CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
Role From Until
1 Ainslie, Bradford Rep 2005-01-14 2008-07-22
RO 2008-07-22 2011-05-30
2 Anai, Ruso Rep 2017-05-15 2017-08-03
RO 2017-08-03 2019-07-01
3 Artus, Alexandre Gerard Ludovic M Rep 2013-04-30 2013-05-14
Rep 2013-11-18 2013-11-22
4 Aw, Adrian Matthew 胡敬謙 M Rep 2018-08-10 2019-09-10
RO 2019-09-10 2023-12-31
5 Barroso, Raul Francisco Rep 2014-09-18 2016-05-16
RO 2016-05-16 2016-06-02
6 Beavis, Stuart Cameron M Rep 2011-10-31 2012-08-02
7 Ben Sadoun, Didier Rep 2010-10-14 2011-06-04
RO 2012-12-07 2013-06-26
8 Bensmihen, Jordane Rep 2010-03-22 2010-08-31
9 Berkane, Chiraz Rep 2020-05-06 2022-11-02
10 Berlia, Manish Rep 2019-05-06 2023-12-24
11 Berquist, Eric Craig M Rep 2011-02-28 2013-12-13
12 Boyer, Jason Jon 53 M RO 2004-07-15 2011-05-30
13 Brereton, William Carter M Rep 2011-05-19 2012-05-01
14 Bridgeford, Shannon Richard M Rep 2007-08-08 2010-01-05
15 Brown, Martyn Roger M Rep 2005-04-14 2006-09-29
16 Brownell, James Llewellyn M Rep 2020-07-06 2021-08-20
17 Buckworth, Piers Edward Grainger 39 M Rep 2011-10-10 2011-12-05
18 Burke, Daniel Christopher M Rep 2008-12-29 2009-03-03
19 Butavand, Axelle Victoire Rep 2011-05-11 2011-09-27
20 Butler, Iain Allan M Rep 2011-04-04 2011-11-11
21 Carey, Andre' Lionel M Rep 2011-10-20 2012-02-27
22 Carle, Richard Jude M Rep 2007-06-12 2008-05-22
23 Cha, Louis Min 車珉 M Rep 2009-03-19 2010-01-25
24 Chadha, Vaibhav (SFC:BOB427) Rep 2019-02-08 2024-02-21
25 Champagne, Jean-Marc Beaugrand 向君浩 Rep 2011-11-24 2012-08-06
26 Chan, Chi Hang (SFC:ALH858) 陳志恆 46 M Rep 2011-12-15 2012-02-27
RO 2012-02-27 2013-01-19
27 Chan, Chi Kin (SFC:ALQ452) 陳志堅 Rep 2011-11-16 2016-01-08
Rep 2016-05-19 2019-09-19
RO 2019-09-19
28 Chan, Kam Kuan Rep 2008-08-04 2009-03-03
29 Chan, Kin Wah (SFC:AEN763) 陳鍵華 Rep 2016-08-01 2016-09-13
RO 2016-09-13 2018-07-14
30 Chan, Koon Hung (SFC:ANR762) 陳冠雄 Rep 2010-03-03 2011-03-05
31 Chan, Susan Shu Fun F Rep 2009-10-02 2010-06-24
32 Chan, Sze Chung (SFC:AWS037) 陳思聰 Rep 2011-01-26 2011-03-05
33 Chan, Vincent Toi Tung 陳代東 M Rep 2005-07-18 2009-03-16
RO 2009-03-16
34 Chang, Ioi Tim 曾銳添 Rep 2009-05-04 2010-11-30
35 Chapps, Lauren Louise F Rep 2012-02-06 2014-12-01
36 Chatterjee, Saurav Rep 2012-06-11 2013-01-17
RO 2013-01-17 2016-02-29
37 Cheung, Chung Yin (SFC:BNZ123) 張仲言 Rep 2020-05-06 2022-10-22
38 Chik, Wai Kuen 戚偉權 Rep 2016-06-14 2017-03-06
