PIPER JAFFRAY ASIA SECURITIES LIMITED 派杰亞洲証券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | An, Peng (SFC:APO572) 安鵬 | Rep | 2009-03-16 | 2009-04-13 | ||
| 2 | Bao, Wenjing 鮑文婧 | Rep | 2008-12-08 | 2009-08-21 | ||
| 3 | Bassett, Michael West | M | Rep | 2010-09-21 | 2012-07-14 | |
| 4 | Berrisford, Carl Thomas | M | Rep | 2004-05-13 | 2005-08-04 | |
| 5 | Chan, Chui Ying (SFC:AXV939) 陳翠盈 | Rep | 2011-08-17 | 2012-08-25 | ||
| 6 | Chan, Dominic Gee Yan 陳智恩 | M | Rep | 2010-11-16 | 2012-08-25 | |
| 7 | Chan, Hung Kee (SFC:ABF065) 陳鴻基 | Rep | 2004-07-08 | 2006-03-29 | ||
| RO | 2006-03-29 | 2012-09-07 | ||||
| 8 | Chan, Michael (SFC:AHN553) 陳國昌 | M | Rep | 2010-03-02 | 2010-07-02 | |
| RO | 2010-07-02 | 2012-08-25 | ||||
| 9 | Chan, Ping Kwan 陳秉鈞 | Rep | 2005-05-17 | 2009-02-13 | ||
| 10 | Chan, Stephen Cheuk Yu 陳卓宇 | 35 | M | Rep | 2006-11-02 | 2008-03-01 |
| 11 | Chan, Wing Chiu (SFC:AJO304) 陳穎釗 | Rep | 2004-05-03 | 2012-08-25 | ||
| 12 | Chan, Yu Kong 陳宇江 | Rep | 2005-08-03 | 2008-02-01 | ||
| 13 | Chang, Lama Kit Sun 張潔新 | RO | 2008-02-01 | 2013-02-28 | ||
| 14 | Chau, Kon Chiu 周幹弨 | Rep | 2004-03-18 | 2004-09-07 | ||
| 15 | Chau, Kon Wang 周幹弘 | Rep | 2004-03-18 | 2005-09-26 | ||
| RO | 2005-09-26 | 2006-02-25 | ||||
| 16 | Chau, Mei Yu 周美如 | Rep | 2003-10-03 | 2007-09-22 | ||
| 17 | Chau, Raymond Wai Ming 周偉明 | M | Rep | 2003-09-05 | ||
| 18 | Chau, Thomas Ching On 周靖安 | Rep | 2003-10-24 | 2009-01-31 | ||
| 19 | Chen, Benny Lee Yin 陳利賢 | M | Rep | 2008-04-29 | 2008-06-14 | |
| 20 | Chen, Hsin-shu Branden 陳信旭 | Rep | 2009-12-24 | 2011-01-15 | ||
| 21 | Chen, Yayuan 陳雅媛 | Rep | 2009-11-06 | 2012-05-17 | ||
| 22 | Chen, Yuan (SFC:AEJ844) 陳遠 | 43 | M | Rep | 2004-01-27 | 2004-08-30 |
| RO | 2004-08-30 | 2005-07-14 | ||||
| RO | 2006-07-15 | 2009-04-01 | ||||
| 23 | Chen, Yung-hao 陳永豪 | Rep | 2010-10-21 | 2012-08-25 | ||
| 24 | Cheng, Chi Wah (SFC:ABM629) 鄭志華 | Rep | 2008-01-14 | 2009-04-01 | ||
| 25 | Cheng, Clement Yue Sun 鄭禹新 | M | Rep | 2009-09-23 | 2010-02-04 | |
| 26 | Cheng, Raymond Wai Mo 鄭懷武 | M | Rep | 2008-06-03 | 2008-06-07 | |
| 27 | Cheng, Wai Ho (SFC:ACE595) 鄭衛豪 | 47 | M | Rep | 2005-06-02 | 2006-09-28 |
| 28 | Cheng, Wai Yang 鄭韋欣 | Rep | 2010-11-19 | 2012-08-25 | ||
