ICBC INTERNATIONAL SECURITIES LIMITED 工銀國際證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	Role	From	Until
1	Ali, Samet			Rep	2009-10-28	2010-10-19
2	Bajaria, Sejal			Rep	2009-06-04	2010-01-07
3	Campbell, Alastair Kenneth Ruskin 甘博仁	61	M	Rep	2012-02-16	2012-06-29
4	Chan, Cheung Kam 陳章淦			Rep	2009-06-01	2012-04-12
5	Chan, Chui Ping 陳翠平			Rep	2009-05-04	2010-08-31
6	Chan, Gary Ming Tak 陳明德		M	RO	2012-02-15	2013-04-09
7	Chan, Hoi Fan 陳海蕃			Rep	2009-09-11	2012-03-22
8	Chan, Jenny Pik Ha 陳碧夏	52	F	Rep	2011-05-20	2011-10-20
9	Chan, Ka Ming (SFC:AEZ088) 陳家明			Rep	2009-04-06	2010-03-01
10	Chan, Ka Ying (SFC:APZ133) 陳嘉盈			Rep	2010-06-29	2012-04-12
11	Chan, Kwok Hay 陳國禧			Rep	2009-08-18	2011-01-01
12	Chan, Maggie Ka Yee 陳家怡		F	RO	2012-03-21	2013-10-18
13	Chan, Man Yu (SFC:AGL891) 陳文宇			Rep	2009-08-24	2012-03-05
14	Chan, Man Yuen (SFC:APX122) 陳文源			Rep	2011-05-26	2012-02-22
15	Chan, Mui Yuk 陳梅玉			Rep	2009-05-05	2014-06-24
16	Chan, Tsz Man (SFC:AGY565) 陳梓汶			Rep	2009-05-12	2009-07-14
17	Chan, Yiu Kwong (SFC:AED596) 陳耀光			Rep	2009-04-06	2010-12-29
				RO	2010-12-29	2012-04-12
18	Chan, Yuk Ngai 陳育藝			Rep	2010-01-12	2012-02-01
19	Chen, Lance Chun-Hao 陳鈞豪		M	RO	2012-02-15	2012-12-21
20	Chen, Rui (SFC:AJC825) 陳銳			RO	2012-02-15	2012-06-27
				Rep	2012-06-27	2013-12-21
21	Cheung, Jocelyn Kin Keung 張建強			Rep	2010-02-17	2010-12-11
22	Chin, Tak Fat 錢德發			Rep	2010-06-10	2012-07-25
23	Chiu, Ming Po 趙明寶			Rep	2009-07-03	2012-04-12
24	Chiu, Siu Ngan 趙少雁			Rep	2010-12-14	2012-04-12
25	Choi, Wai Man (SFC:AJD238) 蔡偉民			Rep	2011-05-30	2012-01-20
26	Chow, King Ling 鄒景玲			RO	2008-11-14	2014-07-15
27	Chow, Yeung Fung 周楊楓			Rep	2009-10-16	2012-01-27
28	Chow, Yeung Tai 周揚泰			Rep	2009-08-17	2012-03-28
29	Chu, Wing Hei 朱榮熙			Rep	2009-08-18	2010-05-21
30	Chui, Tat Fai 徐達輝			Rep	2010-01-14	2010-12-16
31	Chui, Tsan Kit 徐燦傑	44	M	Rep	2010-01-12	2010-06-01
32	Dong, Yingying (SFC:AZA947) 董瑩瑩			Rep	2012-05-16	2012-09-12
				RO	2012-09-12	2018-01-08
33	Fei, John Xiang 費翔	41	M	Rep	2012-02-16	2012-05-23
				RO	2012-05-23	2015-01-02
34	Fong, Adrian Wai Lap 方韋納	31	M	Rep	2009-04-27	2011-02-18
35	Fu, Yung 傅蓉			Rep	2009-05-04	2009-06-26
				RO	2009-06-26	2011-06-30
36	Fung, Yuen Yan 馮婉欣			Rep	2010-03-17	2010-06-01
37	Gu, Xiang (SFC:AMF482) 谷香			Rep	2012-04-20	2014-01-10
