HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | An, Xuemei 安雪梅 | Rep | 2008-07-08 | 2010-08-09 | ||
| 2 | Ao, Di 敖迪 | Rep | 2009-12-03 | 2014-05-16 | ||
| 3 | Cao, Lin (SFC:AZC152) 曹琳 | Rep | 2012-05-15 | 2015-12-22 | ||
| 4 | Chak, Samuel Ka Fai 翟家輝 | M | Rep | 2011-02-11 | 2011-02-24 | |
| RO | 2011-02-24 | 2011-09-01 | ||||
| 5 | Chan, Amy (SFC:AEY768) 陳安薇 | F | Rep | 2011-12-28 | 2012-02-07 | |
| RO | 2012-02-07 | 2012-04-16 | ||||
| 6 | Chan, Ascar Siu Ling 陳少玲 | Rep | 2014-02-17 | 2014-05-16 | ||
| 7 | Chan, Chun Fung 陳俊峰 | Rep | 2010-11-23 | 2012-07-06 | ||
| 8 | Chan, Hung Ping 陳鴻平 | Rep | 2011-09-30 | 2011-12-10 | ||
| 9 | Chan, Johnnie Bing Hang 陳秉恒 | M | Rep | 2012-01-30 | 2012-09-14 | |
| 10 | Chan, Kwok Dik 陳國迪 | Rep | 2012-01-03 | 2012-10-19 | ||
| 11 | Chan, Lai Ming (SFC:AOD290) 陳麗明 | Rep | 2008-10-03 | 2009-07-08 | ||
| 12 | Chan, Lok Fung (SFC:AUR102) 陳樂峰 | Rep | 2011-12-16 | 2012-03-01 | ||
| 13 | Chan, Pui Lai 陳珮麗 | Rep | 2012-10-17 | 2013-04-15 | ||
| 14 | Chan, Vincent Sai Yee 陳世義 | M | Rep | 2010-12-08 | 2011-01-25 | |
| RO | 2011-01-25 | 2012-07-06 | ||||
| 15 | Chan, Yik Lun 陳奕倫 | Rep | 2011-05-12 | 2012-09-11 | ||
| 16 | Chen, Dan (SFC:BBJ615) 陳丹 | Rep | 2014-03-18 | 2015-08-31 | ||
| 17 | Chen, Lingshan (SFC:AXG028) 陳玲珊 | Rep | 2011-05-13 | 2013-01-31 | ||
| 18 | Chen, Steve Shuo 陳碩 | Rep | 2014-04-29 | 2019-05-08 | ||
| 19 | Chen, Wen-Chung 陳文聰 | Rep | 2010-09-13 | 2010-09-29 | ||
| RO | 2010-09-29 | 2011-01-14 | ||||
| 20 | Chen, Ying (SFC:AXC899) 陳瑩 | Rep | 2011-04-19 | 2013-01-07 | ||
| 21 | Chen, Yu (SFC:AQS372) 陳裕 | Rep | 2008-05-30 | 2013-03-20 | ||
| RO | 2013-03-20 | 2015-03-31 | ||||
| 22 | Cheung, Agatha Chau Wan 張秋雲 | F | Rep | 2014-04-16 | 2015-10-13 | |
| 23 | Cheung, Alan Kam Fai 張錦輝 | M | Rep | 2014-03-20 | 2017-04-28 | |
| 24 | Cheung, Chi Shing (SFC:ATY586) 張志成 | Rep | 2013-05-27 | 2013-10-16 | ||
| 25 | Cheung, Fei Chau 張菲洲 | Rep | 2011-09-27 | 2012-03-30 | ||
| 26 | Chu, Jiayi 褚嘉怡 | Rep | 2012-10-05 | 2014-02-21 | ||
| 27 | Chu, Simon Wing Him 朱穎謙 | M | Rep | 2010-10-18 | 2012-06-11 | |
