D.J. SECURITIES LIMITED 申新證券有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	Role	From	Until
1	Cho, Shuk Kwan 曹淑君			RO		2012-07-14
2	Ho, Kai Yip 何啟業			Rep	2011-10-06	2012-11-06
				RO	2012-11-06	2016-10-31
3	Lau, Tin Chu 劉天柱			Rep		2003-12-17
4	Loh, David Wai 陸偉		M	RO

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