39 Chin, Cheryl Pi I 秦碧儀 Rep 2007-01-31 2009-03-03
40 Cho, Yunhee 趙胤熙 Rep 2021-04-23 2022-11-02
41 Choi, William Jay M Rep 2011-06-21 2011-10-17
42 Christie, Glen Alexander M Rep 2006-09-12 2009-02-20
43 Chu Tsang Kwan, Caroline F Rep 2008-08-18 2009-03-03
44 Chu, Joel Jens 朱喬立 Rep 2013-12-19 2014-11-28
45 Chua, Alvin Cheng Hock 蔡清福 63 M Rep 2009-05-14 2010-03-26
RO 2010-03-26 2011-12-14
46 Chuan, Po-Hua 全柏樺 Rep 2016-01-19 2016-06-10
RO 2016-06-10 2017-08-11
47 Chung, Gia Trien Litte Rep 2010-06-14 2011-07-12
RO 2011-07-12 2012-12-14
Rep 2012-12-14 2014-12-23
48 Conwell, Brian M Rep 2010-07-02 2011-08-20
49 Cornaire, Christophe Louis Jacques 53 M Rep 2006-03-29 2008-09-22
RO 2008-09-22 2011-03-17
50 Cottis, Graham Stuart M Rep 2009-06-01 2009-09-04
51 Couldrey, Ranulf David Richard M Rep 2018-09-05
52 Cunnington, Guillaume Serge Charles M Rep 2011-03-14 2011-10-28
RO 2011-10-28 2012-02-13
53 Davidson, Duncan Neil M Rep 2006-02-06 2015-05-29
54 De Bourayne, Olivier Marie Stephane M Rep 2012-02-20 2012-11-01
55 Delrue, Thibault Marc M Rep 2006-12-28 2009-10-09
56 Desai, Keemesh (SFC:AUL786) Rep 2010-01-05 2014-06-01
Rep 2016-09-26
57 Dickinson, Alexander Edward M Rep 2021-08-23 2022-04-25
58 Ding, Yuwen (SFC:AQI394) 丁煜雯 Rep 2008-02-01 2009-03-03
59 Downey, James M Rep 2011-12-21 2012-10-31
60 Faidi, Ghazi Rep 2007-09-21 2011-04-14
61 Falcetti, Emilia Rep 2012-11-12 2015-03-30
RO 2015-03-30 2015-09-30
Rep 2015-09-30 2015-10-28
62 Feeney, Eugene Tomas M Rep 2008-03-19 2009-05-18
63 Flores, Nicolas (SFC:AUZ455) M Rep 2010-04-01 2010-07-15
64 Foley, Cathal Brendan M Rep 2012-02-16 2013-01-14
65 Froissart, Julien Sebastien M Rep 2009-09-07 2011-04-13
66 Fung, Wilson Kee Hang 馮紀恆 M Rep 2010-11-11 2011-09-09
67 Geary, Marc Francis Andrew M Rep 2010-08-23 2010-11-09
68 Giraudeau, Sylvain Dimitri M Rep 2006-10-18 2007-06-08
69 Grimes, Ryan Mccracken M Rep 2006-09-27 2006-10-27
70 Guetta, Yohan Victor Haim M Rep 2012-02-20 2013-01-16
71 Ha, Steve Wai Cheung 夏偉祥 M Rep 2008-09-18 2009-03-03
Rep 2009-04-14 2013-01-25
72 Haddad, Eve Alice F Rep 2020-05-06 2022-11-02
73 Hall, Grant Conway Dorian Arthur M Rep 2006-02-06
74 Hammond, Michael Edmund M Rep 2020-09-11 2020-10-09
75 Han, Charles June M Rep 2012-03-26 2013-05-27
76 Harrison, David Martin (SFC:AKO500) M RO 2004-07-16 2006-04-11
77 Hartwell, Benjamin Luke M Rep 2011-02-15 2014-04-04
78 Hashimoto, Kenichi 橋本賢一 Rep 2016-09-07 2021-10-26
