Yunfeng Financial Markets Limited 雲鋒金融市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ainslie, Bradford | Rep | 2011-10-06 | 2011-11-04 | ||
| RO | 2011-11-04 | 2015-02-27 | ||||
| 2 | Au Yeung, Doris | F | Rep | 2014-10-10 | 2015-09-17 | |
| 3 | Ban, Lena Sui Lyn | F | Rep | 2011-11-05 | 2018-08-06 | |
| 4 | Boyer, Jason Jon | 46 | M | Rep | 2011-10-04 | 2011-11-16 |
| RO | 2011-11-16 | 2015-04-08 | ||||
| 5 | Brown, Martyn Roger | M | Rep | 2012-04-27 | 2014-05-01 | |
| 6 | Capace, Max Anthony | M | Rep | 2014-09-19 | 2016-07-12 | |
| 7 | Chan, Kitty Kit Yee 陳潔儀 | F | Rep | 2008-02-23 | ||
| 8 | Chan, Kwok Keung (SFC:ACD404) 陳國強 | Rep | 2003-10-15 | |||
| RO | 2003-10-15 | 2008-07-01 | ||||
| 9 | Chan, Po Po Kam 陳寶琴 | 42 | F | RO | 2010-12-15 | 2012-04-30 |
| 10 | Chan, Samuel Ting Fung 陳霆峰 | M | Rep | 2012-03-07 | 2013-05-03 | |
| 11 | Chan, Sung Wai 陳崇煒 | 66 | M | Rep | 2009-04-15 | 2012-04-25 |
| 12 | Chan, Wai Ming (SFC:ABY549) 陳偉明 | Rep | 2007-08-15 | |||
| 13 | Cheng, Stephen Lai Hung 鄭禮鴻 | M | Rep | 2003-09-25 | ||
| RO | 2003-09-25 | 2008-02-23 | ||||
| 14 | Cheung, Fung Cheung 張鳳翔 | Rep | 2003-10-15 | |||
| 15 | Cheung, Yiu Chiu 張耀超 | Rep | 2009-05-29 | |||
| 16 | Chow, Fuk Wai 周福慧 | 36 | F | Rep | 2011-10-18 | 2015-09-25 |
| 17 | Ding, Nan (SFC:BDX264) 丁楠 | Rep | 2014-08-05 | 2016-01-04 | ||
| 18 | Fan, Charles Chi Yuen 樊志遠 | 40 | M | Rep | 2011-12-12 | 2014-07-21 |
| 19 | Goldman, David (SFC:BBX563) | M | Rep | 2013-09-19 | 2016-02-02 | |
| 20 | Gray, Jeremy Robin 謝濬安 | M | Rep | 2014-01-15 | 2014-12-30 | |
| 21 | Ha, Steve Wai Cheung 夏偉祥 | M | Rep | 2013-04-19 | 2015-12-21 | |
| 22 | Hamilton, Robert Anthony | M | Rep | 2012-03-12 | 2014-07-07 | |
| 23 | Har-Even, Itamar | Rep | 2011-11-02 | 2014-08-13 | ||
| RO | 2014-08-13 | 2015-04-21 | ||||
| 24 | He, Kevin | M | Rep | 2014-04-17 | 2014-12-30 | |
| 25 | He, Wei (SFC:BAK475) 何蔚 | Rep | 2012-11-05 | 2017-01-27 | ||
| 26 | Henke Von Parpart, Uwe | Rep | 2011-09-30 | 2011-11-10 | ||
| RO | 2011-11-10 | 2016-03-01 | ||||
| 27 | Ho, Teresa Ching Man 何靜文 | F | Rep | 2012-07-31 | 2018-01-29 | |
| 28 | Hoegee, Brian Richard | M | Rep | 2012-06-19 | 2014-03-01 | |
| 29 | Hui, Kam Lee 許錦利 | Rep | ||||
| 30 | Hung, Kwong Ngai 洪岡藝 | Rep | 2014-07-18 | 2015-12-17 | ||
| 31 | Hung, Ling Fai 孔令輝 | Rep | 2011-10-31 | 2018-03-26 | ||
| 32 | Jiang, Ye 蔣燁 | Rep | 2011-11-29 | 2012-09-30 | ||
| 33 | Joseph, Michael Eric | M | Rep | 2012-02-28 | 2012-05-28 | |
| RO | 2012-05-28 | 2015-04-21 | ||||
| 34 | Ko, Samantha Wing Yan 高穎欣 | 35 | F | Rep | 2012-07-19 | 2014-12-02 |
| 35 | Koh, Peter Kwing Chang 許宏昌 | 69 | M | RO | 2008-11-14 | 2010-10-31 |
| 36 | Ku, Lawrence James Sau Shan 顧受山 | 46 | M | Rep | 2013-01-17 | 2015-05-29 |
| 37 | Kwan, Angelina Agnes 關蕙 | 48 | F | RO | 2010-09-28 | 2013-01-25 |
| 38 | Kwan, Wing Hang (SFC:BAJ599) 關榮亨 | Rep | 2012-10-30 | 2016-05-12 | ||
| 39 | La Rocca, Daniel Anthony Jr | M | Rep | 2011-10-10 | 2013-08-16 | |
| 40 | Lahiri, Prithvijit 溥瑞思 | Rep | 2013-03-27 | 2014-08-07 | ||
| 41 | Lau, Kenneth Kin On 劉健安 | M | Rep | 2005-04-19 | ||
| 42 | Lee, Faith Ming Yin 李銘賢 | 42 | F | Rep | 2004-03-29 | |
