Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
Role From Until
1 Au, Pui Ting 歐佩婷 Rep 2007-01-11 2010-11-10
2 Barnett, Beatriz Suarez Rep 2005-06-06 2006-05-27
3 Bateman, Joshua Dunham M Rep 2012-01-06 2012-09-03
4 Bole, Robert Mark M Rep 2007-04-20 2007-05-21
5 Chan, Chun Man (SFC:AGJ907) 陳俊文 Rep 2006-02-07 2006-07-27
RO 2006-07-27 2007-02-27
Rep 2007-02-27 2007-03-01
6 Chan, Joyce Yin Kar 陳彥嘉 F Rep 2003-04-28 2003-12-08
7 Chan, Karen Ka Ning 陳嘉寧 F Rep 2004-07-05 2011-07-06
8 Chan, Lai Sze (SFC:ACO201) 陳麗絲 Rep 2004-12-15
RO 2004-12-15 2013-03-31
9 Chan, Mei Shan (SFC:ANC021) 陳美珊 Rep 2006-02-22 2014-04-10
10 Chan, Nga Yan (SFC:AJA082) 陳雅茵 Rep 2003-06-10 2004-04-20
11 Chan, Pui Har 陳佩霞 Rep 2007-09-10 2017-08-25
12 Chan, Siu Chi 陳少芝 Rep 2004-05-21
13 Chan, Winnie (SFC:AFD453) 陳韻妮 F Rep 2005-04-19 2012-10-12
RO 2012-10-12 2014-04-30
14 Chen, Chia-Hao 陳家豪 Rep 2005-12-01 2009-03-15
15 Choon, Yew Khee 秦耀奇 42 M Rep 2004-10-27
RO 2004-10-27 2006-07-15
16 Chow, Chui Ping 周翠萍 Rep 2007-09-10 2009-11-17
17 Chow, Chun Leung (SFC:APP682) 周振亮 Rep 2007-09-10 2014-07-31
18 Chow, Irene Man Ling 周雯玲 42 F RO 2003-05-01
19 Chow, Shun Yip 周順業 Rep 2011-06-07 2013-01-28
20 Choy, Elina Elaine Yee Ling 蔡懿翎 F Rep 2008-07-17 2010-08-20
21 Chu, Victor Wai Tak 褚偉德 M Rep 2008-08-05 2013-11-29
22 Chua, Peng Chong Rep 2007-09-21 2007-09-28
23 Day, Benjamin Clifford M Rep 2008-02-27 2008-12-05
24 De Mello, Rajeev Donald M Rep 2009-08-13 2011-06-03
25 Fan, Ana Wai Man 樊惠文 Rep 2006-09-25 2007-07-31
26 Fan, Charrissa Wing Sze 范穎詩 Rep 2010-03-15 2013-06-13
27 Folz Ii, John Petsel M Rep 2007-04-20 2007-05-21
28 Fong, Man Yu 方聞宇 Rep 2003-07-28 2003-09-08
29 Fung, Si Yu 馮思宇 Rep 2008-03-11 2009-09-19
30 Gay, Mary Christine F Rep 2007-03-26 2007-03-31
Rep 2007-09-28 2007-10-04
Rep 2008-03-04 2008-03-11
Rep 2010-03-22 2010-03-24
31 Guha Roy, Tathagata M Rep 2004-11-30 2005-01-24
RO 2005-01-24 2005-08-01
32 Hagstrom, Robert George Jr M Rep 2009-07-14 2009-07-18
33 Hamrock, Henry Patrick M Rep 2007-04-16 2019-05-01
34 Hebner, Kevin John M Rep 2004-12-06 2005-07-31
35 Hench, William Anthony M Rep 2010-11-17 2010-11-20
Rep 2011-09-05 2011-09-09
36 Henchman, Jason Christopher D. M RO 2006-01-09 2010-01-16
37 Ho, Edwina Mei Ling 何美玲 F Rep 2005-01-18 2006-03-01
38 Ho, Grammie Ting Fung 何霆鋒 Rep 2011-08-12 2011-11-23
Rep 2011-12-02 2013-01-01
39 Ho, Jennifer Ka Suen 何嘉璇 F Rep 2007-09-10 2012-07-25
40 Ho, Judy May Wai 何美蕙 F Rep 2010-01-12 2013-09-26
41 Ho, Sui Wah 何瑞華 Rep 2012-02-28 2013-05-31
42 Hui, Hoi Pan 許海濱 Rep 2006-04-29 2010-04-13
RO 2010-04-13 2010-06-26
43 Hunter, Philip James M Rep 2011-05-11 2013-03-18
44 Iwahara, Kohei Rep 2006-04-24 2008-12-05
45 Johnson, Terence Andrew M Rep 2007-03-16 2008-01-31