79 Hassam, Shehzad Sikander Rep 2012-02-29 2012-08-29
80 Hayase, Takahiro Rep 2009-11-27 2010-11-24
81 He, Vicky Zhancong 何展聰 F Rep 2011-09-02 2021-04-30
82 Hegglin, Domenico Robert M Rep 2016-02-17 2016-06-08
83 Henke Von Parpart, Uwe Rep 2007-11-01 2009-03-13
RO 2009-03-13 2011-05-30
84 Herman, Neal Thomson Rep 2011-11-04 2012-12-01
85 Ho, Anita Hoi Lam 何海琳 F Rep 2009-04-17 2015-07-09
86 Ho, Miu 何苗 Rep 2011-06-07 2012-10-31
87 Ho, Wai Lun (SFC:ASZ191) 何偉麟 Rep 2017-05-17
88 Hoegee, Brian Richard M Rep 2008-06-27 2012-04-01
89 Hong, Albert M Rep 2017-12-29 2020-05-15
90 Hong, Christine Kee Wing 孔基穎 F Rep 2009-01-20 2010-09-08
91 Hong, Sang Jin 洪祥鎮 Rep 2021-06-18 2022-04-08
92 Houdeye, Cedric Abraham Avi M Rep 2010-12-13 2011-11-01
Rep 2012-11-23 2013-01-14
93 Huang, Kin Hing 黃建興 Rep 2011-01-26 2011-03-05
94 Hughes, Anthony Michael (SFC:ARG524) M Rep 2008-07-02 2009-02-12
Rep 2011-08-17 2012-02-13
95 Hung, Sean (SFC:BAN313) 洪澤禮 M Rep 2016-03-30 2018-10-11
96 Ip, William Wai Lun 葉偉倫 65 M Rep 2010-04-13 2010-07-22
RO 2010-07-22 2012-02-18
97 Kang, No Kyung Rep 2011-04-27 2012-06-16
98 Kaul, Sameer Rep 2021-12-22 2023-07-21
99 Keum, Howard Chang-Hwan M Rep 2011-11-04 2014-10-31
100 Kim, Chanel Siu Wai 金小慧 Rep 2011-06-13 2013-01-14
101 Kim, Jungtae 金正泰 Rep 2011-03-30 2011-12-14
102 Kim, Ki Soo Rep 2015-12-15 2016-05-31
103 Kim, Min Jung (SFC:BNC085) Rep 2020-05-06 2021-11-26
104 Kimura, Kuniomi Rep 2009-10-15 2010-05-28
105 King, Maximillian James M Rep 2016-05-04 2017-08-31
106 Kirley, John Andrew M Rep 2008-01-22 2011-11-04
107 Knott, David Barry M Rep 2004-07-16 2009-05-31
108 Ko, Kurt C 高翹楚 M Rep 2007-10-05 2009-03-31
Rep 2011-03-22 2015-07-17
109 Kong, Kam Fan 江錦帆 Rep 2006-02-03 2016-05-05
RO 2016-05-05
110 Koyama, Tomoko 小山朝子 Rep 2012-04-20 2012-10-31
111 Kuluppuarachchi, Savith Viduranga Rep 2021-11-18 2022-05-20
112 Kwan, Angelina Agnes 關蕙 55 F RO 2008-11-13 2010-09-06
113 Kwok, Ka Chung (SFC:AFG520) 郭家聰 Rep 2006-06-16 2007-05-19
114 La Rocca, Daniel Anthony Jr M Rep 2008-01-17 2011-07-05
115 Lahogue, Nicolas Bruno M Rep 2009-10-08 2011-04-13
116 Lai, Dennis Sung Yu M Rep 2014-06-25 2016-03-15
117 Lam, Karvan Ka Man 林嘉敏 Rep 2005-10-26 2016-06-06
RO 2016-06-06
118 Langan, Helen Mary F Rep 2005-06-02 2007-03-21
RO 2007-03-21 2009-02-27
119 Larbier, Patrick M Rep 2004-10-15 2005-10-26
120 Law, Nga Ying 羅雅盈 Rep 2020-05-06 2022-11-02
121 Lawrence, Nicholas Spencer Parslo M Rep 2007-05-02 2008-01-15
