 M Rep 2006-07-25 2010-07-23
51 Yang, Richard Shih Hau 楊世浩 M Rep 2006-12-13 2007-01-22
RO 2007-01-22 2007-05-01
Rep 2007-05-01 2010-01-06
52 Yip, Ka Hay 葉家曦 Rep 2004-11-18 2007-03-19
RO 2007-03-19 2007-09-21

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