| 29 | Cheung, Johnson Fusheng 張富紳 | 47 | M | Rep | 2003-12-22 | 2007-09-15 |
| 30 | Cheung, Michael Po Kuen 張寶權 | M | Rep | 2005-04-20 | 2006-05-10 | |
| Rep | 2007-01-08 | 2012-08-25 | ||||
| 31 | Chiu, James Chien-ta | M | Rep | 2011-04-27 | 2012-08-25 | |
| 32 | Chiu, Ronnie Yuk Fai 趙玉輝 | M | Rep | 2007-07-13 | 2009-02-14 | |
| 33 | Choi, Fuk Yue Germaine 蔡馥如 | Rep | 2010-08-04 | 2010-11-30 | ||
| 34 | Choi, Nancy Lai Wah 蔡麗華 | F | Rep | 2005-08-25 | 2009-01-31 | |
| 35 | Chong, Ming Hang (SFC:AWJ006) 莊銘恒 | Rep | 2010-12-28 | 2012-08-25 | ||
| 36 | Chong, Yuk Tak 莊育德 | Rep | 2003-09-05 | |||
| 37 | Chopra, Vikramjeet Singh | Rep | 2011-01-14 | 2011-11-26 | ||
| 38 | Chow, King Ho 周景豪 | Rep | 2007-11-21 | 2012-08-25 | ||
| 39 | Choy, Jonathan Lun Chak 蔡麟策 | M | Rep | 2005-08-25 | 2009-01-31 | |
| 40 | Chui, Siu Ying 徐少英 | Rep | 2005-04-28 | 2008-11-29 | ||
| 41 | Chun, Eva Yee Wah 秦綺華 | F | Rep | 2006-10-03 | 2007-12-01 | |
| 42 | Chung, Lai Yung 鍾麗容 | Rep | 2004-12-23 | |||
| 43 | Chung, Venus Oi Nga 鍾藹雅 | F | Rep | 2011-01-17 | 2012-08-25 | |
| 44 | Du, Jing (SFC:ANT379) 杜菁 | Rep | 2006-08-02 | 2007-10-01 | ||
| 45 | Duong, Hanh My 楊美幸 | Rep | 2004-11-23 | 2006-06-24 | ||
| 46 | Fan, Chi Ming 范智明 | Rep | 2003-08-30 | 2009-01-23 | ||
| 47 | Fang, Jeffrey Sai Tai 方世泰 | M | Rep | 2011-05-17 | 2012-08-25 | |
| 48 | Feng, Dandan 馮丹丹 | Rep | 2011-09-15 | 2012-08-25 | ||
| 49 | Fon, Willy Wen Kar 馮文嘉 | Rep | 2008-09-09 | 2009-05-01 | ||
| 50 | Fung, Ching Man (SFC:AEA677) 馮靜文 | Rep | 2003-08-30 | 2009-02-11 | ||
| 51 | Fung, Kin Wing (SFC:ANY399) 馮鍵嶸 | Rep | 2009-11-17 | 2012-08-25 | ||
| 52 | Gillmouth, Matthew John | M | Rep | 2008-06-17 | 2009-01-01 | |
| 53 | Glasgow, Fraser John | M | Rep | 2004-03-03 | 2006-06-24 | |
| 54 | Ho, Cheuk Yuet (SFC:ABI716) 何綽越 | RO | 2008-01-03 | 2009-04-01 | ||
| 55 | Ho, King Hang 何景行 | Rep | 2009-12-22 | 2010-01-23 | ||
| 56 | Ho, Kwong Chak 何光澤 | Rep | 2003-09-09 | 2003-10-29 | ||
| RO | 2003-10-29 | 2005-11-01 | ||||
| 57 | Hsu, Terry 徐嘉敏 | Rep | 2011-05-04 | 2011-11-26 | ||
| 58 | Hu, Rui (SFC:AEO900) 胡銳 | Rep | 2008-07-01 | |||
| 59 | Huang, Luyao (SFC:AQR396) 黃路遙 | Rep | 2008-03-17 | 2009-01-01 | ||
| Rep | 2009-06-18 | 2009-09-05 | ||||
| 60 | Hui, John (1973) 許僑聲 | 39 | M | Rep | 2005-03-21 | 2012-01-19 |