| 28 | Chuang, I-Chu 莊易築 | Rep | 2012-08-14 | 2012-09-17 | ||
| RO | 2012-09-17 | 2015-08-17 | ||||
| 29 | Chung, Ryan Chi Chuen 鍾志銓 | M | Rep | 2014-07-18 | 2020-05-19 | |
| 30 | Ding, Er 丁爾 | Rep | 2011-02-09 | 2011-05-15 | ||
| Rep | 2014-04-15 | |||||
| 31 | Ding, Zhiqiang 丁志強 | Rep | 2008-11-27 | 2011-05-13 | ||
| 32 | Du, Qingwen 杜清雯 | Rep | 2010-01-18 | 2017-11-04 | ||
| 33 | Fan, Winndie Mei Ki 范美琪 | Rep | 2007-10-05 | 2011-03-10 | ||
| 34 | Fan, Yunfeng 范云凤 | Rep | 2011-02-11 | 2014-08-27 | ||
| RO | 2014-08-27 | 2022-08-12 | ||||
| 35 | Fok, Michael Chi Tat 霍志達 | 40 | M | Rep | 2014-08-12 | 2014-11-24 |
| RO | 2014-11-24 | 2019-10-28 | ||||
| 36 | Fong, Mabel Sum Wun 方心媛 | Rep | 2011-06-17 | 2012-02-01 | ||
| 37 | Gu, Mingming (SFC:AXR152) 顧明明 | Rep | 2011-08-10 | 2012-10-18 | ||
| 38 | Guan, Haiyan 關海燕 | Rep | 2013-09-16 | |||
| 39 | Guo, Xingyi 郭興義 | Rep | 2014-11-14 | 2016-04-29 | ||
| 40 | Ha, Wilson Ho Yin 夏浩賢 | M | Rep | 2010-10-14 | 2011-05-15 | |
| 41 | Hou, Changjie 侯昶杰 | Rep | 2012-09-27 | 2018-07-31 | ||
| 42 | Hsu, Edward Ming Yu 徐明宇 | M | Rep | 2014-02-24 | 2017-04-28 | |
| 43 | Hu, Yang (SFC:ATX835) 胡楊 | Rep | 2009-11-11 | 2011-02-07 | ||
| 44 | Hu, Yong (SFC:AUZ497) 胡永 | Rep | 2010-05-27 | 2015-01-30 | ||
| 45 | Huang, Li Min (SFC:AQW347) 黃麗敏 | Rep | 2008-07-08 | 2016-02-24 | ||
| 46 | Huang, Lihua (SFC:ATH748) 黃鸝華 | Rep | 2009-12-30 | 2014-12-24 | ||
| 47 | Huang, Yong (SFC:ATH192) 黃勇 | Rep | 2009-09-02 | 2010-08-16 | ||
| 48 | Hui, Lung Kei 許龍基 | Rep | 2011-09-12 | 2013-08-14 | ||
| 49 | Hung, Chiu Loi 洪超來 | Rep | 2012-02-08 | 2012-05-07 | ||
| 50 | Jiang, Jiwei 姜繼威 | Rep | 2008-07-08 | 2010-02-25 | ||
| RO | 2010-02-25 | 2014-05-22 | ||||
| 51 | Kan, Chi Kin 簡志健 | Rep | 2012-01-30 | 2012-06-13 | ||
| 52 | King, Alex Tat Hung 金達鴻 | Rep | 2011-12-20 | 2012-04-13 | ||
| 53 | Kong, Ming Fai 江明輝 | RO | 2007-04-04 | 2009-10-11 | ||
| 54 | Kong, William Wai Choi 江偉才 | M | Rep | 2012-02-17 | 2017-05-23 | |
| 55 | Kwong, King Lok 鄺境樂 | Rep | 2012-06-29 | 2017-06-16 | ||
| 56 | Lam, Cheuk Fung (SFC:ADW995) 林卓峯 | RO | 2007-04-04 | 2011-01-05 | ||
| Rep | 2011-01-05 | 2011-03-10 | ||||
