BTIG Hong Kong Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
Role From Until
1 Carthy, Philip James M Rep 2008-05-07 2008-11-11
2 Chan, Jostein Toi Hing 陳代興 Rep 2014-06-16
3 Chang, Amanda Man Yee 張文儀 F Rep 2011-03-25 2019-12-10
4 Chang, John Moon Suk M Rep 2011-01-06 2011-04-08
5 Chappel, Christopher Lee M Rep 2012-11-01 2014-09-01
6 Chen, Charles Chi Pang 陳子鵬 M RO 2008-04-18 2009-12-01
7 Chiu, Robert Sin Leung 趙善良 M Rep 2008-10-29 2009-05-04
8 Colby, Travis Robert M Rep 2008-04-23 2009-11-05
RO 2009-11-05 2012-08-31
9 Crofton-Atkins, Charles Randell 42 M Rep 2009-04-20 2020-09-11
10 De Marco, Gustino Sebastian M Rep 2011-08-30 2012-10-26
11 Faulkner, Matthew Robert M Rep 2012-09-20 2021-04-01
12 Harrison, Trevor Jeffrey M Rep 2011-04-21 2020-10-12
13 Ho, Alan To 何鍍 M Rep 2009-08-03 2009-10-30
14 Ho, Betty Ching Man 何靜雯 F Rep 2008-05-08 2023-04-13
15 Hodge, Craig (SFC:AVM799) M Rep 2013-10-03 2015-02-23
16 Jesson, Arthur Michael M Rep 2012-04-12 2012-04-12
17 Kang, Minja Rep 2012-07-03 2012-12-31
18 Kielland, Christian H M RO 2008-04-15 2017-08-01
19 Lam, Dave Chi Wai 林志偉 M Rep 2010-03-01
20 Lau, Ka Ho (SFC:AXB862) 劉嘉豪 Rep 2011-03-25 2014-08-25
21 Lee, Andrew Yeng 李英揚 M Rep 2012-10-22 2013-06-28
22 Lentchner, Jesse Hart RO 2010-08-09 2019-05-01
23 Leung, Tsing Wo Samuel 梁靖和 Rep 2013-02-26 2019-04-11
24 Li, Eddie Man Yin 李文賢 M Rep 2011-01-06
25 Lin, Wen Ching (SFC:APC101) 林汶菁 Rep 2008-05-19 2008-09-22
26 Liu, Louisa Yun Yun 劉欣欣 F Rep 2008-04-23
27 Lo, Timothy Tin Ming 盧天明 M Rep 2008-05-19 2010-09-13
28 Luk, Raymond Chung Ping 陸頌平 M Rep 2012-09-10 2017-06-12
29 Mascolo, Fabiano Hugues Joseph M Rep 2011-12-07 2013-11-22
30 Mason, Grant Erskine Tod Rep 2008-08-13 2009-01-15
RO 2009-01-15 2010-02-02
31 McLaughlin, Timothy John M Rep 2010-01-19
32 Mintz, Nathan Keith M Rep 2009-05-26 2010-05-06
33 Newman, Neil Lionel M Rep 2011-11-07 2012-09-03
34 Ng, Wai Chun (SFC:ACN211) 吳偉俊 Rep 2008-04-30 2023-04-17
35 O'Mara, Patrice Agnes F RO 2008-04-15 2008-10-15
36 Oliver, Britt-Karin Rep 2009-03-18 2022-05-31
37 Pankau, Martin Christof M Rep 2013-04-30 2023-06-28
38 Reilly, Craig Joseph M Rep 2014-05-14 2014-06-09
RO 2014-06-09 2021-05-18
39 Robertson, Guy Hamilton (SFC:ANE312) M Rep 2011-11-16 2014-07-21
40 Ruddick, Matthew M Rep 2012-03-26 2013-02-28
41 Sher, William Wing Hong 佘穎慷 33 M Rep 2013-09-16 2013-11-04
42 Strong, Stewart David M Rep 2010-08-03 2011-10-31
43 Tremaine, Katharine Hall Rep 2009-11-12 2010-02-23
44 Wong, Lai Che 黃麗姿 Rep 2010-05-11 2010-12-21
45 Yetman, Mark Stephen M Rep 2011-01-12 2014-01-29

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