| RO | 2012-01-19 | 2012-08-25 | ||||
| 61 | Kang, Xing 康惺 | Rep | 2007-07-04 | 2007-10-01 | ||
| 62 | Ko, Hon Tak 高漢德 | Rep | 2004-03-23 | |||
| 63 | Koo, Shang-Hsiu | Rep | 2010-06-30 | 2010-12-07 | ||
| 64 | Kwai, Ida Yee Man 桂綺雯 | F | Rep | 2003-09-18 | 2009-03-01 | |
| 65 | Kwan, Sze Man 關思敏 | Rep | 2011-06-21 | 2012-08-25 | ||
| 66 | Kwok, Chi Lung 郭智瀧 | Rep | 2006-03-03 | 2007-03-01 | ||
| 67 | Lai, Chun Kong 黎鎮剛 | Rep | 2006-02-23 | 2007-02-01 | ||
| 68 | Lam, Car Man 林家文 | Rep | 2005-04-07 | |||
| 69 | Lam, Fung Chun 林鳳珍 | Rep | 2004-08-14 | 2008-11-03 | ||
| 70 | Lam, Fung Ki 林鳳琦 | Rep | 2003-09-10 | 2012-08-25 | ||
| 71 | Lang, Peter Yin Shing 梁衍誠 | M | Rep | 2003-09-10 | ||
| 72 | Lau, Derrick Wang Yip 劉宏業 | 51 | M | RO | 2007-04-03 | 2011-04-07 |
| 73 | Lau, Steven Sai-Cheung 劉世璋 | M | Rep | 2005-09-12 | 2006-08-23 | |
| 74 | Lau, Tak Hung 劉德雄 | Rep | 2009-03-31 | 2009-07-11 | ||
| 75 | Lau, Vivian Hoi Yee 劉凱宜 | F | Rep | 2010-01-19 | 2011-11-26 | |
| 76 | Lau, Wing Choi 劉榮財 | Rep | 2004-09-23 | 2008-08-16 | ||
| 77 | Lee, Alex Lik Hang (SFC:ART556) 李力行 | Rep | 2010-05-24 | 2010-06-16 | ||
| 78 | Lee, Michael Douglas 李嘉文 | M | Rep | 2009-02-11 | 2009-09-14 | |
| 79 | Lee, Sai King 李世勁 | Rep | 2008-01-15 | 2009-01-31 | ||
| 80 | Leung, Andrew Ka Yee 梁家怡 | M | Rep | 2010-10-13 | 2012-08-25 | |
| 81 | Leung, Angela Wai Kwan 梁維君 | F | Rep | 2004-02-25 | 2007-01-01 | |
| 82 | Leung, Chek Kee 梁卓基 | Rep | 2009-03-12 | 2009-08-10 | ||
| 83 | Leung, Chi Ming (SFC:AAF501) 梁志明 | Rep | 2008-07-14 | 2008-09-04 | ||
| RO | 2008-09-04 | 2012-09-07 | ||||
| 84 | Leung, Curly Pui Nung 梁培能 | Rep | 2004-07-29 | |||
| 85 | Leung, Shing Wai (SFC:ABK258) 梁成偉 | M | Rep | 2003-09-02 | 2009-02-18 | |
| 86 | Leung, Siu Mui 梁少梅 | Rep | 2003-09-15 | 2008-11-03 | ||
| 87 | Leung, Yun Keung (SFC:AFX708) 梁潤強 | Rep | 2003-08-22 | 2003-10-08 | ||
| 88 | Li, Bo (SFC:ATD715) 李波 | Rep | 2009-06-16 | 2010-04-26 | ||
| 89 | Li, Kai Yu 李啟宇 | Rep | 2004-01-28 | 2004-10-04 | ||
| 90 | Li, Shuk Yin (SFC:ATV554) 李淑賢 | Rep | 2009-09-25 | 2011-03-07 | ||
| 91 | Li, Wai Yin (SFC:ANR354) 李慧妍 | Rep | 2010-04-26 | 2010-06-07 | ||
| 92 | Liang, Kai Lok 梁啟樂 | Rep | 2005-08-25 | 2009-01-31 | ||
| 93 | Lin, Jen-Min 林振民 | Rep | 2008-03-18 | 2009-10-01 | ||
