GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015		 ⚥ Role From Until
1 Aboud, Angus Alfred Mcintyre M Rep 2013-03-21 2014-02-14
2 Adair, John Joseph M RO 2005-04-28 2007-02-24
3 Agarwal, Shantanu Rep 2015-05-29 2016-10-10
4 Agarwal, Tarun Rep 2015-07-09 2016-05-24
5 Aggarwala, Saurabh Rep 2012-08-30 2016-10-10
6 Agne, Mark Edward (SFC:ANP670) M Rep 2006-06-30 2006-09-26
RO 2006-09-26 2016-05-21
7 Ahmad, Syed Hyder RO 2006-08-01
8 Alireza, Yusuf Abdulla Yusuf Akbar 45 M RO 2011-05-25 2011-12-08
9 Alogoskoufis, Spyros Rep 2012-04-30 2014-03-21
10 Arnold, Benjamin Richard M Rep 2014-06-13 2016-02-13
11 Bae, Christopher Thomas 39 M Rep 2008-01-24 2009-04-29
RO 2009-04-29 2009-07-17
12 Bansal, Samarth Rep 2015-06-24 2016-10-10
13 Ben-Shachar, Sa-Ar David M Rep 2008-01-22 2016-10-10
14 Besson, Guillaume Gerard Marie M Rep 2010-08-10 2011-02-23
RO 2011-02-23 2016-03-02
15 Bhargava, Nimita Rep 2014-06-23 2016-03-14
16 Bird, Jonathon William M Rep 2014-02-10 2016-10-10
17 Blanco Gomez, Felipe Rep 2015-09-04 2016-10-10
18 Bollinger, Stefan Rolf RO 2011-12-06 2013-10-16
19 Brunello, Jonathan Paul M RO 2012-05-07 2012-07-04
20 Butcher, Timothy Andrew (SFC:BDZ177) M Rep 2014-10-03 2016-10-10
21 Byun, Hyungsoo 邊亨洙 Rep 2012-10-10 2014-04-26
22 Cahill, John Robert M Rep 2014-10-03 2016-10-10
23 Carr, Michael John (SFC:AGC458) M RO 2003-06-16
24 Chak, Alan Kwok Fai 翟國輝 M Rep 2013-05-29 2016-06-29
25 Chan, Andrew Richard Honn 陳康 M Rep 2014-08-12 2016-10-10
26 Chan, Beonna Mei Chun 陳美珍 Rep 2011-10-11
27 Chan, Kelvin Chi Kong 陳志江 M Rep 2011-02-25 2014-04-18
28 Chan, Pui Ping 陳沛萍 Rep 2016-10-10
29 Chang, Wally 張華禮 M Rep 2015-03-27 2016-10-10
30 Chau, Chun 周聰 Rep 2016-10-10
31 Cheeseman, Robert Ross M Rep 2006-09-19 2012-03-16
32 Chen, Charles Yuan Liang 陳仁樑 M Rep 2008-05-02
33 Chen, Henry Lin 陳林正 45 M RO 2007-07-04 2008-08-23
34 Chen, Zhihu 陳志湖 Rep 2012-10-12 2015-04-28
35 Cheung, Kat Cheung 張吉祥 Rep 2014-05-28 2015-02-02
36 Cheung, Kenneth Kai Hoi 張嘉浩 M Rep 2014-08-20 2014-12-06
37 Cheung, Suk Mun 張淑敏 Rep 2011-08-02 2014-05-31
38 Chhabria, Siddharth Deepak M Rep 2015-09-29 2016-10-10
39 Chia, Wei Chen 謝偉政 M Rep 2005-11-16 2007-01-29
40 Chiu, Ping 趙平 Rep 2007-01-13
41 Choi, Jiwon Rep 2015-03-16 2016-10-10
42 Choi, Suzie Rep 2015-08-12 2016-10-10
43 Chow, Isabella Man Fung 周文鳳 F Rep 2004-12-29
44 Chowdhary, Pranav Rep 2012-10-16 2014-03-08
45 Chu, Wayne Wing Kar 朱永嘉 M Rep 2012-04-27 2013-03-12
46 Chui, Chi-Sun 徐志真 Rep 2004-06-19
47 Chung, Wilson James Ka Lun 鍾家綸 M Rep 2012-04-27 2016-05-05
48 Churchouse, Jean-Paul Antony M Rep 2012-04-27 2014-05-08
49 Clappier, John Frederick M Rep 2015-11-27 2016-10-10
50 Crandell, Caroline Grace F Rep 2015-08-26 2016-10-10