| 57 | Lam, Ka Li (SFC:BDX792) 林嘉莉 | Rep | 2014-08-04 | 2015-09-16 | ||
| 58 | Lam, Kai Tin 林佳典 | Rep | 2012-08-29 | 2015-06-05 | ||
| 59 | Lam, Lok Ki 林樂麒 | Rep | 2012-02-13 | 2012-04-17 | ||
| 60 | Lam, Siu Ting (SFC:AVT290) 林少婷 | Rep | 2010-10-14 | 2015-06-26 | ||
| 61 | Lan, Jian (SFC:AVY717) 蘭建 | Rep | 2012-12-05 | 2017-11-09 | ||
| 62 | Lau, Iki Pak Yu 劉柏妤 | Rep | 2009-10-08 | 2009-11-23 | ||
| 63 | Lau, Michael Chi Wai 劉志偉 | M | Rep | 2014-03-07 | 2015-08-11 | |
| 64 | Lau, Tsz Chun 劉子俊 | Rep | 2012-04-02 | 2012-05-14 | ||
| 65 | Lee, Daisy Sze Wai 李思慧 | F | Rep | 2011-04-21 | 2011-08-11 | |
| 66 | Lee, Kai Ming (SFC:AAH316) 李啟明 | Rep | 2011-01-07 | 2014-04-30 | ||
| 67 | Lee, Pui Man (SFC:AQQ430) 李佩雯 | Rep | 2009-07-15 | 2009-09-25 | ||
| 68 | Lee, Wing Yee (SFC:AJI405) 李泳宜 | Rep | 2012-01-30 | 2012-04-18 | ||
| 69 | Lei, Xiaoyun 雷曉雲 | Rep | 2011-07-05 | 2014-01-08 | ||
| 70 | Leung, Chun Wa (SFC:AJF048) 梁晉華 | Rep | 2010-11-09 | 2011-05-13 | ||
| 71 | Leung, Hon Kuen 梁漢權 | Rep | 2010-12-08 | 2012-08-20 | ||
| 72 | Leung, Pui 梁佩 | Rep | 2011-08-17 | 2016-03-17 | ||
| 73 | Leung, Terence Ho Chi 梁浩智 | M | Rep | 2014-08-13 | 2016-06-15 | |
| 74 | Leung, Wing Kei 梁榮基 | Rep | 2012-08-14 | 2012-09-11 | ||
| RO | 2012-09-11 | 2018-02-02 | ||||
| 75 | Li, Fangyong (SFC:BEI816) 李方勇 | Rep | 2014-10-17 | 2019-02-04 | ||
| 76 | Li, Hui (SFC:AYY608) 李輝 | Rep | 2012-03-09 | 2016-09-05 | ||
| 77 | Li, Jamie Chiu 李超 | M | Rep | 2012-07-13 | 2012-08-03 | |
| RO | 2012-08-03 | 2015-06-12 | ||||
| 78 | Li, Xiaowei (SFC:AZB674) 李曉偉 | Rep | 2012-05-02 | 2013-01-28 | ||
| 79 | Li, Zheng (SFC:AQA465) 李崢 | Rep | 2008-01-31 | 2008-04-10 | ||
| 80 | Liang, Haifeng 梁海峰 | Rep | 2014-10-08 | 2015-09-30 | ||
| 81 | Liang, Juntao 梁俊濤 | Rep | 2011-12-15 | 2014-05-18 | ||
| 82 | Liang, Yiming (SFC:AEY432) 梁仡銘 | Rep | 2014-06-04 | 2014-08-15 | ||
| RO | 2014-08-15 | 2019-06-09 | ||||
| 83 | Lim, Irene Siok Cheng 林淑貞 | F | Rep | 2014-06-11 | 2014-08-26 | |
| RO | 2014-08-26 | 2018-05-16 | ||||
| 84 | Lin, Haicheng 林海成 | Rep | 2014-02-17 | 2015-06-30 | ||