| 94 | Liu, Chung Hong 廖仲康 | Rep | 2003-09-08 | 2003-09-19 | ||
| RO | 2003-11-05 | 2004-04-22 | ||||
| 95 | Liu, Ka Hin 廖家顯 | 32 | M | Rep | 2006-11-23 | 2008-03-05 |
| 96 | Lo, Ricky Tak Fat 盧德發 | M | Rep | 2009-06-02 | ||
| 97 | Loh, Yiu Fai 陸耀輝 | Rep | 2004-11-05 | 2005-09-22 | ||
| RO | 2005-09-22 | 2007-02-17 | ||||
| 98 | Lu, Hongbo 盧紅波 | Rep | 2010-02-11 | 2011-05-13 | ||
| 99 | Lui, Johnny Chi Wah 呂志華 | 52 | M | Rep | 2004-11-22 | |
| 100 | Lui, Josaphat Chi Chung 呂志聰 | RO | 2004-12-23 | |||
| 101 | Lui, Mei Yee 呂美儀 | Rep | 2006-11-10 | 2011-11-26 | ||
| 102 | Luk, Ka Fat 陸家發 | Rep | 2007-02-13 | 2007-05-19 | ||
| 103 | Ma, Fung Po 馬逢葆 | Rep | 2008-02-20 | 2009-01-31 | ||
| 104 | Mak, Hau Lin 麥巧蓮 | Rep | 2004-03-18 | 2005-02-25 | ||
| RO | 2005-02-25 | 2005-08-02 | ||||
| Rep | 2005-08-02 | 2008-07-18 | ||||
| 105 | Mak, Sze Wing 麥思穎 | Rep | 2004-10-04 | 2007-05-26 | ||
| 106 | Man, Chan Wah (SFC:AAJ614) 文燦華 | Rep | 2008-03-11 | 2008-10-19 | ||
| 107 | Marostica, Mark Alfred Steven | M | Rep | 2009-05-20 | 2010-09-01 | |
| RO | 2010-09-01 | 2012-10-11 | ||||
| 108 | Marsh, James Milton Jr | M | Rep | 2011-01-13 | 2012-10-11 | |
| 109 | Ng, Kam Ho 吳錦浩 | Rep | 2006-08-22 | 2009-03-01 | ||
| 110 | Ng, Mei Ling (SFC:AWZ065) 吳美玲 | Rep | 2011-03-14 | 2012-08-25 | ||
| 111 | Ng, Yin Lam (SFC:AGK085) 吳彥霖 | Rep | 2005-01-05 | 2009-01-01 | ||
| 112 | Ngan, Max Man Hung 顏文雄 | Rep | 2008-03-25 | 2012-08-24 | ||
| 113 | Pat, Fung Lin 畢鳳蓮 | Rep | 2003-09-23 | 2009-01-31 | ||
| 114 | Poon, Sou Ling 潘秀玲 | Rep | 2005-10-22 | |||
| 115 | Potter, Alexander Eugene | M | Rep | 2010-09-06 | 2012-10-11 | |
| 116 | Riggs, John West | M | Rep | 2008-08-27 | 2009-06-15 | |
| Rep | 2010-04-01 | 2012-10-31 | ||||
| 117 | Roberts, Alistair Charles Alton | M | Rep | 2010-08-31 | 2011-03-22 | |
| 118 | Shan, Li (SFC:ANG467) 單力 | Rep | 2006-05-17 | 2006-08-01 | ||
| 119 | Sullivan, Andrew Michael (SFC:AEV843) | M | Rep | 2011-06-30 | 2012-08-25 | |
| 120 | Sy, Man Chiu 許文超 | 57 | M | Rep | 2005-06-14 | 2007-11-16 |
| 121 | Sze, Ching King 施清京 | Rep | 2008-04-14 | 2009-02-14 | ||
| 122 | Tai, Kwok Keung (SFC:AAE013) 戴國強 | Rep | 2003-09-10 | |||
| 123 | Tai, Waini Karen 戴維妮 | Rep | 2010-10-15 | 2012-08-25 | ||
