CIS SECURITIES ASSET MANAGEMENT LIMITED 順安證券資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	Role	From	Until
1	Au Yeung, Yuk Hang 歐陽煜恆			Rep	2010-09-02	2021-05-31
2	Cai, Huaiyao 蔡懷瑶			Rep	2022-04-13	2024-04-15
3	Chan, Chi Keung (SFC:AFR786) 陳志強		M	Rep	2009-06-03	2011-03-16
				RO	2011-03-16	2017-11-16
4	Chan, Chun Sang 陳俊燊			Rep	2015-06-29	2020-03-06
5	Chan, Fong Hei 陳方曦			Rep	2011-01-12	2014-06-03
6	Chan, Lam Kai (SFC:AVK828) 陳霖佳			Rep	2011-01-12	2012-04-01
7	Chan, Man Fung (SFC:BHC780) 陳文鋒	36	M	Rep	2016-03-07	2016-10-20
8	Chan, Sau Kuen 陳秀娟			Rep	2016-06-28	2023-12-31
9	Chan, Siu Wing (SFC:AWW339) 陳兆榮			Rep	2020-07-03	2020-09-30
10	Chan, Yin Luen 陳彥燐			Rep	2016-03-08	2016-05-26
11	Chang, Hung (SFC:AGC429) 張紅			Rep	2012-09-03	2014-06-03
12	Chang, Nga Wai 張雅惠			Rep	2019-05-22	2020-11-05
13	Chau, Hon Sum 周漢森			Rep	2010-11-22	2011-06-29
14	Cheah, Chung Theng 謝松廷			Rep	2012-07-16	2014-06-03
15	Chen, Geoffrey Tse Wei 陳智維		M	Rep	2011-01-12	2011-08-01
16	Chen, Yiu Kwok 陳耀國			Rep	2016-07-28	2022-11-30
17	Cheng, Man Hin 鄭文軒			Rep	2016-04-14	2023-04-28
18	Cheng, Man Wai (SFC:APV050) 鄭文偉			Rep	2009-12-21	2010-05-20
19	Cheng, Man Wai (SFC:AZO361) 鄭文慧			Rep	2019-01-11	2020-06-01
20	Cheng, Shun Man 鄭淳文			Rep	2009-10-21	2011-04-11
21	Cheng, Tsz King 鄭子勁			Rep	2010-05-24	2010-11-16
22	Cheung, Cecilia Ka Tsai 張嘉齊		F	Rep	2012-07-16	2016-09-13
23	Cheung, Ching Fung (SFC:AME141) 張青楓			Rep	2012-10-24	2014-06-03
24	Cheung, Hoi Fung 張凱豐			Rep	2020-11-12	2023-04-18
25	Cheung, Lee (SFC:AUM823) 張莉			Rep	2011-01-12	2014-06-03
26	Cheung, Ming May 張明媚			Rep	2013-01-29	2014-06-03
27	Cheung, Yun Tim 張潤添			Rep	2011-12-05	2019-04-25
28	Ching, Tak Kei 程德基			Rep	2015-01-14	2015-04-18
29	Chiu, Jackie Yau Chun 趙右焌			Rep	2009-12-21	2010-12-01
30	Choi, Chun Ming (SFC:AHI206) 蔡進明			Rep	2013-09-17	2014-06-03
31	Choi, Heung Shing Frederick 蔡向成			Rep	2010-09-28	2014-08-01
32	Chow, Cheuk Man (SFC:ARN460) 周起民			Rep	2017-03-01	2021-08-31
33	Chow, Ho Wai 周可維			Rep	2011-01-12	2012-01-10
34	Chow, Sze Ho 周思豪			Rep	2022-06-30	2022-12-19
35	Chu, John Kin Fun 朱建勳		M	Rep	2017-03-03	2017-04-30
36	Chu, Oi Shan 朱愛珊			Rep	2020-05-26	2021-07-30
37	Chu, Sze Nga 朱思雅			Rep	2019-05-06	2020-06-12
38	Chu, Wai Leung (SFC:ANX192) 朱偉良			Rep	2013-09-09	2016-12-13
				RO	2016-12-13
39	Chung, Alan Ho Wai 鍾浩為	44	M	Rep	2017-04-07	2018-09-06
