GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
Role From Until
1 Adair, John Joseph M RO 2005-04-28 2007-02-24
2 Agne, Mark Edward (SFC:ANP670) M Rep 2006-06-30 2006-09-26
RO 2006-09-26 2016-05-21
3 Ahmad, Syed Hyder RO 2006-08-01
4 Bae, Christopher Thomas 32 M Rep 2008-01-24 2009-04-29
5 Ben-Shachar, Sa-Ar David M Rep 2008-01-22 2016-10-10
6 Carr, Michael John (SFC:AGC458) M RO 2003-06-16
7 Chan, Beonna Mei Chun 陳美珍 Rep 2011-10-11
8 Chan, Pui Ping 陳沛萍 Rep 2016-10-10
9 Chau, Chun 周聰 Rep 2016-10-10
10 Cheeseman, Robert Ross M Rep 2006-09-19 2012-03-16
11 Chen, Charles Yuan Liang 陳仁樑 M Rep 2008-05-02
12 Chen, Henry Lin 陳林正 38 M RO 2007-07-04 2008-08-23
13 Chia, Wei Chen 謝偉政 M Rep 2005-11-16 2007-01-29
14 Chiu, Ping 趙平 Rep 2007-01-13
15 Chow, Isabella Man Fung 周文鳳 F Rep 2004-12-29
16 Chui, Chi-Sun 徐志真 Rep 2004-06-19
17 Evans, John Michael (1957-08-16) 51 M Rep 2004-11-29 2005-02-01
RO 2005-02-01 2008-04-10
18 Freshwater, Timothy George 范華達 64 M RO 2011-08-26
19 Ghatalia, Rajiv Arvind RO 2003-07-16 2005-06-22
20 Gnodde, Richard John 48 M RO 2005-01-07
21 Ip, Wai Lam 葉偉林 Rep 2008-04-30 2010-06-26
22 Joly, Jean Denis Rep 2005-10-03 2012-02-06
23 Jung, Christopher Lam 曾俊文 M Rep 2008-03-04
24 Karnani, Vijay Rep 2006-06-01
25 Kedia, Prashant Rep 2007-03-24
26 Kemp, Michael Kenneth M Rep 2005-11-07 2008-12-11
27 Kengeter, Carsten Norbert (SFC:ANM959) RO 2007-02-23 2008-09-22
28 Kim, David Doopyo M Rep 2007-09-19 2012-04-26
29 Kong, Luhua 孔露華 Rep 2007-09-12 2011-10-19
30 Koto, Hisanori 古東久典 Rep 2006-08-04 2012-02-17
31 Kuo, Cheung 郭強 Rep 2003-04-26 2007-07-10
RO 2007-07-10 2011-02-01
32 Lai, Wai Tsz 黎慧慈 Rep 2003-08-22
33 Lam, Milton Chi Siu 林子紹 Rep 2004-05-14 2009-01-17
34 Lau, Jason Wing Yiu 劉永耀 M Rep 2007-10-10 2008-08-16
35 Lau, Lambert Ming Yeung 劉名揚 29 M Rep 2015-10-19
36 Lau, Vincent Ying Kwong 劉迎光 M Rep 2008-12-30
37 Lee, Cheril Chung Chi 李頌慈 Rep 2005-10-13 2008-11-07
38 Leven, Hans Johan M RO 2007-12-14 2009-07-01
39 Lim, Boon Keong Rep 2003-07-01
40 Lin, Danny Chi Long 林志朗 Rep 2007-05-21 2008-12-11
41 Liu, Gary Huan Chieh 劉煥傑 M Rep 2004-04-06
42 Liu, Hao-Cheng 劉浩正 Rep 2004-10-12
43 Lu, Peili 陸培麗 Rep 2007-02-16 2011-03-26
44 Lui, Jervis Chun Wai 呂俊為 Rep 2003-10-09
45 Mabardy, Michael Paul M Rep 2006-01-07
46 Macdonald, Peter Bremner (SFC:AMM281) M RO 2007-01-25 2007-04-18
47 Machin, Mark Gordon Adam M RO 2006-09-11 2011-08-26
48 McTamaney, Robert Anthony III M Rep 2007-02-09 2007-10-29
RO 2007-10-29 2011-07-01
49 Mithran, Girish Rep 2003-11-07 2012-03-21
50 Mok, Jonathan Chung Kiu 莫仲翹 M Rep 2003-10-29 2005-08-11
51 Moser, Ronald J Jr M Rep 2008-02-15 2016-06-01
52 Ng, Soon Wei 伍順輝 Rep 2006-07-27 2009-01-22
53 Ngai, Henry Chun Kit 倪俊傑 M Rep 2003-09-29 2003-12-18
54 Okabe, Toru Rep 2012-07-28
55 Paik, Sang Hyeon Rep 2005-02-01
56 Piplani, Dhruv Rep 2007-05-11 2009-05-27
57 Reilly, Eugene T M RO 2007-03-13 2009-12-21
58 Rhee, Howard Sang-Hoon M Rep 2005-01-17
59 Ryan, David Michael (SFC:ADX838) M RO 2006-09-29 2008-06-01
Rep 2008-06-01 2012-05-14
60 Sago, Katsunori Rep 2006-07-24 2008-09-30
61 Schrantz, Alexander (SFC:AFF166) M RO 2006-09-11 2011-03-19
62 Seto, Elvis Kong Yiu 司徒光耀 M Rep 2005-10-25 2016-05-06
63 Shu, Karman Hoi Ming 舒凱明 Rep 2007-11-29 2016-03-02
64 Sivapathasundaram, Radeepan Rep 2008-06-20 2008-12-11
65 Stubbs, Arthur James Kay 43 M Rep 2003-10-29 2004-02-20
66 Sze, Rick Wai Pang 施維鵬 Rep 2004-07-05 2011-05-04
67 Tang, Nelson Chun Wai 鄧駿威 22 M Rep 2008-08-26 2010-06-26
68 Tom, Edward 譚子平 M Rep 2007-03-30 2014-06-19
69 Torrible, David Geoffrey 大衛德利保 M RO 2008-07-11 2012-02-06
70 Voon, David Hian Fook 溫賢福 42 M RO 2007-03-21
71 Waitze, Michael Irwin M Rep 2003-12-04 2004-07-30
72 Wan, Yu Tsung 尹宇冲 Rep 2006-07-11 2016-10-10
73 Wang, Ernie Rep 2005-09-01 2008-03-18
74 Wang, Jian (SFC:APB793) 王堅 Rep 2007-06-11 2011-07-23
75 Wat, Chi Ming 屈志銘 Rep 2003-08-21
76 Wong, Jeffrey Shek Chuen 黃碩俊 M Rep 2003-07-12
77 Wu, Michael David Ping Lam 吳炳霖 26 M Rep 2008-12-05 2013-10-25
78 Yang, Fan (SFC:ARM895) 楊帆 Rep 2008-08-25 2010-06-26
79 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 Rep 2016-06-29
80 Zagury, Alan M Rep 2008-08-12 2015-04-01
81 Zee, John 徐強生 M Rep 2005-04-07
82 Zhang, You (SFC:AMF141) 章友 Rep 2005-08-09 2015-01-29

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