| 124 | Tai, Winson Wing Sum 戴穎琛 | Rep | 2007-04-20 | 2008-10-03 | ||
| 125 | Tang, Lai Kwan 鄧麗群 | Rep | 2003-09-11 | 2009-01-31 | ||
| 126 | Teo, Kian Bin (SFC:AMK117) 張建民 | Rep | 2012-12-19 | 2013-03-08 | ||
| 127 | Tong, Wai Chiu 唐偉超 | Rep | 2005-08-26 | 2009-01-31 | ||
| 128 | Tsang, On Yee 曾安儀 | Rep | 2007-10-05 | 2008-11-01 | ||
| 129 | Tse, Chi Him 謝智謙 | M | Rep | 2007-09-13 | 2012-09-24 | |
| 130 | Tse, Kwok On 謝國安 | Rep | 2006-08-28 | 2007-05-12 | ||
| 131 | Tseung, Henry Hiu Wai 蔣曉偉 | M | Rep | 2009-12-18 | 2010-05-08 | |
| 132 | Wah Hansen, Louisa 華路 | F | Rep | 2010-08-10 | 2012-08-25 | |
| 133 | Wang, Yi (SFC:APH806) 汪翊 | Rep | 2008-04-23 | 2009-05-23 | ||
| 134 | Wong, Chi Man (SFC:AIU435) 王志文 | Rep | 2008-01-14 | 2010-09-01 | ||
| RO | 2010-09-01 | 2012-08-25 | ||||
| 135 | Wong, Edmond Hoi Ming 黃海明 | M | Rep | 2005-08-20 | ||
| 136 | Wong, Gary Yu Tung 王宇東 | M | Rep | 2004-03-11 | 2008-08-09 | |
| 137 | Wong, Helen Yim How 黃艷巧 | F | Rep | 2003-09-10 | ||
| 138 | Wong, Ka Po (SFC:AJE893) 黃家寶 | Rep | 2007-06-26 | 2007-08-14 | ||
| 139 | Wong, Man Yin (SFC:AED081) 黃文嬿 | Rep | 2009-02-10 | 2010-02-17 | ||
| RO | 2010-02-17 | 2011-07-16 | ||||
| 140 | Wu, Man Wai (SFC:AEN127) 胡文慧 | Rep | 2003-08-30 | 2008-11-03 | ||
| 141 | Wu, Xiaolin (SFC:AVV216) 吳曉琳 | Rep | 2012-08-02 | 2012-08-25 | ||
| 142 | Yeung, Chun Ho (SFC:ACA543) 楊俊豪 | Rep | 2003-09-02 | 2008-11-03 | ||
| 143 | Yeung, Shu Fan 楊樹勳 | M | Rep | 2003-10-07 | 2003-11-05 | |
| RO | 2003-11-05 | 2007-10-06 | ||||
| 144 | Ying, Chung-Chieh 應宗傑 | M | Rep | 2011-09-28 | 2012-08-25 | |
| 145 | Yip, Ka Man (SFC:AVK955) 葉家旻 | Rep | 2012-06-11 | 2012-08-25 | ||
| 146 | Yip, Man Wai (SFC:AEY361) 葉敏慧 | Rep | 2005-08-22 | 2009-02-12 | ||
| 147 | Yiu, Pik Nam 姚璧南 | Rep | 2004-03-23 | 2008-06-24 | ||
| 148 | Yuan, Zhefei 袁哲飛 | Rep | 2010-07-12 | 2011-10-01 | ||
| 149 | Yuen, Eddy Siu Keung 阮紹強 | M | Rep | 2003-12-10 | 2009-01-31 | |
| 150 | Zhang, QianQian (SFC:AVV211) 張千千 | Rep | 2010-08-31 | 2011-11-26 | ||
| 151 | Zhao, Wei (SFC:ALU733) 趙偉 | Rep | 2005-03-11 | 2005-10-03 | ||
| 152 | Zhou, Hao (SFC:AYE640) 周灝 | Rep | 2011-10-13 | 2012-08-25 | ||
| 153 | Zhu, Peirong 朱培鎔 | Rep | 2008-02-27 | 2008-11-07 |
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