| 85 | Lin, Huayong (SFC:AVR191) 林華勇 | Rep | 2010-10-12 | 2014-04-17 | ||
| RO | 2014-04-17 | 2015-06-30 | ||||
| 86 | Liu, Allen Benjamin | M | Rep | 2014-04-15 | 2017-12-15 | |
| 87 | Liu, Cheng Yi 劉正毅 | 49 | M | Rep | 2013-04-16 | 2013-07-17 |
| RO | 2013-07-17 | 2015-01-22 | ||||
| 88 | Liu, Keung (SFC:AQT307) 廖強 | Rep | 2009-11-20 | 2015-07-03 | ||
| 89 | Liu, Na (SFC:BEC575) 劉鈉 | Rep | 2014-09-03 | 2017-06-30 | ||
| 90 | Liu, Taojiang 劉濤江 | Rep | 2014-09-15 | 2017-01-26 | ||
| 91 | Liu, Wanyun 劉萬雲 | Rep | 2009-12-28 | 2010-06-28 | ||
| 92 | Liu, Xiaoou 劉曉鷗 | Rep | 2012-02-13 | 2012-04-17 | ||
| 93 | Liu, Yuxia (SFC:BAX860) 劉玉霞 | Rep | 2013-07-05 | 2014-09-22 | ||
| 94 | Lok, Paul Suen Hong 駱遜康 | M | Rep | 2012-02-28 | 2012-05-24 | |
| 95 | Lu, Di (SFC:BDA055) 呂迪 | 28 | M | Rep | 2014-03-24 | 2014-11-27 |
| 96 | Lu, Rong (SFC:ACB322) 陸戎 | Rep | 2014-03-31 | 2014-04-29 | ||
| RO | 2014-04-29 | 2017-04-28 | ||||
| 97 | Lui, Ching Yan 呂政昕 | Rep | 2012-08-29 | 2016-06-27 | ||
| 98 | Lung, Tak Wing 龍德榮 | Rep | 2009-12-04 | 2010-12-07 | ||
| 99 | Luo, Juan (SFC:AWQ261) 羅娟 | Rep | 2014-11-25 | 2015-07-02 | ||
| 100 | Ma, Menglong (SFC:BEA929) 馬夢龍 | Rep | 2014-08-20 | 2017-07-31 | ||
| 101 | Man, Kam Fai 文錦輝 | RO | 2009-06-22 | 2015-03-22 | ||
| 102 | Man, Kwok Fai 文國輝 | Rep | 2012-02-29 | 2012-05-14 | ||
| 103 | Mok, Chiu Hung 莫招雄 | Rep | 2009-10-20 | 2011-05-09 | ||
| 104 | Ng, Chi Fai (SFC:ACR411) 吳梓輝 | Rep | 2014-05-21 | 2014-08-05 | ||
| RO | 2014-08-05 | 2017-08-04 | ||||
| 105 | Ng, Ka Kin (SFC:AUA995) 吳家鍵 | Rep | 2012-09-28 | 2015-01-23 | ||
| 106 | Ng, Ka Ling 吳嘉玲 | Rep | 2007-06-08 | 2008-09-30 | ||
| 107 | Ngan, Wing Ho 顏永豪 | 40 | M | Rep | 2014-03-28 | 2014-08-05 |
| RO | 2014-08-05 | 2015-06-02 | ||||
| 108 | Ouyang, Jiejing 歐陽潔靜 | Rep | 2013-03-04 | 2015-08-14 | ||
| 109 | Pak, Chi Wing 白志頴 | Rep | 2010-08-30 | 2011-09-09 | ||
| 110 | Pak, Suet Ho 白雪皓 | Rep | 2011-02-15 | 2012-12-13 | ||
| 111 | Pat, Hon Kit 畢漢杰 | Rep | 2014-11-06 | 2017-11-24 | ||
| 112 | Peng, Lichun 彭立春 | 33 | M | Rep | 2012-03-13 | 2015-04-10 |
| 113 | Peng, Mei 彭媚 | Rep | 2009-12-17 | 2012-02-29 | ||
