MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Araki, Tetsuo | Rep | 2011-01-20 | 2012-02-03 | ||
| 2 | Arrowsmith, Neil Robert | M | Rep | 2012-06-04 | 2012-09-14 | |
| RO | 2012-09-14 | |||||
| 3 | Booth, Christopher Michael (SFC:BEF483) | M | Rep | 2014-09-29 | 2018-08-10 | |
| 4 | Boudny, Miroslav Misha | M | Rep | 2010-12-31 | 2016-12-13 | |
| 5 | Bruckner, Andreas | Rep | 2011-01-11 | 2011-07-31 | ||
| 6 | Bunn, Malcolm | M | Rep | 2011-01-11 | 2015-12-25 | |
| 7 | Burns, Darren Lester | M | Rep | 2013-08-05 | 2019-08-31 | |
| 8 | Byrne, Luke William | M | Rep | 2010-12-31 | 2011-07-27 | |
| 9 | Carr, Matthew Ben | M | Rep | 2014-08-29 | ||
| 10 | Chan, Chester Chi-To 陳志滔 | M | Rep | 2012-08-29 | 2015-04-17 | |
| 11 | Chan, Jody Kit Yee 陳潔儀 | Rep | 2010-12-31 | 2023-10-05 | ||
| 12 | Chan, Mang Kiu 陳漫橋 | Rep | 2012-03-12 | 2012-05-28 | ||
| 13 | Chang, Joseph Cho Yam 張祖蔭 | M | RO | 2010-12-31 | 2011-04-19 | |
| 14 | Chen-Tanner, An-Chi | Rep | 2015-10-07 | 2016-01-26 | ||
| 15 | Chen, Jie (SFC:BFX830) 陳洁 | Rep | 2015-08-17 | 2015-09-24 | ||
| 16 | Cheng, Paul Kwok Kin 鄭國乾 | 64 | M | RO | 2010-12-31 | 2013-01-01 |
| 17 | Choi, Cheol Ho | Rep | 2015-06-29 | 2017-06-23 | ||
| 18 | Choi, Lai Ling 徐麗齡 | Rep | 2011-06-07 | 2011-12-13 | ||
| 19 | Chow, Oscar | M | Rep | 2011-01-05 | 2015-05-30 | |
| 20 | Chu, Chun-Ju 朱俊如 | Rep | 2011-10-24 | 2012-08-02 | ||
| 21 | Chua, Jesus Jr. Go | Rep | 2011-06-07 | 2016-07-13 | ||
| 22 | Chung, Tak Ki Dicky 鍾德祺 | Rep | 2015-10-07 | 2016-11-07 | ||
| 23 | Daemi-Mokhlesi, Jiyann Naveed | Rep | 2011-07-04 | 2015-01-05 | ||
| 24 | Desai, Meghna Kiran | Rep | 2011-09-01 | 2014-03-04 | ||
| 25 | Devkota, Milan | Rep | 2012-02-10 | 2016-07-13 | ||
| 26 | Diao, Stephen | M | Rep | 2011-05-23 | 2014-07-10 | |
| RO | 2014-07-10 | 2014-12-10 | ||||
| 27 | Duan, Hong (SFC:ADE819) 段宏 | Rep | 2010-12-31 | 2012-03-06 | ||
| 28 | Evans, Joshua Webb | M | Rep | 2011-08-04 | 2015-11-06 | |
| 29 | Fong, Benny Fu Tsung 方富聰 | M | Rep | 2013-05-20 | 2015-02-11 | |
| 30 | Fong, Hiu Ming 方曉明 | Rep | 2010-12-31 | 2011-04-19 | ||
| 31 | Forsythe, William James Patrick | M | Rep | 2013-03-15 | 2018-12-06 | |
| 32 | Freear, Stephen Jason | M | Rep | 2010-12-31 | 2012-05-11 | |
| 33 | Funato, Keizo | Rep | 2011-01-11 | 2015-10-16 | ||
