LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Adair, John Joseph | M | Rep | 2007-05-30 | 2008-09-29 | |
| 2 | Arnaudy, Anthony John | M | Rep | 2005-08-01 | 2008-09-29 | |
| 3 | Bertsch, Martin (SFC:APC693) | M | Rep | 2007-06-22 | 2008-09-29 | |
| 4 | Bowmer Iii, William Sterett | M | Rep | 2004-07-23 | ||
| 5 | Chan, Shirley Mei Fung 陳美鳳 | F | Rep | 2008-09-29 | ||
| 6 | Chang, Lu Lu 張路路 | Rep | 2006-08-07 | 2008-09-29 | ||
| 7 | Chang, Randy Chung-Hsia 張崇夏 | M | Rep | 2007-08-30 | 2008-09-29 | |
| 8 | Cheung, Edward Tze Loong 張澤龍 | M | Rep | 2004-08-06 | 2008-05-21 | |
| 9 | Choi, Hye Jin | Rep | 2007-07-18 | 2008-09-29 | ||
| 10 | Choi, Jae Joon | Rep | 2007-08-21 | 2008-09-29 | ||
| 11 | Chong, Kenny 莊嘉麟 | M | Rep | 2007-04-20 | 2008-09-29 | |
| 12 | Chong, Marco Chun Wah 張俊華 | M | Rep | 2006-04-07 | 2008-09-29 | |
| 13 | Choon, Yew Khee 秦耀奇 | 37 | M | Rep | 2006-07-25 | 2008-03-05 |
| 14 | Chung, Kah Yi | Rep | 2007-05-22 | 2008-04-17 | ||
| 15 | Cipresso, Michael Armond | M | Rep | 2007-11-12 | 2007-12-22 | |
| 16 | Co, Liza Yap | Rep | 2004-10-12 | 2005-04-20 | ||
| 17 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | Rep | 2008-09-29 | |||
| 18 | Di Iorio, Michael Anthony | M | Rep | 2007-11-22 | 2008-09-29 | |
| 19 | Ding, Yong (SFC:APP054) 丁勇 | Rep | 2007-09-13 | 2008-09-29 | ||
| 20 | Doe, Jocelyn Jee Eun | Rep | 2006-11-01 | 2008-09-29 | ||
| 21 | Douglas, David Archibald | M | Rep | 2005-07-06 | 2006-01-09 | |
| RO | 2006-01-09 | 2008-08-06 | ||||
| 22 | Filotti, Marie Despina Elisabeth | F | Rep | 2007-02-22 | 2008-09-29 | |
| 23 | Fletcher, Luke (SFC:AIL062) | M | Rep | 2007-05-25 | 2008-09-29 | |
| 24 | Fok, Chung Yin 霍聰賢 | Rep | 2007-07-27 | 2008-09-29 | ||
| 25 | Fok, Kee Hung 霍基雄 | Rep | 2007-08-29 | |||
| 26 | Fung, Selina Suk Han 馮淑嫻 | F | Rep | 2006-04-04 | 2008-09-29 | |
| 27 | Fung, William Ching Ho 馮正可 | 26 | M | Rep | 2005-02-01 | 2008-09-29 |
| 28 | Gerhart, David Charles | M | Rep | 2007-07-20 | 2007-11-20 | |
| 29 | Halliwell, Thomas Alan | M | Rep | 2007-05-14 | 2008-09-29 | |
| 30 | Hemmings, Lee Kerry | Rep | 2007-07-03 | 2008-03-03 | ||
| 31 | Highfield, Tucker Montana | Rep | 2003-04-16 | 2004-05-25 | ||
| 32 | Ho, Catherine Kai-Yung 何開容 | F | Rep | 2007-08-14 | 2008-09-29 | |
| 33 | Holt, Sue Lin | F | Rep | 2004-02-18 | 2008-09-29 | |
| 34 | Hong, Joonkee 洪俊基 | Rep | 2005-04-15 | 2008-09-29 | ||
| 35 | Karoonyavanich, Anuruk | Rep | 2007-04-12 | 2008-09-29 | ||
| 36 | Kee, Tang Seng | Rep | 2003-08-20 | 2006-04-10 | ||
| RO | 2006-04-10 | 2008-09-29 | ||||
| 37 | Khachatryan, Astghik (SFC:APL794) | Rep | 2007-08-27 | 2008-09-29 | ||
| 38 | Koenen, Austin Voorhees Jr | Rep | 2007-11-27 | 2008-09-29 | ||