Rep 2008-11-24 2010-02-01
122 Lay, Richard Donovan M Rep 2008-05-29 2010-08-31
123 Le-Gallez, Richard Steven M Rep 2011-05-25 2011-08-20
124 Lee, Dick Tik Man 李迪文 46 M RO 2011-06-03 2012-12-10
125 Lee, Jonathan Pak San 李柏燊 Rep 2020-05-06 2021-02-26
Rep 2021-10-29 2022-11-02
126 Lee, Paul Wang Tak 李宏德 M Rep 2009-04-03 2010-03-01
127 Lee, Sungjoon Rep 2012-12-04 2015-06-30
128 Lee, Wai Kee 李渭琪 Rep 2010-06-04 2011-03-05
129 Leung, Hei Lim 梁希廉 Rep 2021-05-27
130 Leung, Kin Keung (SFC:AFL288) 梁建強 M Rep 2010-07-21 2011-03-05
131 Leung, Sze Man (SFC:ARG096) 梁思敏 Rep 2008-06-24 2011-03-01
132 Leung, Tat Pui 梁達培 Rep 2016-07-05 2017-01-04
133 Lin, Wen Ching (SFC:APC101) 林汶菁 Rep 2011-11-04 2019-10-14
RO 2019-10-14
134 Liu, Wing Sze 廖穎思 Rep 2009-07-14 2011-01-17
135 Liu, Xiaoxi (SFC:BDA505) 劉晓曦 Rep 2014-03-10 2016-03-11
136 Lu, Yilin (SFC:AOG682) 呂禕麟 40 M Rep 2013-11-18 2013-12-23
RO 2013-12-23 2015-07-28
137 Ma, Lai Mei 馬麗眉 Rep 2006-06-29 2012-04-23
138 Malhotra, Anish (SFC:AOV242) Rep 2007-04-19 2007-07-18
139 Manas, Francois Vincent M Rep 2007-06-06 2007-12-17
140 Martin, Guillaume Claude Jean-Marie M Rep 2008-08-20 2009-01-06
141 Mascolo, Fabiano Hugues Joseph M Rep 2006-03-13 2009-01-31
142 Matsuzoe, Kie Rep 2011-10-13 2012-01-04
143 McFarland Novak, Leni Rep 2014-08-04 2015-11-13
144 McGonegal, Brett Alexander 49 M Rep 2006-12-13 2008-07-16
RO 2008-07-16 2011-05-30
145 McKay, Mark Andrew (SFC:ASH863) M Rep 2009-01-20 2011-10-17
146 Meenan, Raymond David M Rep 2011-08-17 2012-02-10
147 Melka, Alexandre Sebastien M Rep 2012-05-11 2013-01-14
148 Mignot, Nicolas Jean-Marie M Rep 2011-08-29 2012-08-30
RO 2012-08-30 2014-11-06
149 Miller, Ryan James M Rep 2008-06-20 2008-06-20
150 Mitchell, Patrick Callahan M Rep 2010-04-16 2010-12-10
Rep 2011-01-31 2011-07-05
151 Moeller, Corinna Georgina F Rep 2014-08-21 2015-07-24
152 Morvan, Christophe Rep 2009-11-02 2010-06-30
Rep 2010-09-08 2011-04-08
153 Mui, Yu Yuk 梅如玉 Rep 2010-07-13 2011-07-23
154 Munden, Susan Jean F Rep 2013-04-25 2013-05-09
Rep 2013-11-15 2013-11-29
155 Narasaki, Shuya 楢崎修也 Rep 2011-06-21 2011-11-22
156 Nasser, Jonathan Colby M Rep 2011-11-04 2012-03-13
RO 2012-03-13 2012-09-19
Rep 2012-09-19 2014-10-31
157 Nastanski, Neil Adam M Rep 2014-02-25 2016-02-25
RO 2016-02-25 2016-05-26
158 Navlakha, Nilesh M Rep 2021-07-05 2021-11-08
RO 2021-11-08
159 Nema, Naoshi Rep 2012-11-12 2015-03-31