| 34 | Gineitis, Adomas | Rep | 2011-01-11 | 2011-06-10 | ||
| 35 | Greenwood, Anthony Bruce Nicholas | M | Rep | 2011-02-22 | 2011-03-29 | |
| 36 | Guo, Rui (SFC:BDA213) 郭睿 | Rep | 2014-03-10 | 2015-07-08 | ||
| 37 | Gupta, Abhishek (SFC:AQX042) | M | Rep | 2015-01-19 | 2019-05-29 | |
| 38 | Hagland, Trent Andrew | M | RO | 2012-05-31 | 2016-04-29 | |
| 39 | Hahm, Eui Hwan | Rep | 2012-11-21 | 2016-03-01 | ||
| 40 | Hao, Kate 郝楠楠 | F | Rep | 2014-11-03 | 2016-08-30 | |
| 41 | Harrington, Stephen John William | 50 | M | Rep | 2011-01-11 | 2015-11-05 |
| 42 | Hashimoto, Kenichi 橋本賢一 | RO | 2010-12-31 | 2012-12-05 | ||
| 43 | Haskins, Andrew Robin Alexander | 47 | M | Rep | 2011-04-26 | 2012-01-26 |
| RO | 2012-01-26 | 2012-09-25 | ||||
| 44 | Hayashi, Ryosei | Rep | 2015-06-15 | 2015-07-29 | ||
| RO | 2015-07-29 | 2019-06-14 | ||||
| 45 | Hiramoto, Yoko | Rep | 2011-01-11 | 2011-01-25 | ||
| 46 | Hiratsuka, Takashi 平塚岳 | Rep | 2011-09-16 | 2013-11-23 | ||
| 47 | Hirayama, Hajime | Rep | 2015-03-31 | 2017-05-12 | ||
| 48 | Hirst, David A | M | Rep | 2011-01-11 | 2011-08-05 | |
| 49 | Inadome, Shigehisa 稻留重久 | Rep | 2013-01-18 | 2016-01-26 | ||
| 50 | Inagaki, Kiyoshi | Rep | 2010-12-31 | 2012-12-01 | ||
| 51 | Kaetsu, Yuri 嘉悅友理 | M | Rep | 2015-07-10 | 2019-12-06 | |
| 52 | Kanodia, Kunal | Rep | 2015-11-16 | 2017-06-01 | ||
| 53 | Kay, Chong-san 郭忠山 | Rep | 2011-05-11 | 2015-03-09 | ||
| 54 | Khine, Jessica Khine-Chit | F | Rep | 2011-01-11 | 2011-08-26 | |
| 55 | King, Augusto Yuk Shun 金毓珣 | Rep | 2015-10-02 | 2015-12-08 | ||
| RO | 2015-12-08 | |||||
| 56 | Kiuchi, Yuko | Rep | 2010-12-31 | 2015-04-27 | ||
| 57 | Kwok, Ka Yan Karen 郭嘉欣 | Rep | 2010-12-31 | 2011-10-22 | ||
| 58 | Lam, Edmond Hoi Tik 林凱迪 | M | Rep | 2010-12-31 | 2012-05-08 | |
| 59 | Lamont-Brown, Andrew | M | RO | 2010-12-31 | 2013-08-01 | |
| 60 | Lange, Julien (SFC:BGC442) | Rep | 2015-09-17 | 2018-04-03 | ||
| 61 | Lee, Kwok Wai (SFC:BAO433) 李國瑋 | Rep | 2012-12-03 | 2019-08-29 | ||
| 62 | Lee, Nelson Ho Wing 李浩榮 | M | Rep | 2010-12-31 | 2011-01-21 | |
| 63 | Lee, Wai Kin (SFC:APD151) 李偉健 | Rep | 2011-01-05 | 2012-12-05 | ||
| 64 | Lee, Wee Siang 李偉祥 | Rep | 2012-03-07 | 2014-02-18 | ||
| 65 | Leung, Fung Man 梁鳳敏 | Rep | 2011-08-04 | 2012-06-27 | ||