| 39 | Koh, Poh Soon (SFC:ACJ606) | Rep | 2003-04-22 | |||
| 40 | Lai, Wai Tsz 黎慧慈 | Rep | 2003-10-13 | 2007-05-14 | ||
| 41 | Lalgudi Gurumurthy, Madhu Subramanian | Rep | 2007-08-16 | 2008-09-29 | ||
| 42 | Lam, David Tai Yuen 林大源 | M | Rep | 2006-03-28 | ||
| RO | 2006-03-28 | 2008-09-29 | ||||
| 43 | Lam, Lana Chuk Nga 林竹雅 | Rep | 2007-08-10 | 2008-05-21 | ||
| 44 | Lance, Robert Waldo | M | Rep | 2003-04-23 | 2003-12-12 | |
| RO | 2003-12-12 | 2004-07-11 | ||||
| Rep | 2004-07-20 | 2005-06-24 | ||||
| RO | 2005-06-24 | 2006-02-24 | ||||
| 45 | Lau, Joseph Han Wai 劉恆瑋 | M | Rep | 2007-07-04 | 2008-09-29 | |
| 46 | Law, Karen Yik Ki 羅亦琦 | F | Rep | 2006-10-23 | 2008-09-29 | |
| 47 | Lee, Calvin Chi Toa 李智滔 | M | Rep | 2007-08-01 | 2008-09-29 | |
| 48 | Lee, Chin Keng 李俊慶 | Rep | 2007-07-23 | 2008-09-10 | ||
| 49 | Lee, Dennis Pui Yan 李沛欣 | M | Rep | 2007-03-14 | 2008-09-29 | |
| 50 | Lee, Edward Yuan Tse 李淵智 | M | Rep | 2005-06-29 | ||
| 51 | Lee, Joseph Won | M | Rep | 2007-10-02 | 2008-09-29 | |
| 52 | Lee, Suh Yung | Rep | 2006-11-29 | 2008-04-16 | ||
| 53 | Leung, Helen (SFC:AOP097) 梁浩雯 | F | Rep | 2007-02-22 | 2008-03-20 | |
| 54 | Leung, Jackson Cheuk Shun 梁卓信 | M | Rep | 2006-07-11 | 2008-09-29 | |
| 55 | Leung, Jenkin Ching Kei 梁正己 | 43 | M | RO | 2004-10-13 | 2005-07-28 |
| 56 | Li, Cherry Sin King 李倩琼 | F | Rep | 2006-10-23 | 2008-03-20 | |
| 57 | Lim, James Teik Beng | 34 | M | Rep | 2007-03-16 | 2008-09-29 |
| 58 | Lim, Terence Seng Chong 林成忠 | M | Rep | 2006-05-17 | 2008-09-29 | |
| 59 | Lin, Xin (SFC:AMJ471) 林鑫 | Rep | 2005-08-15 | 2008-09-29 | ||
| 60 | Loh, Adrian Jenn Yeh | M | Rep | 2006-05-26 | 2007-03-19 | |
| 61 | Luk, Sylvia Ching Yan 陸靜茵 | F | Rep | 2005-01-14 | 2005-10-14 | |
| Rep | 2005-11-25 | 2008-09-29 | ||||
| 62 | Mak, Hin Chun 麥顯俊 | Rep | 2007-08-22 | 2008-09-29 | ||
| 63 | Mak, Marian Yuen Man 麥沅雯 | F | Rep | 2005-03-10 | 2007-04-10 | |
| 64 | Mar, Johnson | M | RO | 2008-09-29 | ||
| 65 | Murray, Hugh Mcpherson Lathrop | Rep | 2007-10-12 | 2008-09-29 | ||
| 66 | Nichols, David (SFC:AGJ649) | M | RO | 2007-10-23 | 2008-09-29 | |
| 67 | Nicot, Cynthia (SFC:APJ348) | F | Rep | 2007-08-03 | 2008-09-29 | |
| 68 | Nirmalananda, Logan Siva | Rep | 2004-03-19 | 2007-05-14 | ||
| 69 | Noble, Scott Clifford | M | Rep | 2007-09-20 | 2008-09-29 | |
| 70 | O'Meara, Christopher James Sidney | M | Rep | 2003-04-24 | 2006-04-28 | |
| RO | 2006-04-28 | 2006-11-27 | ||||
| Rep | 2006-11-27 | 2008-09-29 | ||||
| 71 | Oh, Seung Joo 吳昇宙 | Rep | 2004-11-01 | 2005-06-17 | ||
| 72 | Ong, Simon Wui Shiang | M | Rep | 2007-04-25 | 2008-09-29 | |
| 73 | Pai, Arun Madhavaraya | M | Rep | 2007-08-16 | 2007-09-24 | |
| 74 | Paine, David L | M | Rep | 2008-09-29 | ||
