CIS SECURITIES ASSET MANAGEMENT LIMITED 順安證券資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	Role	From	Until
1	Au Yeung, Yuk Hang 歐陽煜恆			Rep	2010-09-02	2021-05-31
2	Chan, Chi Keung (SFC:AFR786) 陳志強		M	Rep	2009-06-03	2011-03-16
				RO	2011-03-16	2017-11-16
3	Chan, Fong Hei 陳方曦			Rep	2011-01-12	2014-06-03
4	Chan, Lam Kai (SFC:AVK828) 陳霖佳			Rep	2011-01-12	2012-04-01
5	Chang, Hung (SFC:AGC429) 張紅			Rep	2012-09-03	2014-06-03
6	Chau, Hon Sum 周漢森			Rep	2010-11-22	2011-06-29
7	Cheah, Chung Theng 謝松廷			Rep	2012-07-16	2014-06-03
8	Chen, Geoffrey Tse Wei 陳智維		M	Rep	2011-01-12	2011-08-01
9	Cheng, Man Wai (SFC:APV050) 鄭文偉			Rep	2009-12-21	2010-05-20
10	Cheng, Shun Man 鄭淳文			Rep	2009-10-21	2011-04-11
11	Cheng, Tsz King 鄭子勁			Rep	2010-05-24	2010-11-16
12	Cheung, Cecilia Ka Tsai 張嘉齊		F	Rep	2012-07-16	2016-09-13
13	Cheung, Ching Fung (SFC:AME141) 張青楓			Rep	2012-10-24	2014-06-03
14	Cheung, Lee (SFC:AUM823) 張莉			Rep	2011-01-12	2014-06-03
15	Cheung, Ming May 張明媚			Rep	2013-01-29	2014-06-03
16	Cheung, Yun Tim 張潤添			Rep	2011-12-05	2019-04-25
17	Chiu, Jackie Yau Chun 趙右焌			Rep	2009-12-21	2010-12-01
18	Choi, Chun Ming (SFC:AHI206) 蔡進明			Rep	2013-09-17	2014-06-03
19	Choi, Heung Shing Frederick 蔡向成			Rep	2010-09-28	2014-08-01
20	Chow, Ho Wai 周可維			Rep	2011-01-12	2012-01-10
21	Chu, Wai Leung (SFC:ANX192) 朱偉良			Rep	2013-09-09	2016-12-13
22	Dou, Kar Kin 屠嘉鍵			Rep	2011-05-05	2014-06-03
23	Fan, Yuen Yi 范婉儀			Rep	2011-01-12	2014-06-03
24	Fong, Raymond Wai Lok 方偉諾	39	M	RO	2012-01-11	2016-12-10
25	Fu, Wai Yin 傅惠賢			Rep	2011-01-12	2014-06-03
26	Ho, Dorian Kam Po 何鑑波			Rep	2009-08-31	2011-01-03
27	Ho, Hanson Hin Sing 何顯聲		M	Rep	2011-03-08	2011-11-19
28	Ho, Jennifer Siu Yan 何紹茵		F	Rep	2014-11-10	2016-09-08
29	Ho, Ming Lap 何名立			Rep	2012-05-16	2012-06-01
30	Ho, Wing Yan (SFC:AMK293) 何榮恩			Rep	2011-01-12	2014-06-03
31	Hsu, Cheng-I 徐正一			Rep	2009-03-31	2018-10-01
32	Huang, Ngon Ping 黃岸平			Rep	2010-10-19	2011-07-07
33	Hui, Ka Yan (SFC:AOL522) 許嘉茵			Rep	2014-02-26	2014-06-03
34	Hui, Kam Hon 許金漢			Rep	2012-06-26	2014-06-03
35	Hui, Patrick Chung Ho 許忠豪		M	Rep	2011-01-12	2014-06-03
36	Hung, Ping Wong 洪烯煌		M	Rep	2014-02-05	2014-04-05
37	Hung, William 洪國晉		M	Rep	2012-04-03	2014-05-02
38	Ip, Mei Shun 葉美順	40	M	Rep	2011-01-12	2011-03-15
39	Ip, Ming Kin 葉明堅			Rep	2011-01-12	2014-06-03
40	Ip, Pak Kwan 葉柏坤			Rep	2012-11-01	2013-07-08
41	Ko, Chun Lok 高俊樂			Rep	2011-01-12	2012-04-01