| 66 | Li, Jiahui (SFC:AXM812) 李佳蕙 | Rep | 2013-07-15 | 2014-09-20 | ||
| 67 | Li, Veronica Wai Ching 李慧貞 | F | Rep | 2010-12-31 | 2013-05-28 | |
| 68 | Liu, Po Wen 劉博文 | Rep | 2015-05-14 | 2016-07-13 | ||
| 69 | Lloyd, Ailsa Kuen Alice | F | Rep | 2013-11-04 | 2015-05-18 | |
| 70 | Loong, Andrew Pui Fung 龍沛豐 | M | Rep | 2013-07-05 | 2013-08-19 | |
| 71 | Lu, Dong (SFC:AXN254) 呂棟 | Rep | 2013-06-13 | 2013-07-17 | ||
| 72 | Lucas, Jean-Francois Nicolas Jacques | M | Rep | 2013-03-22 | 2015-12-01 | |
| 73 | Luk, Wai Yip 陸偉業 | Rep | 2011-03-29 | 2011-06-21 | ||
| 74 | Ma, Winnie Wing Mei 馬穎薇 | F | Rep | 2011-04-04 | 2012-07-10 | |
| 75 | Macpherson, Glyn | Rep | 2011-01-11 | 2013-03-28 | ||
| 76 | Maeder, Dominik | Rep | 2011-01-11 | 2012-05-24 | ||
| 77 | Mak, Hau Lin 麥巧蓮 | Rep | 2010-12-31 | 2015-04-01 | ||
| 78 | Mak, Winnie (SFC:ADK738) 麥蔚誼 | F | Rep | 2012-03-07 | 2012-07-04 | |
| 79 | Man, Lai Kai 文麗佳 | Rep | 2010-12-31 | 2011-06-27 | ||
| 80 | Manabe, Yusaku | Rep | 2012-09-05 | 2012-11-22 | ||
| RO | 2012-11-22 | 2020-01-17 | ||||
| 81 | Mand, Sandeep Singh | Rep | 2012-12-27 | 2013-06-28 | ||
| RO | 2013-06-28 | 2015-05-15 | ||||
| 82 | Mase, Takeshi 真瀨剛 | Rep | 2011-01-11 | 2015-10-16 | ||
| 83 | Matsushita, Masahiro 松下昌宏 | Rep | 2010-12-31 | 2023-12-29 | ||
| 84 | Matsuura, Akiko 松浦安希子 | Rep | 2010-12-31 | 2011-05-13 | ||
| 85 | Mattila, Riku Johannes | M | Rep | 2011-05-23 | 2017-07-28 | |
| 86 | McGill, Ruarri Ronald | M | Rep | 2015-03-16 | 2019-09-16 | |
| 87 | Meepetchdee, Yongyut | Rep | 2011-08-29 | 2017-11-30 | ||
| 88 | Mita, Joji 三田丞次 | RO | 2010-12-31 | 2012-05-16 | ||
| 89 | Mitchell, Paul Ronald | M | Rep | 2014-03-24 | 2016-01-08 | |
| 90 | Mohammad, Sajjad (SFC:BDM517) | Rep | 2014-06-23 | 2016-01-08 | ||
| 91 | Mori, Motoya | Rep | 2014-06-23 | 2016-01-08 | ||
| 92 | Nakauchi, Kozue 仲內梢 | Rep | 2010-12-31 | 2011-05-18 | ||
| 93 | Nam, Dong Soo | RO | 2010-12-31 | 2018-07-12 | ||
| 94 | Ng, Karen Ka Ying 吳嘉盈 | F | Rep | 2014-09-16 | 2020-01-31 | |
| 95 | Ng, Kathy Ka Wai 伍家慧 | F | Rep | 2011-08-08 | 2018-03-05 | |
| 96 | Ngan, Peter Yu Hin 顏宇軒 | M | Rep | 2014-01-30 | 2015-07-07 | |
| 97 | Noguchi, Megumi (SFC:AWV267) 野口惠 | Rep | 2011-03-21 | 2011-11-11 | ||
| 98 | O'Hanlon, David John | M | Rep | 2015-06-02 | 2018-10-22 | |