51 Dalmasse, Canute Howard M RO 2012-07-05 2016-10-10
52 Deats, Warren Edmund M Rep 2010-10-29 2012-02-25
53 Didonna, Carlo Rep 2015-07-10 2016-10-02
54 Dixon, Taylor Henry M Rep 2015-08-03 2016-10-10
55 Dommenge, Kevin Michael M Rep 2012-04-27 2015-11-25
56 Du, Xueping 杜雪萍 Rep 2013-10-15 2016-10-10
57 Evans, John Michael (1957-08-16) 58 M Rep 2004-11-29 2005-02-01
RO 2005-02-01 2008-04-10
58 Falipou, Fabien Jean Roger M Rep 2012-08-06 2016-10-10
59 Fan, Kai (SFC:BAA250) 樊鍇 Rep 2012-08-09 2015-06-06
60 Feng, Yahui 馮雅慧 Rep 2012-08-09 2014-06-28
61 Ferguson, Benjamin William M RO 2013-03-27 2016-10-10
62 Flamand, Philippe Francois M Rep 2010-02-25 2012-05-01
63 Freshwater, Timothy George 范華達 71 M RO 2011-08-26
64 Frommer, Maya Elizabeth F Rep 2012-04-27 2016-10-10
65 Fu, Si Hui 符絲慧 Rep 2014-09-03 2016-10-10
66 Gao, Chenyu 高晨宇 Rep 2015-06-24 2016-10-10
67 Ghatalia, Rajiv Arvind RO 2003-07-16 2005-06-22
68 Gnodde, Richard John 55 M RO 2005-01-07
69 Goodman, Jamie Macnaught Rodber M Rep 2012-04-27 2016-10-10
70 Grunberger, Bo Fredrik Rep 2012-04-27 2016-10-10
71 Guan, Bo 關博 Rep 2015-08-14 2016-10-10
72 Gupta, Puneet (SFC:AXF254) Rep 2014-10-03 2016-10-10
73 Halterlein, Dylan Stephen M Rep 2012-03-05 2013-01-01
74 Harada, Akiko 原田明子 F Rep 2014-10-03 2016-10-10
75 Hatanaka, Takashi 畑中隆 Rep 2015-05-26 2016-07-09
76 Heaukulanl, Creighton Koapono Rep 2015-10-14 2016-10-10
77 Hirokane, Scott Yukiji M Rep 2012-04-17 2016-03-16
78 Howard, Michael Joseph M Rep 2014-12-08 2016-09-01
79 Hu, Andrea Xiao 胡安琪 F Rep 2013-08-01 2015-06-19
80 Hu, Kelvin V M Rep 2012-08-06 2015-01-29
81 Hutchins, Jeff Daniel M Rep 2012-03-21 2013-03-30
82 Ip, Vincent Yuk Kwan 葉鈺崑 M Rep 2012-04-27 2014-02-15
83 Ip, Wai Lam 葉偉林 Rep 2008-04-30 2010-06-26
84 Joerg, Jeboah Dan Rep 2014-07-10 2015-06-18
85 Johnson, Paul Anthony (SFC:BFZ266) M Rep 2015-08-10 2016-10-10
86 Joly, Jean Denis Rep 2005-10-03 2012-02-06
RO 2012-02-06 2016-05-04
87 Jung, Christopher Lam 曾俊文 M Rep 2008-03-04
88 Kabir, Tanweer Rep 2014-06-20 2016-10-10
89 Karnani, Vijay Rep 2006-06-01
90 Kedia, Prashant Rep 2007-03-24
91 Kekke, Shuya 結解秀哉 RO 2012-09-13 2013-03-29
92 Kemp, Michael Kenneth M Rep 2005-11-07 2008-12-11
93 Kengeter, Carsten Norbert (SFC:ANM959) RO 2007-02-23 2008-09-22
94 Kes, Jacob Leonard M Rep 2014-04-25 2016-10-10
95 Khan, Tedla Ebou Rep 2014-11-27 2015-12-08
96 Kim, David Doopyo M Rep 2007-09-19 2012-04-26
97 Kim, Jason Lee M Rep 2012-04-27 2013-08-10
98 Kim, Jeffrey Il Jung M Rep 2009-09-03 2012-02-15
99 Kim, Minah (SFC:BFJ760) Rep 2015-05-06 2016-04-07
100 Kimpton, Dean Webster M Rep 2014-10-03 2016-10-10
101 Kleinheinz, John Burke M Rep 2015-01-13 2016-10-10
102 Ko, Cheuk Yan 高卓仁 Rep 2011-07-18 2016-10-10
103 Kok, Ka Keung 郭家強 Rep 2010-04-08 2016-03-19