				RO	2018-09-06
40	Dou, Kar Kin 屠嘉鍵			Rep	2011-05-05	2014-06-03
41	Fan, Kit Ying 樊潔瑩			Rep	2019-02-22	2019-12-26
42	Fan, Yuen Yi 范婉儀			Rep	2011-01-12	2014-06-03
43	Fang, Zhiying 方芝穎			Rep	2017-10-30	2018-08-01
				RO	2018-08-01	2021-06-30
44	Fong, Raymond Wai Lok 方偉諾	47	M	RO	2012-01-11	2016-12-10
45	Fu, Ming (SFC:BCJ028) 富茗			Rep	2017-05-04	2018-04-23
46	Fu, Wai Yin 傅惠賢			Rep	2011-01-12	2014-06-03
47	Han, Jiguang 韓繼光			Rep	2017-01-09	2019-06-07
48	He, Xiangpei 何香培			Rep	2017-08-03	2022-04-26
49	Ho, Cheong Yuen 何昌遠			Rep	2020-08-04	2022-06-17
50	Ho, Cheuk Ming (SFC:BID232) 何卓鳴			Rep	2022-06-13
51	Ho, Dorian Kam Po 何鑑波			Rep	2009-08-31	2011-01-03
52	Ho, Hanson Hin Sing 何顯聲		M	Rep	2011-03-08	2011-11-19
53	Ho, Jennifer Siu Yan 何紹茵		F	Rep	2014-11-10	2016-09-08
54	Ho, Lai Man (SFC:BJF252) 何禮文			Rep	2017-03-17	2018-08-28
55	Ho, Ming Lap 何名立			Rep	2012-05-16	2012-06-01
56	Ho, Wing Yan (SFC:AMK293) 何榮恩			Rep	2011-01-12	2014-06-03
57	Hou, Yanni 侯燕妮			Rep	2017-09-18	2019-05-08
58	Hsu, Cheng-I 徐正一			Rep	2009-03-31	2018-10-01
59	Huang, Ngon Ping 黃岸平			Rep	2010-10-19	2011-07-07
60	Hui, Ka Yan (SFC:AOL522) 許嘉茵			Rep	2014-02-26	2014-06-03
61	Hui, Kam Hon 許金漢			Rep	2012-06-26	2014-06-03
62	Hui, Patrick Chung Ho 許忠豪		M	Rep	2011-01-12	2014-06-03
63	Hui, Wing Kee 許詠淇			Rep	2020-08-05	2021-04-22
64	Hung, Ping Wong 洪烯煌		M	Rep	2014-02-05	2014-04-05
65	Hung, William 洪國晉		M	Rep	2012-04-03	2014-05-02
66	Ip, Mei Shun 葉美順	48	M	Rep	2011-01-12	2011-03-15
67	Ip, Ming Kin 葉明堅			Rep	2011-01-12	2014-06-03
68	Ip, Pak Kwan 葉柏坤			Rep	2012-11-01	2013-07-08
69	Ko, Chun Lok 高俊樂			Rep	2011-01-12	2012-04-01
70	Ko, Hon Yeung 高漢洋			Rep	2011-01-12	2011-09-01
71	Kong, Wai Wa 鄺偉華			Rep	2015-09-09	2020-05-16
72	Ku, Tat Wai 古達威			Rep	2019-02-18	2021-11-08
73	Kuo, Pui Chu 郭培曙			Rep	2021-05-13	2021-06-09
74	Kwan, Kiu Fung 關翹峰			Rep	2012-06-18	2015-04-19
				Rep	2016-08-17	2017-06-01
75	Kwok, Pak Kuen 郭柏權			Rep	2017-02-21	2023-03-31
76	Kwok, Thomas Yuk Lun 郭玉麟		M	Rep	2016-08-17	2018-03-01
77	Kwok, Yu Hin 郭宇軒			Rep	2012-07-16	2014-06-03
78	Lai, Ka Wing (SFC:AVR831) 黎家穎			Rep	2011-01-12	2014-06-03
79	Lai, Tai Yan 黎大恩			Rep	2015-12-21	2016-06-23
				RO	2016-06-23	2018-08-31
80	Lai, Wai Yee 黎惠怡			Rep	2011-01-12	2014-06-03
81	Lam, Chak Wai 林澤瑋			Rep	2011-01-12	2014-06-03