| 75 | Pang, Yan 龐艷 | Rep | 2007-07-13 | 2008-09-29 | ||
| 76 | Penton, Dominic Jon (SFC:ABM263) | M | RO | 2003-09-04 | ||
| Rep | 2003-09-10 | 2004-03-15 | ||||
| RO | 2004-03-15 | 2005-05-05 | ||||
| 77 | Perrett, Adam Nicholas 龐立德 | M | Rep | 2004-05-14 | 2006-04-11 | |
| 78 | Poon, Kenneth Sin Ming 潘羨明 | M | Rep | 2003-10-09 | ||
| 79 | Qiu, Lin (SFC:AOQ538) 邱林 | Rep | 2007-03-02 | 2008-09-29 | ||
| 80 | Ramsey, Michael Ryan | M | Rep | 2007-06-01 | 2008-09-29 | |
| 81 | Sam, Eric Yu Lik 沈宇力 | M | Rep | 2007-03-09 | 2008-09-29 | |
| 82 | Santilli, Filippo | Rep | 2006-12-20 | 2008-03-20 | ||
| 83 | Sarkar, Kevin Deven | M | Rep | 2007-08-16 | 2008-05-27 | |
| 84 | Sekharan, Tina | Rep | 2007-08-16 | 2008-06-19 | ||
| 85 | Seshan, Nikhil Harish | Rep | 2007-08-16 | 2008-09-29 | ||
| 86 | Shek, Leo Ho Yin 石浩然 | M | Rep | 2007-05-04 | 2008-03-13 | |
| 87 | Shin, Stephen Hyunsang 申鉉尚 | M | Rep | 2005-07-11 | 2005-11-14 | |
| 88 | Shiu, Flora Ka Yan 邵家欣 | F | Rep | 2007-07-12 | 2008-09-29 | |
| 89 | Sia, Siew Leng | Rep | 2006-09-25 | 2007-08-26 | ||
| 90 | Subramanian, Viswanathan R | Rep | 2007-08-16 | 2008-09-29 | ||
| 91 | Sweeney, Kirk Chester | M | RO | 2008-09-29 | ||
| 92 | Tai, Waini Karen 戴維妮 | Rep | 2007-06-20 | 2008-05-22 | ||
| 93 | Tan, Yun Yang 陳韻揚 | Rep | 2005-01-26 | 2006-07-29 | ||
| 94 | Thorkelsson, Sigurbjorn | 41 | Rep | 2007-12-11 | 2008-09-29 | |
| 95 | Tong, Derek Wai Hon 唐偉瀚 | M | Rep | 2007-08-23 | 2008-09-29 | |
| 96 | Ventouras, Alexis | 40 | M | Rep | 2003-08-06 | |
| 97 | Wai, Derek Ho Kuen 衛浩權 | M | Rep | 2006-08-09 | 2007-09-03 | |
| 98 | Waldron, Joseph Francis | M | Rep | 2006-08-10 | 2008-02-27 | |
| 99 | Wang, Jing (SFC:APB403) 王睛 | Rep | 2007-07-17 | 2008-09-10 | ||
| 100 | Wang, Yan (SFC:APX217) 王炎 | Rep | 2007-10-30 | 2008-09-29 | ||
| 101 | Warhurst, Paul Simon | M | Rep | 2007-09-04 | 2008-09-29 | |
| 102 | Watson, Alan James David | 49 | M | Rep | 2003-08-09 | |
| 103 | Webb, Jordan Wallace | M | Rep | 2007-08-31 | 2008-09-29 | |
| 104 | Wong, Eric Kai Lap 黃啟立 | M | Rep | 2006-11-01 | 2007-03-29 | |
| RO | 2007-03-29 | 2007-05-21 | ||||
| 105 | Wong, Ming Shing 黃明勝 | Rep | 2007-11-12 | 2008-09-29 | ||
| 106 | Wu, Bun Lerd Bernard 胡斌畧 | Rep | 2007-08-22 | 2008-05-22 | ||
| 107 | Yao, Jack Hsin-Chou 姚信州 | M | Rep | 2007-09-14 | 2008-09-29 | |
| 108 | Yee, Jack Sam | M | Rep | 2006-12-21 | 2008-09-29 | |
| 109 | Yuan, Joyce Dian | F | Rep | 2007-04-02 | 2008-09-29 | |
| 110 | Yuen, Hoi See 袁凱詩 | Rep | 2004-07-21 | |||
| 111 | Yun, Cheuk Ting Sara 甄灼婷 | Rep | 2006-08-17 | 2008-09-29 | ||
| 112 | Zhou, Xu Xiang 周栩翔 | 28 | M | Rep | 2007-08-30 | 2008-09-29 |
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