104 Kong, Luhua 孔露華 Rep 2007-09-12 2011-10-19
105 Koto, Hisanori 古東久典 Rep 2006-08-04 2012-02-17
106 Krautheim, Erica Shao-Ning F Rep 2012-05-08 2014-03-18
107 Kumar, Ajay (SFC:ARN358) Rep 2012-05-25 2016-10-10
108 Kumar, Sundaram M Rep 2015-04-23 2016-09-12
109 Kuo, Cheung 郭強 Rep 2003-04-26 2007-07-10
RO 2007-07-10 2011-02-01
Rep 2011-02-01 2011-03-19
110 Kwan, Wendy Yok Bing 關玉冰 F Rep 2011-10-04 2012-09-11
111 Lai, Wai Tsz 黎慧慈 Rep 2003-08-22
112 Lam, Calvin Chi-him 林子謙 M Rep 2012-04-27 2016-10-10
113 Lam, Milton Chi Siu 林子紹 Rep 2004-05-14 2009-01-17
114 Lam, Raymond (SFC:AZR331) 林禮文 M Rep 2012-06-19 2016-10-10
115 Lau, Adrian Yan Ho 劉恩豪 M Rep 2012-06-18 2015-05-21
116 Lau, Jason Wing Yiu 劉永耀 M Rep 2007-10-10 2008-08-16
117 Lau, Lambert Ming Yeung 劉名揚 36 M Rep 2015-10-19
118 Lau, Valerie Wai Chee 劉蕙芝 Rep 2012-04-27 2013-03-26
119 Lau, Vincent Ying Kwong 劉迎光 M Rep 2008-12-30
120 Law, Frederick Andrew 羅頌然 M Rep 2013-08-26 2016-10-10
121 Lee, Allen Po 李尚紘 M Rep 2012-04-27 2012-07-21
122 Lee, Cheril Chung Chi 李頌慈 Rep 2005-10-13 2008-11-07
123 Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 M Rep 2013-08-01 2016-10-10
124 Leung, Simon Chung Man 梁頌文 M Rep 2011-03-25 2014-02-19
125 Leung, Stephanie Wing Ying 梁穎瑩 F Rep 2012-05-02 2013-03-01
126 Leung, Willie Pa Hung M Rep 2014-08-08 2016-10-10
127 Leven, Hans Johan M RO 2007-12-14 2009-07-01
128 Li, Xiaoyu (SFC:BGB342) 李笑宇 Rep 2015-08-21 2016-10-10
129 Li, Yufei (SFC:BDF264) 李宇飛 Rep 2014-04-08 2016-04-06
130 Lim, Boon Keong Rep 2003-07-01
131 Lin, Danny Chi Long 林志朗 Rep 2007-05-21 2008-12-11
132 Lin, Leslie Diane 林黛安 F Rep 2014-10-03 2016-10-10
133 Liu, Gary Huan Chieh 劉煥傑 M Rep 2004-04-06
134 Liu, Hao-Cheng 劉浩正 Rep 2004-10-12
135 Lozano Carbasse, Oriol Rep 2014-08-04 2016-10-10
136 Lu, Peili 陸培麗 Rep 2007-02-16 2011-03-26
137 Lui, Jervis Chun Wai 呂俊為 Rep 2003-10-09
138 Lunia, Varun Rep 2015-04-08 2016-10-10
139 Ma, Adrian Hin Chun 馬顯俊 30 M Rep 2015-02-11 2016-10-10
140 Mabardy, Michael Paul M Rep 2006-01-07
141 Macdonald, Peter Bremner (SFC:AMM281) M RO 2007-01-25 2007-04-18
142 Machin, Mark Gordon Adam M RO 2006-09-11 2011-08-26
143 Mak, William Wai Hang 麥偉恒 M Rep 2010-04-12 2016-10-10
144 Maliah, Raghav RO 2011-06-01 2011-08-26
145 Marsh, Nicholas James (SFC:ANH720) M Rep 2012-04-27 2013-04-06
146 Martin, Joseph John M Rep 2012-04-27 2012-07-01
147 Mason, Matthew James (SFC:AQM089) M Rep 2014-09-22 2016-10-10
148 McCarthy, Brendan Michael (SFC:AQQ106) M Rep 2009-06-25 2013-01-10
149 McFarland, Christina Ma 馬智萍 F RO 2012-07-03 2016-10-10
150 McMakin, Benjamin Reese III M Rep 2013-01-21 2016-10-10
151 McQuade, Ryan F M Rep 2012-04-27 2016-10-10
152 McTamaney, Robert Anthony III M Rep 2007-02-09 2007-10-29