38	Hang, Hugh Hai Tho 韓海疇		M	Rep	2009-08-14	2012-04-12
39	Ho, Hin Hang 何衍行			Rep	2010-06-01	2012-09-09
40	Ho, Janet Yuk Wa 何鈺華		F	Rep	2009-09-10	2010-11-17
41	Hon, Chi Lap 韓致立			Rep	2009-05-13	2009-07-14
42	Hu, Jing (SFC:AZT560) 胡靜			Rep	2012-06-26	2015-02-20
43	Huang, Liwen (SFC:AWU004) 黃麗雯			Rep	2011-02-09	2011-03-31
44	Jiang, Laurie Lan			Rep	2011-08-26	2011-10-27
				RO	2011-10-27	2017-02-23
45	Ko, Che Yeung 高子陽			Rep	2009-06-25	2011-06-20
				RO	2011-06-20
46	Kong, Rong (SFC:APN528) 孔蓉			Rep	2009-06-03	2011-04-29
47	Kwan, Robin Tang Fong 關騰芳			Rep	2010-04-28	2012-04-12
48	Kwong, Wai Fong 鄺惠芳			Rep	2009-12-29	2012-02-29
49	Lai, Kwok Ho (SFC:AHC357) 黎國豪			Rep	2010-09-24	2011-01-18
50	Lam, Chi Leung (SFC:ATH756) 林志良			Rep	2010-07-27	2012-09-09
51	Lam, Pung 林芃			Rep	2012-09-10	2012-12-04
				RO	2012-12-04	2013-04-20
52	Lam, Wo Hui 林和煦			Rep	2009-03-16	2009-05-05
				RO	2009-05-05	2012-04-24
53	Lau, Eddy Ka Yip 劉家業		M	Rep	2011-05-16	2011-06-09
				RO	2011-06-09	2012-03-21
54	Lau, Janet Kit Yan 劉潔茵		F	Rep	2009-04-27	2009-10-28
55	Lau, Nim Kei 劉念琪			Rep	2009-05-15	2010-06-21
56	Lau, Ying Kit (SFC:AFA706) 劉英傑			Rep	2009-12-29	2011-06-02
57	Lee, Andrew Chun Ning 李振寧	29	M	Rep	2010-10-11	2011-01-04
58	Lee, Chi Ming (SFC:ADA367) 李志明			Rep	2009-08-10	2009-09-24
59	Lee, Gilbert Ka Ho 李家豪		M	Rep	2009-12-03	2012-02-21
60	Lee, Kam Chiu (SFC:AQE317) 李錦超			Rep	2009-06-15	2009-07-14
61	Lee, Tak Choi 李德財			Rep	2009-10-16	2011-01-15
62	Lee, Wing (SFC:AUR872) 李穎			Rep	2010-02-10	2010-09-07
63	Leung, Chi Hang (SFC:AWQ289) 梁志鏗			Rep	2011-01-14	2012-02-29
64	Leung, Chi On (SFC:ADA866) 梁志安			RO	2012-02-15	2015-08-24
65	Leung, Ka Lung (SFC:AHU105) 梁家隆			Rep	2009-06-25	2011-06-07
66	Leung, Man Ho (SFC:AMF525) 梁文豪	31	M	Rep	2012-02-22	2013-04-12
67	Leung, Polly Pui Ling		F	Rep	2012-04-20	2012-06-28
				RO	2012-06-28	2014-10-02
68	Leung, Wai Ming (SFC:ACC582) 梁偉明			Rep	2010-04-07	2011-01-22
69	Leung, Wing Choi 梁永才			Rep	2009-08-19	2012-01-06
70	Li, Ding (SFC:AZB284) 李頂			Rep	2012-02-20	2013-02-25
71	Li, Jia (SFC:AWQ113) 李佳			Rep	2011-01-13	2011-09-23
72	Li, Qian (SFC:ARI666) 酈千			Rep	2009-06-09	2010-01-19
73	Li, Xiaoxiao (SFC:AYP082) 李肖肖			Rep	2011-12-05	2012-03-09
				RO	2012-03-09
74	Li, Ying (SFC:AUG645) 李鷹	41	M	RO	2011-08-24	2014-12-01