| 99 | Ochiai, Satoru | Rep | 2011-02-18 | 2012-03-20 | ||
| 100 | Olsson, Eva Patricia Rahel | F | Rep | 2011-05-23 | 2016-01-08 | |
| 101 | Otake, Makoto 大竹誠 | RO | 2010-12-31 | 2016-01-30 | ||
| 102 | Oyama, Natsumi 大山夏美 | Rep | 2010-12-31 | 2012-12-05 | ||
| 103 | Padmanaban, Prasad | Rep | 2011-06-02 | 2015-07-11 | ||
| 104 | Pan, Candice 潘士縈 | F | Rep | 2010-12-31 | 2020-01-31 | |
| 105 | Pan, Gan 潘淦 | Rep | 2015-05-13 | 2019-02-01 | ||
| 106 | Park, Woo Yeung 朴禹泳 | Rep | 2015-01-12 | 2019-05-27 | ||
| 107 | Parrilli, John C | M | Rep | 2015-08-13 | 2015-10-23 | |
| 108 | Pickworth, Simon Murray | M | Rep | 2011-02-10 | 2016-01-08 | |
| 109 | Pobjoy, James Edward | M | Rep | 2011-01-11 | 2012-05-24 | |
| 110 | Portsmouth-Layton, Andrew John | M | RO | 2010-12-31 | 2016-04-28 | |
| 111 | Qin, Huaiou 秦懷歐 | Rep | 2010-12-31 | 2013-05-15 | ||
| 112 | Qureshi, Qassim Ali | Rep | 2013-06-10 | 2015-10-01 | ||
| 113 | Radzki, Michael | M | Rep | 2015-09-14 | 2015-10-23 | |
| 114 | Ramsey, Michael Ryan | M | Rep | 2010-12-31 | 2011-06-14 | |
| 115 | Roberts, Alistair Charles Alton | M | Rep | 2011-07-19 | 2012-07-04 | |
| 116 | Robertson, Toby Neil | M | Rep | 2010-12-31 | 2011-04-19 | |
| 117 | Rustau, Haidje Karen | F | Rep | 2011-11-29 | 2014-11-20 | |
| 118 | Saurel, Antoine Julien Pierre | M | Rep | 2015-02-18 | 2015-07-01 | |
| 119 | See Thor, Wai Fung 司徒慧芬 | Rep | 2011-01-11 | 2012-11-14 | ||
| 120 | Sekiguchi, Tadahisa | Rep | 2011-01-11 | 2016-01-08 | ||
| 121 | Shaw, Benjamin John | M | Rep | 2015-11-23 | 2018-12-05 | |
| 122 | Shen, Hua (SFC:AOT416) 沈華 | 45 | M | RO | 2010-12-31 | 2011-03-19 |
| 123 | Shinohara, Tatsuyoshi 篠原達芳 | RO | 2010-12-31 | 2011-11-25 | ||
| 124 | Shiu, Lap Kei (SFC:AOI979) 蕭立基 | Rep | 2010-12-31 | 2012-07-04 | ||
| 125 | So, Jennifer Lai Shan 蘇勵姍 | F | Rep | 2010-12-31 | 2011-10-05 | |
| 126 | So, Shun Tak 蘇淳德 | Rep | 2011-06-21 | 2012-07-04 | ||
| 127 | Suruga, Hideki | RO | 2010-12-31 | 2012-06-16 | ||
| 128 | Takeuchi, Kazufumi 竹內一史 | Rep | 2011-09-16 | 2012-08-07 | ||
| 129 | Takino, Toshiro | Rep | 2011-01-11 | 2011-03-14 | ||
| 130 | Tanaka, Maki 田中牧 | Rep | 2011-02-07 | 2015-06-06 | ||
| 131 | Tang, Tsz Wai (SFC:AUX032) 鄧子維 | Rep | 2011-05-23 | 2012-07-12 | ||