82	Lam, Cheuk Ming 林卓銘			Rep	2016-03-08	2016-10-11
83	Lam, Chi Wai (SFC:AKX862) 林智偉			Rep	2012-01-12	2012-05-28
84	Lam, Felix Siu Cham 林兆湛		M	Rep	2012-06-21	2014-06-03
85	Lam, Jacky Ying Wai 林英偉			Rep	2011-01-12	2011-08-01
86	Lam, Sin Tak 林先德			Rep	2011-01-12	2012-04-01
87	Lao, Hong Fat 劉康發			Rep	2013-05-13	2014-05-16
88	Lau, Anthony Ka Hin 劉家顯		M	Rep	2011-01-19	2012-04-01
89	Lau, Kendrick Nam Fun 劉南勳		M	Rep	2019-01-22	2020-03-13
90	Lau, Pak Sun 劉栢燊			Rep	2015-01-12	2016-10-25
91	Lau, Pui Shan (SFC:BPY752) 劉珮珊			Rep	2020-09-23	2021-07-18
92	Lau, Simon Shek Yuen 劉錫源	52	M	RO	2007-12-07	2016-05-05
93	Lau, Wai Yin (SFC:BAK892) 劉偉賢			Rep	2012-12-07	2018-12-04
94	Law, Kai Ting 羅介廷			Rep	2011-01-12	2014-06-03
95	Law, May Ling 羅美玲		F	Rep	2018-09-05	2019-05-14
				RO	2019-05-14	2022-04-18
96	Law, Sheung Pui 羅尚沛			Rep	2011-02-28	2011-10-03
97	Lee, Felix Tak Mong 李德望		M	Rep	2010-12-06	2011-03-26
98	Lee, Hoi Ching (SFC:ALJ845) 李海澄			Rep	2011-01-12	2014-06-03
99	Lee, Hoi Lui 李海雷			Rep	2011-01-12	2014-06-03
100	Lee, Kwan Kin 李君健			Rep	2009-11-18	2010-04-20
101	Lee, Ming Shui 李銘水			Rep	2014-02-26	2016-12-23
				Rep	2017-05-09	2020-04-06
102	Lee, Siu Wah 李少華			Rep	2012-06-29	2014-03-21
103	Lee, Tsz Hin (SFC:ASI165) 李梓軒			Rep	2009-02-17	2010-07-31
104	Lee, Wai Lun (SFC:AXY825) 李偉倫			Rep	2014-03-11	2015-07-11
105	Lee, Wang Kei 李宏基			Rep	2011-01-12	2012-08-24
106	Lee, William Yuk Nam 李育南		M	Rep	2011-10-18	2012-08-11
107	Leung, Kelvin Kin Wah 梁健華		M	Rep	2009-12-21	2012-09-29
108	Leung, Tak Wing (SFC:AIO039) 梁德榮			Rep	2012-08-14	2014-06-03
109	Leung, Wan Nei 梁韻妮			Rep	2017-12-21	2018-10-03
110	Li, Hao (SFC:BPC152) 李浩			Rep	2020-08-27	2022-05-19
111	Li, Ho Yan (SFC:AVT194) 李可欣			Rep	2011-03-29	2011-09-23
112	Li, Jianchang 李建長			Rep	2019-02-18	2022-03-28
113	Li, Jingchao 李競超			Rep	2017-01-12	2018-06-25
114	Li, Pingping (SFC:BNT032) 李萍萍			Rep	2021-07-21	2023-04-27
115	Li, Ru (SFC:BSQ865) 李儒			Rep	2022-07-13
116	Lin, Chi Kin 連智健			Rep	2022-10-24	2022-12-19
117	Lio, Wayne Weng Hang 廖永亨		M	Rep	2011-01-12	2014-06-03
118	Liu, Pit Hong 廖必康			Rep	2022-11-30	2023-06-30
119	Liu, Yiping 劉一平			Rep	2017-02-09	2017-11-08
120	Lo, Cho Ying 盧礎瑩			Rep	2014-04-24	2018-05-04
121	Lo, Edwin Ye Chun 盧爾駿		M	Rep	2022-02-11	2023-12-29
122	Lo, Moon Fong 羅滿芳	47	F	Rep	2012-06-26	2014-06-03
123	Lui, Mei Chi 呂美芝			Rep	2011-01-12	2014-06-03
