SPARX Asia Investment Advisors Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Allen, Thomas Lloyd | M | Rep | 2004-09-15 | 2009-05-31 | |
| 2 | Bahra, Kanwaljit Singh | M | RO | 2007-09-25 | 2011-12-31 | |
| 3 | Brennan, Martin (SFC:AHN339) | M | RO | 2004-04-20 | 2011-07-12 | |
| 4 | Chan, Siu Wing (SFC:BEC072) 陳紹榮 | Rep | 2014-08-29 | 2017-01-06 | ||
| 5 | Chau, Kwok Fai 周國輝 | Rep | 2006-09-11 | 2014-08-18 | ||
| 6 | Chow, Chun Yu (SFC:BAD900) 周振宇 | Rep | 2016-08-23 | |||
| 7 | Doud, Thomas Andrew | M | Rep | 2005-03-22 | 2011-10-28 | |
| 8 | Easterbrook, Trevor Stephen | M | Rep | 2005-06-22 | 2009-03-31 | |
| 9 | Fan, Weiwei (SFC:ALW233) 范維維 | Rep | 2007-06-25 | 2012-07-06 | ||
| 10 | Flint, Darryl Mark | M | Rep | 2004-04-30 | 2007-04-03 | |
| RO | 2007-04-03 | 2011-10-28 | ||||
| 11 | Fong, Poh Chung 方寶畯 | Rep | 2007-09-05 | 2014-11-24 | ||
| RO | 2014-11-24 | |||||
| 12 | Fong, William Chi Wai 方志偉 | M | Rep | 2004-06-23 | 2007-04-30 | |
| 13 | Frasier, Hamilton Reid | Rep | 2013-07-15 | 2014-11-28 | ||
| 14 | Fung, David Yu Wai 馮裕偉 | M | Rep | 2006-09-11 | 2012-01-11 | |
| RO | 2012-01-11 | 2014-05-02 | ||||
| 15 | Hui, Yau Hing 許有慶 | Rep | 2008-07-14 | 2011-08-15 | ||
| 16 | Hung, Horace Yiu Keung 熊耀強 | M | Rep | 2006-06-14 | 2011-07-21 | |
| 17 | Jue, Stephen Tukqun 居德鈞 | M | Rep | 2010-10-18 | 2014-01-31 | |
| 18 | Kim, Byung Hak | Rep | 2011-05-24 | 2012-02-22 | ||
| RO | 2012-02-22 | 2024-01-01 | ||||
| 19 | Kim, Min Soo (SFC:AEP532) | Rep | 2006-02-01 | 2009-06-05 | ||
| RO | 2009-06-05 | 2015-03-19 | ||||
| 20 | King, Geoffrey Chang Wei 金昌尉 | M | Rep | 2006-12-13 | 2007-01-22 | |
| RO | 2007-01-22 | 2007-05-01 | ||||
| Rep | 2007-05-01 | 2010-07-18 | ||||
| 21 | Kubo, Matthew Yukio | M | RO | 2012-02-29 | 2014-06-27 | |
| 22 | Kwok, Raymond (SFC:AUT715) | M | RO | 2014-06-18 | 2014-12-31 | |
| 23 | Kwok, Yik Ki 郭奕琪 | Rep | 2007-08-13 | 2012-06-18 | ||
| 24 | Lee, Byoung Nam 李秉南 | Rep | 2011-06-24 | 2012-11-30 | ||
| 25 | Lee, Jong Hak | Rep | 2013-04-08 | 2022-05-27 | ||
| 26 | Liu, Shun Hong 廖舜康 | Rep | 2006-07-17 | 2008-01-07 | ||
| RO | 2008-01-07 | 2011-07-29 | ||||
| 27 | Lou, Jia (SFC:AYN600) 婁佳 | Rep | 2011-12-01 | 2013-09-13 | ||
| 28 | Macleod, Torquil Magnus | M | Rep | 2006-11-03 | 2011-10-28 | |
| 29 | Malik, Farhat Abbas (SFC:AIO088) | M | RO | 2004-04-20 | 2010-06-30 | |
| 30 | McDade, Richard William | M | Rep | 2011-03-29 | 2011-10-28 | |
| 31 | Mepani, Pravin (SFC:ALW554) | Rep | 2005-05-09 | 2012-02-09 | ||
| 32 | Michalski, Tytus | M | Rep | 2004-05-11 | 2009-06-16 | |
| RO | 2009-06-16 | 2010-11-30 | ||||
| 33 | Naughton, Thomas Edmund Wyville | 44 | M | Rep | 2004-04-22 | 2007-03-19 |
| RO | 2007-03-19 | 2009-08-31 | ||||
| Rep | 2009-08-31 | 2009-10-19 | ||||
| 34 | Ng, Tat Hong Alan 伍達康 | RO | 2012-04-27 | |||
| 35 | Oh, Wookjin 吳旭鎮 | Rep | 2015-02-27 | 2016-08-29 | ||
| 36 | Parsons, Paul Rodney | M | Rep | 2006-11-09 | 2009-03-31 | |
| 37 | Petras, Jason William | M | Rep | 2007-02-28 | 2008-03-04 | |
| 38 | Pidgeon, Thomas Graham | M | Rep | 2006-11-09 | 2009-03-31 | |
| 39 | Saha, Kunal (SFC:APB639) | Rep | 2007-06-07 | 2011-10-28 | ||
| 40 | Shiu, Paul Kin Ming 邵建銘 | M | Rep | 2007-04-27 | 2011-02-25 | |
| 41 | Shu, Yow Jen 許祐禎 | Rep | 2014-01-28 | 2014-05-28 | ||
| 42 | Suzuki, Takeshi (SFC:AOH485) 鈴木剛 | M | RO | 2014-09-19 | ||
| 43 | Tabar, Samir Victor | M | Rep | 2007-08-07 | 2008-02-28 | |
| 44 | Takeda, Masakazu 武田政和 | M | Rep | 2011-12-21 | ||
| 45 | Tang, Nelson Yu Ming 湯毓銘 | 46 | M | Rep | 2005-03-29 | 2007-01-31 |
| 46 | Taniguchi, Masaki 谷口正樹 | RO | 2011-07-21 | 2012-03-31 | ||
| 47 | Tye, Philip Andrew | 54 | M | RO | 2004-04-20 | 2007-02-05 |
| 48 | Vaswani, Arun Purushotam | M | Rep | 2005-08-29 | 2011-10-28 | |
| 49 | Villait, Anoopkumar Sadh (SFC:ATL471) | Rep | 2009-07-22 | 2011-03-23 | ||
| RO | 2011-03-23 | 2011-07-12 | ||||
| 50 | Wang, Xinchen 王鑫晨 | Rep | 2013-12-03 | 2016-08-29 | ||
| 51 | Wong, Raymond Tin Wai 黃田卉 | M | Rep | 2006-07-25 | 2010-07-23 | |
| 52 | Yang, Richard Shih Hau 楊世浩 | M | Rep | 2006-12-13 | 2007-01-22 | |
| RO | 2007-01-22 | 2007-05-01 | ||||
| Rep | 2007-05-01 | 2010-01-06 | ||||
| 53 | Yip, Ka Hay 葉家曦 | Rep | 2004-11-18 | 2007-03-19 | ||
| RO | 2007-03-19 | 2007-09-21 |
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