| 114 | Qian, Yifei (SFC:BBD017) 錢燚飛 | Rep | 2014-09-08 | 2017-08-11 | ||
| 115 | Qiu, Shi (SFC:BEF213) 邱實 | Rep | 2014-09-23 | 2015-06-04 | ||
| 116 | Qiu, Yang (SFC:AXD385) 邱陽 | Rep | 2011-05-05 | 2014-10-31 | ||
| 117 | Qiu, Zhengwei 邱正威 | Rep | 2011-09-06 | 2014-12-31 | ||
| 118 | Ran, Miao 冉淼 | Rep | 2014-01-14 | 2014-05-16 | ||
| 119 | Roy Ghatak, Dhiman | Rep | 2014-05-05 | 2016-05-31 | ||
| 120 | Sham, Kai Him (SFC:AVN092) 岑啟謙 | Rep | 2011-07-13 | 2014-12-01 | ||
| 121 | Shang, Xiaoting 尚小婷 | Rep | 2012-07-04 | 2013-02-28 | ||
| 122 | Sima, Xuefang 司馬雪放 | Rep | 2008-04-01 | 2008-09-08 | ||
| 123 | Sit, Ka Yun 薛家潤 | Rep | 2009-07-17 | 2011-05-15 | ||
| 124 | Siu, Sendy So Fun 蕭素芬 | Rep | 2011-02-25 | 2012-05-30 | ||
| RO | 2012-05-30 | 2014-09-08 | ||||
| 125 | So, Ignatius Hon Wai 蘇漢煒 | M | Rep | 2010-12-02 | 2011-06-27 | |
| 126 | Song, Yangzhou 宋洋洲 | RO | 2007-04-04 | 2013-09-24 | ||
| 127 | Sum, Hing Man 岑慶文 | Rep | 2014-12-11 | 2015-08-28 | ||
| 128 | Sun, Lei (SFC:AJD048) 孫磊 | 45 | M | Rep | 2014-03-10 | 2015-09-18 |
| 129 | Tang, Hao (SFC:AOL324) 湯浩 | Rep | 2014-04-15 | 2017-01-13 | ||
| 130 | Tang, Xiaolei (SFC:AWS220) 湯小雷 | Rep | 2011-04-21 | 2016-03-21 | ||
| 131 | Tang, Zhi (SFC:AWW136) 唐志 | Rep | 2011-04-21 | 2016-02-24 | ||
| 132 | Tse, Soo Lai 謝素麗 | Rep | 2010-06-10 | 2011-01-05 | ||
| 133 | Tze, Hei 紫曦 | Rep | 2011-01-19 | 2011-01-28 | ||
| 134 | Wang, Lei (SFC:AZE807) 王磊 | Rep | 2012-07-31 | 2014-05-16 | ||
| 135 | Wang, Qian (SFC:BAU350) 王茜 | Rep | 2013-01-24 | 2021-05-31 | ||
| 136 | Wang, Wei (SFC:ARG951) 王瑋 | Rep | 2012-06-08 | 2015-07-26 | ||
| 137 | Wang, Wenzhou (SFC:ARO923) 王文洲 | Rep | 2012-01-18 | 2013-09-17 | ||
| 138 | Wong, Chin Pang (SFC:AFU569) 黃展鵬 | Rep | 2011-02-07 | 2011-03-09 | ||
| RO | 2011-03-09 | 2013-02-01 | ||||
| 139 | Wong, Chun (SFC:ANL995) 黃俊 | M | Rep | 2011-09-12 | 2012-10-05 | |
| 140 | Wong, Chun Lun 王俊麟 | Rep | 2009-07-15 | 2016-02-05 | ||
| 141 | Wong, Wallace Leung Yiu 黃良堯 | Rep | 2014-07-30 | 2019-06-11 | ||
| 142 | Wong, Yee Hing (SFC:AAF918) 黃綺卿 | Rep | 2009-11-23 | 2009-12-28 | ||
| RO | 2009-12-28 | 2011-01-05 | ||||