75	Liang, Shang Xian 梁尚賢		M	Rep	2009-05-15	2010-11-27
76	Liao, Genghua 廖耿華			Rep	2012-02-10	2017-12-15
77	Lin, Ting Pong 連庭邦			Rep	2011-05-26	2012-01-20
78	Liu, Yu (SFC:AYH745) 劉煜			Rep	2012-12-05	2014-06-11
79	Lo, John Wai Tung 盧衛東	44	M	Rep	2009-05-06	2009-06-25
				RO	2009-06-25	2010-07-06
80	Lo, Wai Hung (SFC:AVD807) 盧偉雄			Rep	2010-06-08	2013-01-12
81	Lu, Yi (SFC:AVE820) 盧軼			Rep	2012-12-05	2017-06-19
82	Lui, Tak Yan 呂德仁			RO	2012-02-15	2012-07-31
83	Lui, Wai Yip 呂偉業			Rep	2009-06-08	2011-11-16
84	Lui, Yee For 呂以科			Rep	2009-05-25	2012-03-30
85	Luk, Siu Yin 陸小燕			Rep	2010-05-13	2012-04-02
86	Ma, Dick Tor Fuk 馬多福		M	RO	2008-11-14	2011-02-23
87	Ma, Dongjun (SFC:AME464) 馬東軍			RO	2012-02-15	2013-04-12
88	Ma, Shiding 馬世鼎			Rep	2012-12-05	2015-08-17
89	Melvin Yip, Yang Joon 葉仰閏			Rep	2012-12-05	2018-01-18
90	Meng, Bingyu 孟冰玉			Rep	2011-01-24	2013-12-14
91	Mok, Kin Wai 莫建偉			Rep	2009-05-15	2009-06-25
				RO	2009-06-25	2010-07-19
92	Mu, Xiao 穆曉			Rep	2011-01-24	2013-12-14
93	Ng, Kee Yee 吳紀宜			Rep	2009-12-18	2012-02-10
94	Ning, Richard		M	Rep	2009-10-29	2010-08-16
95	On, Tai Tin (SFC:AXF637) 安大天			Rep	2012-11-26	2017-01-31
96	Pan, Jin (SFC:AVV688) 潘瑾			Rep	2010-09-03	2011-04-29
97	Pang, Siu Kwong 龐紹光			Rep	2010-01-20	2010-11-06
98	Pazienza, Mariapia			Rep	2009-10-12	2011-01-31
99	Pun, Gary Kai Tai 潘啟泰		M	Rep	2009-04-27	2013-09-04
100	Sam, Kwok Hong 岑國洪			Rep	2010-03-16	2010-06-25
101	So, Shun Tak 蘇淳德			Rep	2009-06-15	2009-07-14
102	So, Wai 蘇慧	27	F	Rep	2011-08-01	2012-10-31
103	Song, Zhengtang 宋正堂			Rep	2012-04-12	2014-10-31
104	Sun, Wei (SFC:AVI019) 孫偉	34	M	RO	2012-02-15	2012-07-13
105	Tam, Aleck Lik Wai 譚力維			Rep	2010-11-24	2011-04-07
106	Tam, Hoi Wai 譚凱惠			Rep	2009-05-04	2009-07-18
107	Tan, Derrick Wie Hon 陳威雄		M	Rep	2009-04-27	2009-10-29
108	Tang, Eric Kiu Fung 鄧翹鋒		M	Rep	2012-04-23	2015-03-16
109	Tik, Sau Lan 狄秀蘭			Rep	2011-06-20	2014-08-06
110	To, Freeman Siu Hung 杜嘯鴻			Rep	2009-08-21	2012-08-10
111	Toh, Swee Yow 杜瑞游			Rep	2009-05-05	2010-05-27
				RO	2010-05-27	2019-07-31
112	Tsoi, Yuen Kam 蔡炫金			Rep	2011-06-13	2012-04-11
113	Wai, Lai Man (SFC:AFU670) 衛麗雯			Rep	2009-06-10	2013-04-17
114	Wan, Joseph Jason 尹宸賢	40	M	Rep	2012-02-22	2013-04-12
115	Wang, Hua (SFC:AXH317) 王華			Rep	2012-02-16	2012-06-24