RO 2007-10-29 2011-07-01
153 Mithran, Girish Rep 2003-11-07 2012-03-21
154 Mohan, Siddharth Rep 2013-08-01 2016-10-10
155 Mok, Jonathan Chung Kiu 莫仲翹 M Rep 2003-10-29 2005-08-11
156 Montgomery, James Adam M Rep 2012-04-27 2014-02-13
157 Morse, Robert Edson M Rep 2012-08-28 2014-02-01
158 Moser, Ronald J Jr M Rep 2008-02-15 2016-06-01
159 Narula, Gurpreet Singh Rep 2015-01-29 2016-10-10
160 Navin, Sean Patrick M Rep 2012-04-27 2016-10-10
161 Ng, Jason Ka Chuen 吳家俊 M Rep 2014-09-10 2016-10-10
162 Ng, Kenny (SFC:AGH965) 吳家健 M Rep 2014-03-28 2016-10-10
163 Ng, Soon Wei 伍順輝 Rep 2006-07-27 2009-01-22
164 Ngai, Henry Chun Kit 倪俊傑 M Rep 2003-09-29 2003-12-18
165 Ngai, Kai Ian 倪佳欣 Rep 2014-03-04 2014-10-04
166 Okabe, Toru Rep 2012-07-28
167 Osa, Kazumasa 小佐一政 Rep 2013-12-27 2016-10-10
168 Paik, Sang Hyeon Rep 2005-02-01
169 Paradise, James Richard M Rep 2012-02-17 2012-07-13
RO 2012-07-13 2016-10-10
170 Park, Abraham Young M Rep 2015-10-19 2016-10-10
171 Peach, Nicholas Xavier Aidan M Rep 2014-08-18 2016-10-10
172 Piperakis, Romanos Rep 2013-10-31 2016-08-01
173 Piplani, Dhruv Rep 2007-05-11 2009-05-27
RO 2009-05-27 2010-11-17
Rep 2010-11-17 2011-12-12
RO 2011-12-12 2013-06-22
174 Plotkin, Joseph Brenner M Rep 2015-04-14 2016-10-10
175 Potishko, Dmitri Rep 2013-06-14 2013-09-14
Rep 2013-09-16 2013-12-23
RO 2013-12-23 2016-10-10
176 Qu, Man 屈曼 Rep 2015-09-15 2016-10-10
177 Rajasingham, Arjuna Rep 2012-04-27 2013-03-29
178 Reilly, Eugene T M RO 2007-03-13 2009-12-21
179 Reinert, Alexandre Richard Harald M Rep 2011-08-16 2016-10-10
180 Rennie, Andrew Kenneth M Rep 2012-01-03 2012-03-27
RO 2012-03-27 2016-10-10
181 Rhee, Howard Sang-Hoon M Rep 2005-01-17
182 Rishi, Abhinav M Rep 2013-05-28 2016-10-10
183 Rude, Michael Gene M Rep 2012-11-02 2013-07-17
184 Ryan, David Michael (SFC:ADX838) M RO 2006-09-29 2008-06-01
Rep 2008-06-01 2012-05-14
185 Sabot, Florent Roland Christian M Rep 2010-10-27 2010-11-10
186 Sago, Katsunori Rep 2006-07-24 2008-09-30
187 Sahni, Akshay M Rep 2009-07-15 2015-02-05
188 Sauvage, Benoit Marc-Antoine Yves M Rep 2012-04-30 2014-02-06
189 Schrantz, Alexander (SFC:AFF166) M RO 2006-09-11 2011-03-19
190 Seto, Elvis Kong Yiu 司徒光耀 M Rep 2005-10-25 2016-05-06
191 Shah, Kush Umeshchandra Rep 2012-04-27 2016-10-10
192 Sham, Sharon Cylong 岑思朗 F Rep 2012-04-27 2016-10-10
193 Shao, Ying (SFC:AZQ933) 邵穎 Rep 2012-06-15 2014-12-12
194 Shen, Benjamin Guanfuu M Rep 2010-08-26 2012-07-07
195 Shen, Moshe M Rep 2015-03-02 2016-10-10
196 Shimizu, Ryo Rep 2013-01-02 2016-09-30
197 Shu, Karman Hoi Ming 舒凱明 Rep 2007-11-29 2016-03-02
198 Sivapathasundaram, Radeepan Rep 2008-06-20 2008-12-11
199 Sloyer, Michael Jason M Rep 2012-05-25 2016-10-10
200 Smith, Ian Grattan M Rep 2013-02-25 2014-02-15