124	Lui, Yu Kan 雷于瑾			Rep	2011-01-12	2012-04-01
125	Luk, Wai Lung 陸偉龍			Rep	2011-01-12	2012-04-01
126	Lum, Chi Yeung 林智洋			Rep	2009-05-06	2016-11-22
				RO	2016-11-22	2018-09-14
127	Mak, Cheuk Fai 麥卓輝			Rep	2015-04-24	2016-05-12
128	Mak, Hang Sang 麥恆生			Rep	2011-01-31	2014-06-03
129	Mak, Ka Sing 麥嘉聲			RO	2008-12-24	2012-05-09
130	Mak, Mark Kwong Yiu 麥光耀	48	M	RO	2011-11-17	2017-08-15
131	Mak, Tsan Kwai 麥棧貴			Rep	2017-09-25	2021-07-25
132	Man, Judith Chi Tak 文智德		F	Rep	2012-04-10	2014-05-05
133	Mao, Dizhou 毛迪宙			Rep	2018-09-17
134	Mau, Pui Ming 繆沛明			Rep	2011-01-17	2017-02-12
135	Mok, Ringo Ting Fai 莫廷輝		M	Rep	2011-01-12	2014-06-03
136	Ng, Eric Ka Wai 吳家煒	57	M	RO	2013-01-11	2014-02-10
137	Ng, Ho Yin (SFC:BAI111) 吳浩賢			Rep	2014-11-20	2018-01-26
138	Ng, Kwok Keung (SFC:AFH168) 吳國強			RO	2010-10-05	2011-02-21
139	Ng, Samson Siu Lun 伍兆麟			Rep	2012-11-22	2016-09-01
140	Ng, Siu Choy 吳少才			Rep	2019-02-01
141	Ng, So Yi 吳素宜			Rep	2016-06-28	2016-07-12
142	Ng, Tze Wai 吳子威			Rep	2010-11-01	2010-11-17
143	Ngan, Chui Ping 顏翠萍			Rep	2011-01-31	2012-04-01
144	Ngan, Or 顏珂			Rep	2020-06-18	2020-07-28
145	Ngan, Yuen Fan 顏元勛			Rep	2011-01-12	2014-06-03
146	Poon, Tin Ching 潘天青			Rep	2014-04-24	2016-12-04
147	Seng, Victor Lai Kit 沈禮傑		M	Rep	2015-06-26	2018-04-30
				Rep	2019-06-10	2023-01-02
148	Sin, Chui Wah (SFC:AXC063) 冼翠華			Rep	2012-07-16	2014-06-03
				Rep	2016-09-09	2019-01-31
149	Sin, Kin Chung 冼健驄		M	Rep	2011-01-12	2012-04-01
				Rep	2014-02-10	2014-06-03
150	Siu, Ronald 蕭佑忠	39	M	Rep	2014-03-11	2014-08-16
151	So, Henry Hing Nin 蘇慶年		M	Rep	2010-02-26	2012-10-09
152	So, Kwok Keung 蘇國強	61	M	RO	2007-12-07	2016-12-10
153	Soong, Gary Yuk Lun 宋煜麟		M	Rep	2009-05-21	2015-03-17
154	Sze, Kai Cheong 施啟昌			Rep	2011-01-12	2012-04-01
155	Sze, Yin Cheung 史彥彰			Rep	2011-03-08	2011-12-12
156	Tam, Chi Yan (SFC:BHN812) 譚智仁			Rep	2016-06-23	2016-12-29
157	Tam, Kim Fai 談儉輝			Rep	2019-01-16	2019-01-17
				RO	2019-01-17	2019-05-03
158	Tam, Ying Wi 譚鷹威	55	M	Rep	2019-04-23	2019-12-02
159	Tan, Shenning 譚深宁			Rep	2011-09-08	2012-07-23
160	Tang, Chi Fung 鄧智鋒			Rep	2011-09-21	2014-06-03
161	Tang, Chi Kwan (SFC:ARS666) 鄧智君			Rep	2013-09-26	2014-06-03
162	Tang, Hoi Kan 鄧凱勤			Rep	2021-10-15	2023-01-30
163	Tang, Wai Kong (SFC:ANX094) 鄧煒崗			Rep	2009-05-21	2015-03-17
164	Tong, Jenny 湯珍妮		F	Rep	2017-04-18	2020-08-21