Rep 2015-08-26 2016-03-02
RO 2016-03-02 2018-03-31
160 Ng, Jackfrey Cho Fai 吳祖輝 Rep 2010-05-31 2011-03-05
161 Ng, Ka Yin (SFC:ACQ226) 吳家燕 Rep 2015-07-31 2017-05-04
162 Ng, Kelvin Pak Tao 吳柏濤 M Rep 2011-12-01 2012-05-14
163 Ngo, Francois M Rep 2004-07-23 2011-06-17
164 Nichols, Michael Christian M Rep 2008-05-16 2008-09-16
165 Ogata, Marina Miyuki F Rep 2010-11-15 2011-03-18
166 Pereira, Kevin Edmond M Rep 2014-09-16 2014-10-06
RO 2014-10-06 2015-08-28
167 Prompers, Michiel Joep Rep 2018-07-10 2018-09-04
RO 2018-09-04 2022-07-13
168 Qallab, Nizar Saleh Hamad Rep 2019-05-06 2023-02-08
169 Quinn, Francis Ryan M Rep 2011-03-14 2013-12-13
170 Rhee, Jae Kyung 李在慶 Rep 2010-03-26 2012-08-31
171 Ricklow, Darryl Michael (SFC:ATW459) M Rep 2009-10-02 2011-11-03
172 Ryu, Tantan Rep 2015-12-09 2016-04-29
173 Sakai, Hidetsugu 酒井英亞 Rep 2017-06-21 2021-05-27
RO 2021-05-27
174 Sandeman, Stuart Charles M Rep 2011-01-25 2011-05-31
175 Satjachaiyanon, Patchara Rep 2019-01-28 2023-08-18
176 Seah, Mitchell Yee Yong 謝于榮 M Rep 2007-01-23 2009-03-02
177 Selig, William Louis M Rep 2007-05-08 2011-02-24
178 Sellam, Alexandre Elie M Rep 2010-11-01 2013-12-31
179 Servant, Remy Jerome Rep 2007-05-22 2011-11-02
180 Shalabi, Hani Youssef Rep 2020-01-08 2020-03-10
RO 2020-03-10 2023-01-31
181 Shek, Ting Man 石定民 Rep 2017-03-02
182 Sheldon, Thomas Geoffrey M Rep 2013-04-25 2013-05-09
183 Shiu, Kam Man 邵錦文 46 M RO 2011-06-03 2012-12-10
RO 2014-10-17 2019-12-31
184 Shiu, Lai Man 邵禮文 Rep 2010-03-11 2011-03-05
185 Sillam, Jonathan Charles Marc M Rep 2009-11-09 2010-02-01
186 Sing, Raymond Pui Choy 成培洲 M Rep 2005-07-13 2006-02-15
187 Sjahsam, Roushana Rep 2020-05-06 2024-01-14
188 Smedhall, Sandra Estelle F Rep 2008-11-13 2009-03-03
189 Smith, Clive Anthony (SFC:APW353) M Rep 2013-06-03 2013-06-10
190 Sohn, Charles Chongho M Rep 2016-03-08 2018-11-30
191 Stapanavatr, Niphon Rep 2008-07-22 2009-03-31
192 Stephens, John William M Rep 2013-06-11 2013-07-26
RO 2013-07-26 2013-08-17
193 Suissa, Daniel Adam M Rep 2011-03-09 2012-05-31
RO 2012-05-31 2012-12-11
Rep 2012-12-11 2013-03-08
194 Sultan, Asad Turab Rep 2007-03-08 2008-09-16
195 Tan, Yong Seng Rep 2015-04-10 2016-10-07
196 Taylor, Stuart Andrew (SFC:AWX936) M Rep 2011-03-08 2011-07-29
197 Thomas, Dean (SFC:ACN472) M Rep 2020-02-11 2023-03-24
198 Tin, Yuk 田旭 Rep 2009-01-21 2009-04-28
199 Tlili, Mourad Rep 2020-05-06 2020-09-04
200 Tsuen, Gloria Kai 全佳 F Rep 2013-05-09 2014-10-20