| 132 | Tang, Wai Hung (SFC:ADI418) 鄧偉雄 | Rep | 2013-02-18 | 2015-02-17 | ||
| 133 | Tay, Ek Pon 鄭翊鵬 | Rep | 2010-12-31 | 2011-01-25 | ||
| 134 | Tay, Li Choo | Rep | 2010-12-31 | 2018-08-03 | ||
| 135 | Tsang, Andrew Chung Lam 曾忠林 | M | RO | 2010-12-31 | 2011-04-19 | |
| 136 | Tsang, Susanna Wai Yin 曾慧賢 | Rep | 2010-12-31 | 2011-07-01 | ||
| 137 | Ung, Voon Yew | Rep | 2011-06-07 | 2015-05-27 | ||
| 138 | Vakil, Mohamed Ismail (SFC:BAE280) | M | Rep | 2012-09-17 | 2019-12-31 | |
| 139 | Verma, Manjesh | Rep | 2010-12-31 | 2013-11-26 | ||
| 140 | Vincent, Romain Lionel Sylvain | M | Rep | 2013-09-11 | 2015-06-06 | |
| 141 | Vinton, Darren Charles | M | Rep | 2010-12-31 | 2012-10-31 | |
| 142 | Wakizaki, Hiroshi 脇崎浩 | M | Rep | 2013-08-05 | 2022-09-28 | |
| 143 | Wang, Jian (SFC:AVM361) 王健 | Rep | 2012-03-26 | 2012-11-20 | ||
| 144 | Watanabe, Naoki (SFC:AQD803) | Rep | 2013-01-02 | 2023-12-22 | ||
| 145 | Watson, Matthew (SFC:APP014) | M | Rep | 2011-01-11 | 2012-07-25 | |
| 146 | Wells, Peter John (SFC:AWO080) | M | Rep | 2012-05-15 | 2012-08-09 | |
| RO | 2012-08-09 | 2015-03-12 | ||||
| 147 | Wong, Irene Hau Ying 黃巧瑩 | F | Rep | 2014-11-24 | ||
| 148 | Wong, Wai Wah (SFC:ADQ101) 黃慧華 | Rep | 2015-05-13 | |||
| 149 | Wong, Yun Tong Anton 黃潤棠 | Rep | 2010-12-31 | 2012-07-04 | ||
| 150 | Yap, Price Edward Canizares | M | Rep | 2012-02-03 | 2015-12-14 | |
| 151 | Yap, Wei Wen Nicholas | M | Rep | 2015-05-29 | 2016-09-15 | |
| 152 | Yasuda, Tamotsu | RO | 2010-12-31 | 2011-02-12 | ||
| 153 | Yeoh, Seng Ghee 楊誠義 | Rep | 2014-08-04 | 2015-05-18 | ||
| RO | 2015-05-18 | |||||
| 154 | Yip, Weng Foo 葉永富 | Rep | 2012-10-24 | 2015-02-24 | ||
| 155 | Yogo, Shingo | Rep | 2011-01-11 | 2011-11-30 | ||
| 156 | Yoon, Jee Woong 尹智雄 | Rep | 2010-12-31 | 2011-08-28 | ||
| 157 | Yoshino, Ai 吉野藍 | Rep | 2011-03-02 | 2016-02-06 | ||
| 158 | Yu, Harry Koon Ying 余冠英 | M | RO | 2010-12-31 | 2011-04-01 | |
| 159 | Yuan, Zhefei 袁哲飛 | Rep | 2011-11-07 | 2012-12-05 | ||
| 160 | Zhang, Yi (SFC:BBN738) 張誼 | Rep | 2013-08-05 | 2013-11-04 | ||
| 161 | Zhao, Ye (SFC:BAD298) 趙曄 | Rep | 2013-09-16 | |||
| 162 | Zheng, Xiaofeng 鄭小峰 | Rep | 2015-08-24 | 2016-05-19 | ||
| 163 | Zhou, Jiting 周忌婷 | Rep | 2013-10-15 | 2014-11-12 |
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