201 Smith, Ian Micheal Corfield M Rep 2013-10-21 2014-09-10
RO 2014-09-10 2016-10-10
202 So, Jordan Michael Ming-Kwong M Rep 2015-09-11 2016-10-10
203 So, Raymond Bing Kei 蘇秉基 M Rep 2014-05-02 2016-02-03
204 So, Stephanie Par Lum 蘇柏琳 F Rep 2012-08-30 2015-06-19
205 Song, Xinran 宋欣然 Rep 2012-04-27 2016-02-17
206 Srinivas, Arjun Rep 2015-07-21 2016-10-10
207 Stephens, Anthony Jeetendra M Rep 2014-07-31 2016-10-10
208 Strabo, Benjamin M Rep 2014-06-23 2016-06-23
209 Stubbs, Arthur James Kay 50 M Rep 2003-10-29 2004-02-20
210 Suen, Ming Chit 孫明哲 RO 2011-12-16 2016-10-10
211 Sun, Fei (SFC:BBK314) 孫非 Rep 2013-06-14 2014-12-13
212 Sun, Yiqian (SFC:ATV809) 孫逸潜 Rep 2013-09-24 2016-10-10
213 Sze, Rick Wai Pang 施維鵬 Rep 2004-07-05 2011-05-04
214 Tam, Jonathan Joy Man 譚載文 M Rep 2012-04-27 2014-04-18
215 Tan, Choon Boon Rep 2014-08-08 2014-11-04
216 Tang, Justin Sheung Yin 鄧尚彥 M Rep 2014-07-16 2016-10-10
217 Tang, Nelson Chun Wai 鄧駿威 29 M Rep 2008-08-26 2010-06-26
218 Tang, Xiangyu 湯向宇 Rep 2012-04-27 2014-04-02
219 Tang, Yue Han Rep 2010-09-03 2014-05-31
220 Tikolo, Oluwatobi Temitope Martins Rep 2015-08-12 2016-10-10
221 Tom, Edward 譚子平 M Rep 2007-03-30 2014-06-19
222 Torrible, David Geoffrey 大衛德利保 M RO 2008-07-11 2012-02-06
Rep 2012-02-06 2013-01-01
223 Towfigh, Frederick (SFC:ADD816) M RO 2011-08-25 2016-10-10
224 Ueda, Eiji Rep 2012-02-14 2012-07-13
RO 2012-07-13 2016-10-10
225 Voon, David Hian Fook 溫賢福 49 M RO 2007-03-21
226 Waitze, Michael Irwin M Rep 2003-12-04 2004-07-30
227 Wan, Yu Tsung 尹宇冲 Rep 2006-07-11 2016-10-10
228 Wang, Chuang (SFC:AYM559) 王闖 Rep 2012-04-27 2013-03-20
229 Wang, Ernie Rep 2005-09-01 2008-03-18
230 Wang, Jian (SFC:APB793) 王堅 Rep 2007-06-11 2011-07-23
231 Wat, Chi Ming 屈志銘 Rep 2003-08-21
232 Wong, Jeffrey Shek Chuen 黃碩俊 M Rep 2003-07-12
233 Wu, Hiu Fung 胡曉鋒 Rep 2012-04-30 2013-10-08
234 Wu, Michael David Ping Lam 吳炳霖 33 M Rep 2008-12-05 2013-10-25
235 Xu, Yuanjie 徐元杰 Rep 2014-02-19 2016-05-12
236 Yan, Zhichao 晏志超 Rep 2015-08-12 2016-10-10
237 Yang, Fan (SFC:ARM895) 楊帆 Rep 2008-08-25 2010-06-26
238 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 Rep 2016-06-29
239 Yeung, Patrick Sze Chun 楊思進 M Rep 2012-04-27 2016-10-10
240 Yeung, Vincent Shu Hang 楊書恆 M Rep 2012-04-30 2016-10-10
241 Yu, Chung-Ling (SFC:BBJ027) 余仲齡 Rep 2013-05-29 2016-10-10
242 Yuan, Hong (SFC:ASI356) 袁鴻 Rep 2013-08-01 2015-02-04
243 Zagury, Alan M Rep 2008-08-12 2015-04-01
244 Zee, John 徐強生 M Rep 2005-04-07
245 Zhang, Emily Yan Ya 張艷雅 F Rep 2014-10-03 2016-10-10
246 Zhang, You (SFC:AMF141) 章友 Rep 2005-08-09 2015-01-29
247 Zhao, Jinxiang 趙金祥 Rep 2009-10-20 2014-01-29
248 Zheng, Ke (SFC:BET699) 郑科 Rep 2015-01-05 2016-06-01

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