| 43 | Leung, Catherine Ching Wan 梁靜筠 | F | Rep | 2003-11-10 | ||
| 44 | Leung, Fiona Man Yee 梁文怡 | F | Rep | 2014-01-14 | 2016-06-13 | |
| 45 | Leung, Hoi Tung 梁凱同 | Rep | 2009-12-09 | 2015-03-24 | ||
| 46 | Li, Heng (SFC:BEA213) 李恒 | Rep | 2014-08-18 | 2016-10-31 | ||
| 47 | Li, Xiaofei (SFC:BEI897) | Rep | 2014-10-27 | 2016-02-02 | ||
| 48 | Lin, Tianru 林天儒 | Rep | 2009-03-23 | 2012-10-09 | ||
| 49 | Lowe, Norman C. 勞樹源 | M | RO | 2004-03-08 | ||
| 50 | Luk, Wai Yip 陸偉業 | Rep | 2014-06-18 | 2018-05-08 | ||
| 51 | Ma, Lai Mei 馬麗眉 | Rep | 2012-07-26 | 2016-08-02 | ||
| 52 | Mackay, Tristan Scott | M | Rep | 2014-04-14 | 2014-07-21 | |
| 53 | Maguire, John Martin 麥若航 | 50 | M | Rep | 2011-10-03 | 2011-11-07 |
| RO | 2011-11-07 | 2018-04-08 | ||||
| 54 | Mak, Yin Ping (SFC:AGC695) 麥賢平 | Rep | 2011-10-04 | 2018-07-12 | ||
| 55 | McGonegal, Brett Alexander | 42 | M | Rep | 2011-10-03 | 2011-11-11 |
| RO | 2011-11-11 | 2016-02-02 | ||||
| 56 | Meredith, Robyn Bradsher | Rep | 2013-08-20 | 2014-12-30 | ||
| 57 | Mitchell, Patrick Callahan | M | Rep | 2011-10-10 | 2013-04-30 | |
| 58 | Mullins, Andrew Arthur Robert | M | Rep | 2014-01-09 | 2015-02-16 | |
| 59 | Ng, Lai Kwan (SFC:AGK856) 吳麗群 | Rep | 2005-02-01 | |||
| 60 | Ng, Yin Tsang 吳彥錚 | RO | 2003-08-30 | |||
| 61 | Ngai, Yan Hoo 倪恩浩 | Rep | 2013-12-18 | |||
| 62 | Price, Ryan Daniel | M | Rep | 2013-12-03 | 2016-02-02 | |
| 63 | Pun, Kai Cheung 潘啟祥 | Rep | 2012-11-28 | 2014-01-02 | ||
| 64 | Raphael Ilitzky, Ladislao Shlomo 榮志朗 | Rep | 2012-08-02 | 2013-02-18 | ||
| 65 | Ronis, Kristaps | Rep | 2014-09-02 | 2014-12-30 | ||
| 66 | Song, Jiali (SFC:AYE293) 宋嘉麗 | Rep | 2012-11-01 | 2014-04-23 | ||
| 67 | Starr, Michael Lewis | M | Rep | 2013-03-08 | 2013-10-18 | |
| 68 | Sze-To, Winston 司徒治權 | M | Rep | 2006-03-22 | ||
| RO | 2006-03-22 | 2017-01-06 | ||||
| 69 | Tam, Wai Yin (SFC:ANR260) 譚慧妍 | Rep | 2012-10-05 | 2014-12-30 | ||
| 70 | Tze, Kan Fat 謝勤發 | 41 | M | Rep | 2011-12-21 | 2011-12-23 |
| RO | 2011-12-23 | 2018-02-28 | ||||
| 71 | Wan, Chalk Yin 溫卓賢 | Rep | 2014-08-13 | 2015-07-03 | ||
| 72 | Wang, Chih Hsiang 王致翔 | Rep | 2012-03-26 | 2012-04-19 | ||
| RO | 2012-04-19 | 2016-09-15 | ||||
| 73 | Welch, David John Jr | M | Rep | 2012-12-05 | 2014-03-06 | |
| RO | 2014-03-06 | 2016-02-02 | ||||
| 74 | Whittingham, John David Carlisle Michael 王大偉 | M | Rep | 2013-11-26 | 2016-02-02 | |
| 75 | Wong, Chor Yee 王楚儀 | Rep | 2004-08-23 | 2005-01-05 | ||
| 76 | Yen, Charlotte Sau Fan 任秀芬 | F | Rep | 2011-11-29 | 2012-03-06 | |
| RO | 2012-03-06 | 2019-01-01 | ||||
| 77 | Yip, Chung Leung 葉仲量 | Rep | 2012-10-08 | 2013-05-10 | ||
| 78 | Yip, Ha Yee 葉夏儀 | RO | 2003-10-31 | 2005-08-19 | ||
| 79 | Yiu, Chun Nam 姚鎮南 | Rep | 2005-01-01 | |||
| 80 | Yuan, Chun (1969) 袁春 | 45 | M | Rep | 2011-09-14 | 2013-03-31 |
| 81 | Zhang, Lin (SFC:BBC904) 張琳 | Rep | 2013-04-10 | 2014-03-01 | ||
| 82 | Zhang, Xinyu (SFC:AQS183) 張新宇 | 54 | M | Rep | 2008-06-26 | 2008-12-29 |
| RO | 2008-12-29 | 2012-05-31 | ||||
| 83 | Zhou, Suyang (SFC:BEB412) 周蘇揚 | Rep | 2014-08-28 | 2017-03-28 | ||
| 84 | Zolad, Bryan Christopher | M | Rep | 2013-02-27 | 2015-02-27 |
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