116	Wang, Lei (SFC:ATV187) 王磊			RO	2012-02-15	2015-10-02
117	Wang, Wei (SFC:AQQ732) 王惟			Rep	2011-05-17	2012-07-25
118	Wang, Zhonghe 王仲何	51	M	RO	2012-03-13	2016-04-15
119	Wong, Chi Ching (SFC:AGJ939) 黃智清			Rep	2009-06-10	2012-04-12
120	Wong, Chun Wai (SFC:AQI898) 黃俊威			Rep	2009-09-15	2012-05-28
121	Wong, Fred Wai Cheong 王偉昌			Rep	2011-06-13	2011-11-15
122	Wong, Joanna Kwan 王筠		F	Rep	2010-03-02	2011-07-06
123	Wong, Joseph (SFC:AXG860) 黃致聰		M	RO	2012-02-15	2012-09-17
				Rep	2012-09-17	2013-07-13
124	Wong, Mang Nam 王萌南			Rep	2009-05-15	2010-01-16
125	Wong, Pak Kan 王柏勤			Rep	2011-06-03	2012-08-10
126	Wong, Pui Pui (SFC:AOX914) 王蓓蓓			Rep	2010-03-02	2010-04-08
127	Wong, Yuk Fai (SFC:ATS542) 黃旭輝			Rep	2009-09-11	2010-05-08
128	Wu, Gang (SFC:ACO850) 吳剛			Rep	2012-03-14	2012-05-22
				RO	2012-05-22	2012-10-31
				Rep	2012-10-31	2013-06-10
129	Wu, Man (SFC:AWH055) 吳曼			Rep	2010-11-10	2011-11-18
130	Wu, Pei Shan 吳沛珊			Rep	2012-03-20	2012-07-25
				RO	2012-07-25	2014-10-03
131	Wu, Zishan 吳紫珊			Rep	2009-08-10	2012-04-02
132	Xi, Yue 席悅			Rep	2011-04-18	2013-09-12
133	Xu, Jing (SFC:AYY708) 徐婧			Rep	2012-02-10	2014-12-31
134	Yang, Rui (SFC:ALG051) 楊瑞		M	Rep	2012-02-17	2012-02-29
135	Yang, Wu-Kuang 楊武光			Rep	2012-05-14	2014-05-10
136	Yang, Xiaojing (SFC:AWN157) 楊曉靜			Rep	2010-12-20	2014-09-02
137	Yang, Yingqiu 楊影秋			Rep	2010-09-07	2012-04-13
138	Yau, Ka Hei (SFC:ARG523) 游嘉熙			Rep	2009-10-13	2012-03-16
139	Ye, Nisha 葉妮莎			Rep	2012-02-10	2014-12-31
140	Ye, Weidong 叶衛東			Rep	2010-05-27	2012-08-13
				RO	2012-08-13	2015-05-31
141	Yeung, Chor Fung 楊楚鋒			Rep	2010-05-24	2012-04-12
142	Yeung, Ham 楊涵			Rep	2009-07-28	2010-06-17
				RO	2010-06-17	2011-01-04
143	Yeung, Yan (SFC:BAD620) 楊昕			Rep	2012-09-04	2013-07-18
144	Yip, Ka Lung 葉家龍			Rep	2009-03-16	2009-05-05
				RO	2009-05-05	2009-08-13
145	Yip, Siu Ling (SFC:ACR509) 葉少鈴			Rep	2009-05-07	2011-05-03
146	Yu, Hong (SFC:AJF555) 余宏	58	M	RO	2011-09-27	2013-01-07
147	Yu, Shuk Mei 余淑美			Rep	2010-07-05	2010-11-04
148	Zhang, Bo (SFC:AXS400) 張博			Rep	2011-07-27	2014-07-22
149	Zhang, Jianli (SFC:AZJ205) 張健麗			Rep	2012-04-25	2013-01-10
150	Zhang, Weirong (SFC:AUH920) 張偉榮			Rep	2009-12-09	2011-05-20
151	Zhu, Jiming 朱繼明			Rep	2012-12-05	2017-09-07

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