| 143 | Woo, Kathin Siu Ling 鄔笑玲 | Rep | 2011-07-11 | 2014-12-05 | ||
| 144 | Wu, Hiu Man 鄔曉敏 | Rep | 2010-12-02 | 2011-06-27 | ||
| 145 | Wu, Qiuru 吳秋如 | Rep | 2014-03-17 | 2016-07-29 | ||
| 146 | Xiao, Lan (SFC:AQP591) 肖蘭 | Rep | 2014-07-03 | 2015-03-18 | ||
| 147 | Xu, Pengbing 徐鵬冰 | Rep | 2012-08-09 | 2014-11-28 | ||
| 148 | Xue, Lan (SFC:ANY095) 薛蘭 | 49 | F | Rep | 2014-03-07 | 2016-03-11 |
| 149 | Yang, Shengkang (SFC:AXF785) 楊聖康 | Rep | 2011-05-13 | 2013-01-07 | ||
| 150 | Yang, Shuenn-yuh 楊順裕 | Rep | 2014-04-15 | 2017-04-19 | ||
| 151 | Ye, Zuobin (SFC:AWK611) 葉作斌 | Rep | 2010-12-13 | 2011-05-05 | ||
| 152 | Yeung, On Lit 楊安烈 | Rep | 2010-12-08 | 2012-09-21 | ||
| 153 | Yim, Kevin Ching Wai 嚴政緯 | M | Rep | 2012-04-16 | 2012-05-24 | |
| 154 | Yip, Lee Na 葉莉娜 | Rep | 2013-05-30 | 2023-03-03 | ||
| 155 | Yu Steiner, Lingzhu 遇玲珠 | Rep | 2014-05-13 | 2017-02-27 | ||
| 156 | Yu, Shek Lun 余石麟 | Rep | 2011-03-14 | 2013-05-08 | ||
| 157 | Yuan, Sheng (SFC:ASI048) 袁胜 | Rep | 2011-06-20 | 2012-01-12 | ||
| 158 | Yuen, Lai King 袁麗琼 | Rep | 2009-11-16 | 2011-03-10 | ||
| 159 | Zhang, Hua (SFC:BAV650) 張華 | Rep | 2013-02-05 | 2016-03-18 | ||
| 160 | Zhang, Linfeng 章林峰 | Rep | 2014-08-25 | 2014-11-27 | ||
| RO | 2014-11-27 | 2015-07-22 | ||||
| 161 | Zhang, Liuqiang 張柳强 | Rep | 2012-05-25 | 2017-11-08 | ||
| 162 | Zhang, Ru (SFC:BBB822) 張如 | Rep | 2013-04-09 | 2018-04-11 | ||
| 163 | Zhang, Xiaosi 張曉思 | Rep | 2010-12-08 | 2014-05-16 | ||
| 164 | Zhang, Yong (SFC:ANI719) 張勇 | RO | 2009-05-25 | 2014-05-16 | ||
| 165 | Zheng, Kaiwen 鄭凱文 | Rep | 2014-01-24 | 2014-11-27 | ||
| 166 | Zheng, Peilin 鄭佩琳 | Rep | 2014-03-25 | 2015-08-14 | ||
| 167 | Zheng, Runze 鄭潤澤 | Rep | 2014-10-28 | 2017-07-31 | ||
| 168 | Zheng, Xiaobin 鄭曉斌 | Rep | 2009-02-26 | 2016-03-17 | ||
| 169 | Zheng, Yanglei 鄭陽蕾 | Rep | 2014-02-24 | 2016-11-11 | ||
| 170 | Zhou, Fei (SFC:BEM286) 周霏 | Rep | 2014-11-24 | 2017-07-14 | ||
| 171 | Zhu, Ping (SFC:AYW845) 祝萍 | Rep | 2012-04-10 | 2016-03-21 | ||
| 172 | Zou, Wenjing (SFC:BBJ827) 鄒文璟 | Rep | 2013-07-03 | 2013-08-22 |
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