165	Tsang, Dickie Dick Yue 曾滌瑜			Rep	2010-10-11	2011-04-04
166	Tse, Tim (1977) 謝添	45	M	Rep	2013-01-04	2016-08-01
167	Tsui, King Yan 徐敬恩			Rep	2019-02-25	2022-03-31
168	Wan, Tze Ching 尹芷晴			Rep	2017-09-25	2018-04-20
169	Wan, Yui Fai Albert 溫銳輝			Rep	2012-04-23	2014-02-24
170	Wat, Hiu Ching 屈曉晴			Rep	2019-02-18	2020-06-21
171	Wong, Bonnie Ka Wai 黃嘉慧		F	Rep	2008-03-17	2016-11-10
				RO	2016-11-10	2017-01-13
172	Wong, Fanny Pak Ca 黃思穎		F	Rep	2017-07-18	2019-03-24
173	Wong, Ken Hing Kin 王慶堅		M	Rep	2011-01-12	2014-06-03
				Rep	2022-03-14
174	Wong, Luk Kwan 王祿軍		M	Rep	2011-01-19	2012-04-01
175	Wong, Man Sek 黃敏碩			Rep	2009-06-18	2009-08-06
				RO	2009-08-06	2015-03-05
176	Wong, Ringo Long Fai 王朗輝		M	Rep	2011-01-12	2012-04-01
177	Wong, Rita (SFC:AFV463) 黃裕華			Rep	2009-08-06	2010-03-07
178	Wong, Shing Kit (SFC:BHZ124) 黃聖傑			Rep	2016-09-15	2017-03-10
				Rep	2019-07-05	2020-06-16
179	Wong, Shun Hing 黃順慶			Rep	2012-09-18	2014-03-24
180	Wong, Sze Man (SFC:AQH860) 黃思敏			Rep	2011-05-23	2013-01-07
181	Wong, Tsz Fung (SFC:BLO698) 黃子峰			Rep	2018-01-02	2019-12-31
182	Wong, Wai Wan (SFC:BHD770) 王慧雲			Rep	2016-04-05	2017-07-16
183	Wong, Wai Yi (SFC:AOA561) 黃惠儀			Rep	2011-01-12	2014-06-03
184	Wong, William Man Ho 王文河	62	M	Rep	2011-06-28	2011-09-16
185	Wong, Wing Kai (SFC:APB489) 黃永楷			Rep	2017-07-05	2021-03-24
186	Wong, Yin Hing (SFC:ALZ820) 黃賢興			Rep	2011-01-19	2012-04-01
187	Wu, Mo Hung 胡慕虹			Rep	2009-05-18	2015-01-01
188	Xu, Yijia (SFC:BFA748) 徐一稼			Rep	2015-03-16	2015-08-22
189	Yang, Lei (SFC:BES473) 楊磊			Rep	2015-01-28	2018-09-19
190	Ye, Qi (SFC:BSZ499) 叶琪			Rep	2022-11-07	2023-10-19
191	Yeung, Adrian (SFC:AMF303) 楊尚樽		M	Rep	2011-03-08	2012-04-01
192	Yeung, David Fan 楊凡		M	Rep	2011-03-08	2014-06-03
193	Yeung, Hoi Fan 楊凱帆		M	Rep	2011-01-19	2011-03-08
194	Yim, Kevin Ching Wai 嚴政緯		M	Rep	2015-05-13	2016-06-26
195	Yip, Chak Hang 葉澤恒			Rep	2009-08-06	2015-03-17
196	Yip, Chung 葉頌			Rep	2018-10-15	2020-01-31
197	Yu, Ge (SFC:BIG516) 余歌			Rep	2017-12-15	2019-06-07
198	Yu, Peter Sze Chit 余思哲			Rep	2012-06-19	2012-09-01
199	Yu, Yik Bun 余亦斌			Rep	2011-01-12	2014-06-03
200	Yu, Yiu Kuk 余曜谷			Rep	2018-08-20
201	Yuen, Hin Fan 阮憲勳			Rep	2011-03-08	2011-10-14
202	Zhang, Ting (SFC:BAU597) 張婷			Rep	2014-06-23	2014-07-31

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