201 Tsui, Wai Chi 徐偉智 Rep 2009-01-20 2011-03-05
202 Tudoran, Anamaria Rep 2013-11-06 2014-09-24
203 Tuthill, David Theodore M Rep 2007-10-17 2008-08-30
204 Uchida, Kikuko 內田喜久子 Rep 2009-12-01 2010-07-14
205 Vana, Constantin Alexander M Rep 2018-12-06 2019-08-12
206 Vendt, Erik Karl M Rep 2011-11-17 2012-04-18
207 Walsh, Ashley Paul Jeffery James M RO 2020-08-10 2022-11-02
208 Wan, Vivian 王曉昱 F Rep 2013-09-16 2015-06-30
209 Wang, Chih Hsiang 王致翔 Rep 2011-03-07 2011-06-13
RO 2011-06-13 2012-02-26
210 Watts, Nigel Owen M Rep 2009-01-20 2011-10-31
RO 2011-10-31 2012-04-30
Rep 2012-05-09 2013-04-04
211 Weil, Daniel Scott M Rep 2006-09-04 2006-12-03
Rep 2007-04-26 2007-07-27
Rep 2007-11-12 2009-06-15
212 White, Brian John (SFC:BDE457) M Rep 2014-04-01 2014-07-01
213 Wong, Jackie Kin Fung 黃建峰 Rep 2009-05-04 2011-07-29
214 Wong, Kwun Hung 王冠雄 Rep 2007-10-17 2009-05-04
215 Wong, Philippe 黃志輝 M Rep 2020-08-10 2022-11-02
216 Wong, Po Chin 黃步前 Rep 2017-02-15 2018-10-19
217 Wong, Rebecca Shuk Ping 黃家蔚 F Rep 2010-09-10 2011-03-05
218 Wong, Wah Lam 黃華林 Rep 2007-05-10 2007-09-22
219 Wong, Wai Hin 黃偉軒 Rep 2011-01-24 2013-04-11
220 Wong, Wai Yan (SFC:AWY281) 黃蔚茵 Rep 2011-03-14 2014-10-17
221 Wong, Yiu Ming (SFC:ACK380) 黃耀明 Rep 2010-03-03 2010-04-22
RO 2010-04-22 2011-03-05
222 Work, David Lyall M RO 2004-07-15 2008-07-23
223 Wu, Joseph Shi Li 武士立 M Rep 2018-03-15 2018-09-24
224 Yang, Chung-chih 楊重志 Rep 2011-03-22 2011-12-14
225 Yang, Seungju Rep 2015-07-27 2016-01-15
226 Yen, Chanan 霍震南 42 M Rep 2011-01-24 2011-12-16
227 Yeung, Suen Leong 楊孫亮 Rep 2010-08-30 2011-02-25
228 Yi, Jiaru 易珈如 Rep 2012-08-31 2013-01-19
229 Yi, Kang Woo Rep 2011-09-26 2011-10-26
230 Yip, Anthony Wing Kai 葉永楷 M Rep 2010-03-03 2010-03-23
RO 2010-03-23 2011-03-05
231 Yong, Fen Choong Rep 2011-01-06 2011-10-11
232 Yoon, Yong Jin Rep 2012-07-06 2018-05-14
233 Yoshikawa, Kanae 吉川佳苗 Rep 2015-11-02 2016-03-18
234 Young, Timothy James M Rep 2007-05-16 2010-05-31
235 Yuen, Lai Ling 袁麗鈴 Rep 2013-10-07 2014-10-23
236 Zhang, Chulong 张楚泷 Rep 2014-07-31
237 Zhang, Heather Heqian F Rep 2013-09-16 2014-01-10
238 Zhang, Hongguang 張洪光 Rep 2016-06-01
239 Zhang, Jingshao 張靜韶 Rep 2011-01-28 2011-03-05
240 Zhang, Wei (SFC:AQD327) 張威 Rep 2007-12-12 2008-08-21
241 Zhou, Yun (SFC:BCS988) 周芸 Rep 2014-08-13 2016-02-22
242 Zhu, Kai (SFC:AHC311) 朱凱 Rep 2009-04-06 2015-06-04

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