42	Ko, Hon Yeung 高漢洋			Rep	2011-01-12	2011-09-01
43	Kwan, Kiu Fung 關翹峰			Rep	2012-06-18	2015-04-19
44	Kwok, Yu Hin 郭宇軒			Rep	2012-07-16	2014-06-03
45	Lai, Ka Wing (SFC:AVR831) 黎家穎			Rep	2011-01-12	2014-06-03
46	Lai, Wai Yee 黎惠怡			Rep	2011-01-12	2014-06-03
47	Lam, Chak Wai 林澤瑋			Rep	2011-01-12	2014-06-03
48	Lam, Chi Wai (SFC:AKX862) 林智偉			Rep	2012-01-12	2012-05-28
49	Lam, Felix Siu Cham 林兆湛		M	Rep	2012-06-21	2014-06-03
50	Lam, Jacky Ying Wai 林英偉			Rep	2011-01-12	2011-08-01
51	Lam, Sin Tak 林先德			Rep	2011-01-12	2012-04-01
52	Lao, Hong Fat 劉康發			Rep	2013-05-13	2014-05-16
53	Lau, Anthony Ka Hin 劉家顯		M	Rep	2011-01-19	2012-04-01
54	Lau, Simon Shek Yuen 劉錫源	44	M	RO	2007-12-07	2016-05-05
55	Lau, Wai Yin (SFC:BAK892) 劉偉賢			Rep	2012-12-07	2018-12-04
56	Law, Kai Ting 羅介廷			Rep	2011-01-12	2014-06-03
57	Law, Sheung Pui 羅尚沛			Rep	2011-02-28	2011-10-03
58	Lee, Felix Tak Mong 李德望		M	Rep	2010-12-06	2011-03-26
59	Lee, Hoi Ching (SFC:ALJ845) 李海澄			Rep	2011-01-12	2014-06-03
60	Lee, Hoi Lui 李海雷			Rep	2011-01-12	2014-06-03
61	Lee, Kwan Kin 李君健			Rep	2009-11-18	2010-04-20
62	Lee, Ming Shui 李銘水			Rep	2014-02-26	2016-12-23
63	Lee, Siu Wah 李少華			Rep	2012-06-29	2014-03-21
64	Lee, Tsz Hin (SFC:ASI165) 李梓軒			Rep	2009-02-17	2010-07-31
65	Lee, Wai Lun (SFC:AXY825) 李偉倫			Rep	2014-03-11	2015-07-11
66	Lee, Wang Kei 李宏基			Rep	2011-01-12	2012-08-24
67	Lee, William Yuk Nam 李育南		M	Rep	2011-10-18	2012-08-11
68	Leung, Kelvin Kin Wah 梁健華		M	Rep	2009-12-21	2012-09-29
69	Leung, Tak Wing (SFC:AIO039) 梁德榮			Rep	2012-08-14	2014-06-03
70	Li, Ho Yan (SFC:AVT194) 李可欣			Rep	2011-03-29	2011-09-23
71	Lio, Wayne Weng Hang 廖永亨		M	Rep	2011-01-12	2014-06-03
72	Lo, Cho Ying 盧礎瑩			Rep	2014-04-24	2018-05-04
73	Lo, Moon Fong 羅滿芳	39	F	Rep	2012-06-26	2014-06-03
74	Lui, Mei Chi 呂美芝			Rep	2011-01-12	2014-06-03
75	Lui, Yu Kan 雷于瑾			Rep	2011-01-12	2012-04-01
76	Luk, Wai Lung 陸偉龍			Rep	2011-01-12	2012-04-01
77	Lum, Chi Yeung 林智洋			Rep	2009-05-06	2016-11-22
78	Mak, Hang Sang 麥恆生			Rep	2011-01-31	2014-06-03
79	Mak, Ka Sing 麥嘉聲			RO	2008-12-24	2012-05-09
80	Mak, Mark Kwong Yiu 麥光耀	40	M	RO	2011-11-17	2017-08-15
81	Man, Judith Chi Tak 文智德		F	Rep	2012-04-10	2014-05-05
82	Mau, Pui Ming 繆沛明			Rep	2011-01-17	2017-02-12
83	Mok, Ringo Ting Fai 莫廷輝		M	Rep	2011-01-12	2014-06-03
84	Ng, Eric Ka Wai 吳家煒	49	M	RO	2013-01-11	2014-02-10
85	Ng, Ho Yin (SFC:BAI111) 吳浩賢			Rep	2014-11-20	2018-01-26