46 Lai, Pik Kwan 黎璧君 Rep 2008-02-19 2011-05-20
47 Lai, Wai Fong (SFC:ANT271) 賴慧芳 F Rep 2006-09-14 2006-10-14
48 Lam, Josephine (SFC:AGY066) 林詠琪 F Rep 2004-07-30 2013-03-28
49 Lam, Linda Lam 林霖 F Rep 2006-07-01
50 Lau, Tsz Lung (SFC:AGJ950) 劉子龍 Rep 2005-12-21
51 Lee, Chiinhao Alex 李君浩 Rep 2005-02-17 2009-03-12
52 Lee, Chun Sing (SFC:ALY891) 李振聲 Rep 2008-06-03 2008-09-08
RO 2008-09-08 2011-08-16
53 Lee, Patrick Kai Ho 李啟豪 M Rep 2004-02-02 2007-03-01
54 Lee, Sai Yin 李世賢 Rep 2006-08-02 2006-09-23
RO 2006-09-23 2007-09-08
55 Lee, Yin Tak 李賢德 Rep 2003-10-15 2005-12-01
56 Leung, Eugene See Charm 梁思湛 M Rep 2004-12-23 2006-08-22
RO 2006-08-22 2013-05-31
57 Lian, Chia Liang Rep 2012-02-13 2012-02-17
Rep 2012-12-03 2012-12-05
58 Lim, Lennie Hong Heng Rep 2007-09-24 2008-02-22
RO 2008-02-22 2020-03-16
59 Lim, Siao Tung 林曉彤 Rep 2006-04-20 2007-09-08
60 Lo, Sulia Huen Huen 盧暄萱 RO 2004-04-11
61 Loh, Kenneth Anthony Tak Chi 陸德志 M Rep 2003-11-28
62 Lu, Carolyn Anne 陸舜華 F Rep 2004-08-27
RO 2004-08-27 2006-05-01
63 Mak, Winnie Yuen Kwun 麥婉鈞 F Rep 2007-10-29 2011-07-28
64 Miller Iii, William Herbert M Rep 2007-10-02 2007-10-08
Rep 2010-03-22 2010-03-24
Rep 2011-10-21 2011-10-28
65 Mitchell, Christine Ka Yee 家宜 F Rep 2004-09-22 2005-10-22
66 Muh, Anthony Yi Tong 沐義棠 49 M RO 2005-04-19
67 Newman, James Shields M RO 2004-01-31
68 Peters, Samuel Merchant M Rep 2011-10-21 2011-10-28
Rep 2012-07-06 2012-07-13
69 Poon, Joanna Ka Yee 潘嘉怡 F Rep 2007-04-16 2008-06-28
70 Poon, To Sing 潘道成 Rep 2004-04-07
71 Ribas Lequerica, Nuria Maria Rep 2012-09-12 2012-09-14
72 Sengelmann, Peter Sargent M Rep 2009-08-19 2012-02-03
73 Shi, Lin (SFC:AMF516) 石琳 Rep 2011-10-21 2014-04-30
74 Swab, Robert E M Rep 2009-04-20 2009-04-24
75 Tam Cheung, Viola Fung Yi 譚張鳳儀 Rep 2008-08-26 2009-02-28
76 Tan, Hedy Su Ee Rep 2007-04-16 2022-06-30
77 Tsang, Freeman Siu For 曾劭科 Rep 2004-10-19 2006-06-24
Rep 2009-11-09 2010-03-29
RO 2010-03-29 2020-10-30
78 Tsang, Wai Ching 曾惠貞 Rep 2010-11-23 2013-05-28
79 Tse, Monique Kit Ting 謝潔婷 Rep 2006-11-07 2013-07-02
80 Wong, Martina Kit Yee 黃潔怡 Rep 2003-06-10 2004-03-05
Rep 2004-10-25 2006-08-17
81 Wong, Susie Anne F Rep 2004-05-14
82 Wu, Cecilia Ngai See 胡毅詩 F Rep 2004-09-28 2005-07-01
83 Wu, Sze Man (SFC:AMP166) 胡詩敏 Rep 2005-10-18 2006-12-09
84 Yan, Chi Kwan 顏志軍 37 M Rep 2004-09-09
85 Yang, Dongni 楊冬旎 Rep 2012-12-10 2017-11-17
86 Yeo, Thiam Hu Rep 2004-04-02 2005-12-03
87 Yeung, arah Tsz Yau 楊子悠 F Rep 2006-07-24 2006-09-30
88 Yian, Lethe Chui Wah 任翠華 Rep 2005-02-04 2007-11-16
89 Yu, Tin Lai 余天麗 Rep 2007-09-21 2007-09-28
90 Yuen, Yee Leng Rep 2005-01-26 2014-07-31
91 Zelouf, Michael Barukh M Rep 2009-06-23 2009-06-27
92 Zhou, Yijie (SFC:AXN139) 周漪婕 Rep 2011-07-04 2015-09-25

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