Oaktree Capital (Hong Kong) Limited 橡樹資本(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	Role	From	Until
1	Baker, Skardon Francis		M	Rep	2006-08-02	2007-02-01
				Rep	2007-05-21	2010-07-20
2	Beltz, Scott Thomas		M	RO	2007-01-19	2014-07-17
3	Doherty, Manning Lea			Rep	2006-08-07	2011-10-28
4	Kaplan, Stephen A		M	RO	2006-07-12	2016-10-21
5	Kerins, William Francis		M	RO	2006-07-12	2012-09-28
6	Lam, Teresa Tak Nam 林德藍		F	Rep	2007-10-22	2011-01-30
7	Suratkal, Kishore Sheena		F	Rep	2006-09-15	2010-03-16
8	Zhu, Dennis Demiao 朱德淼	44	M	Rep	2007-05-14	2011-06-08

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