86	Ng, Kwok Keung (SFC:AFH168) 吳國強			RO	2010-10-05	2011-02-21
87	Ng, Samson Siu Lun 伍兆麟			Rep	2012-11-22	2016-09-01
88	Ng, Tze Wai 吳子威			Rep	2010-11-01	2010-11-17
89	Ngan, Chui Ping 顏翠萍			Rep	2011-01-31	2012-04-01
90	Ngan, Yuen Fan 顏元勛			Rep	2011-01-12	2014-06-03
91	Poon, Tin Ching 潘天青			Rep	2014-04-24	2016-12-04
92	Sin, Chui Wah (SFC:AXC063) 冼翠華			Rep	2012-07-16	2014-06-03
93	Sin, Kin Chung 冼健驄		M	Rep	2011-01-12	2012-04-01
				Rep	2014-02-10	2014-06-03
94	Siu, Ronald 蕭佑忠	31	M	Rep	2014-03-11	2014-08-16
95	So, Henry Hing Nin 蘇慶年		M	Rep	2010-02-26	2012-10-09
96	So, Kwok Keung 蘇國強	53	M	RO	2007-12-07	2016-12-10
97	Soong, Gary Yuk Lun 宋煜麟		M	Rep	2009-05-21	2015-03-17
98	Sze, Kai Cheong 施啟昌			Rep	2011-01-12	2012-04-01
99	Sze, Yin Cheung 史彥彰			Rep	2011-03-08	2011-12-12
100	Tan, Shenning 譚深宁			Rep	2011-09-08	2012-07-23
101	Tang, Chi Fung 鄧智鋒			Rep	2011-09-21	2014-06-03
102	Tang, Chi Kwan (SFC:ARS666) 鄧智君			Rep	2013-09-26	2014-06-03
103	Tang, Wai Kong (SFC:ANX094) 鄧煒崗			Rep	2009-05-21	2015-03-17
104	Tsang, Dickie Dick Yue 曾滌瑜			Rep	2010-10-11	2011-04-04
105	Tse, Tim (1977) 謝添	37	M	Rep	2013-01-04	2016-08-01
106	Wan, Yui Fai Albert 溫銳輝			Rep	2012-04-23	2014-02-24
107	Wong, Bonnie Ka Wai 黃嘉慧		F	Rep	2008-03-17	2016-11-10
108	Wong, Ken Hing Kin 王慶堅		M	Rep	2011-01-12	2014-06-03
109	Wong, Luk Kwan 王祿軍		M	Rep	2011-01-19	2012-04-01
110	Wong, Man Sek 黃敏碩			Rep	2009-06-18	2009-08-06
				RO	2009-08-06	2015-03-05
111	Wong, Ringo Long Fai 王朗輝		M	Rep	2011-01-12	2012-04-01
112	Wong, Rita (SFC:AFV463) 黃裕華			Rep	2009-08-06	2010-03-07
113	Wong, Shun Hing 黃順慶			Rep	2012-09-18	2014-03-24
114	Wong, Sze Man (SFC:AQH860) 黃思敏			Rep	2011-05-23	2013-01-07
115	Wong, Wai Yi (SFC:AOA561) 黃惠儀			Rep	2011-01-12	2014-06-03
116	Wong, William Man Ho 王文河	54	M	Rep	2011-06-28	2011-09-16
117	Wong, Yin Hing (SFC:ALZ820) 黃賢興			Rep	2011-01-19	2012-04-01
118	Wu, Mo Hung 胡慕虹			Rep	2009-05-18	2015-01-01
119	Yeung, Adrian (SFC:AMF303) 楊尚樽		M	Rep	2011-03-08	2012-04-01
120	Yeung, David Fan 楊凡		M	Rep	2011-03-08	2014-06-03
121	Yeung, Hoi Fan 楊凱帆		M	Rep	2011-01-19	2011-03-08
122	Yip, Chak Hang 葉澤恒			Rep	2009-08-06	2015-03-17
123	Yu, Peter Sze Chit 余思哲			Rep	2012-06-19	2012-09-01
124	Yu, Yik Bun 余亦斌			Rep	2011-01-12	2014-06-03
125	Yuen, Hin Fan 阮憲勳			Rep	2011-03-08	2011-10-14
126	Zhang, Ting (SFC:BAU597) 張婷			Rep	2014-06-23	2014-07-31

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