Yunfeng Financial Markets Limited 雲鋒金融市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ainslie, Bradford | Rep | 2011-10-06 | 2011-11-04 | ||
| RO | 2011-11-04 | 2015-02-27 | ||||
| Rep | 2015-02-27 | 2015-06-08 | ||||
| 2 | Au Yeung, Doris | F | Rep | 2014-10-10 | 2015-09-17 | |
| 3 | Ban, Lena Sui Lyn | F | Rep | 2011-11-05 | 2018-08-06 | |
| 4 | Boyer, Jason Jon | 48 | M | Rep | 2011-10-04 | 2011-11-16 |
| RO | 2011-11-16 | 2015-04-08 | ||||
| 5 | Brown, Martyn Roger | M | Rep | 2012-04-27 | 2014-05-01 | |
| 6 | Cai, Hua (SFC:BHZ819) 蔡華 | Rep | 2016-08-23 | 2018-11-15 | ||
| 7 | Capace, Max Anthony | M | Rep | 2014-09-19 | 2016-07-12 | |
| 8 | Chan, Cheuk Wing (SFC:BBU902) 陳卓榮 | Rep | 2015-09-02 | 2018-03-21 | ||
| 9 | Chan, Kitty Kit Yee 陳潔儀 | F | Rep | 2008-02-23 | ||
| 10 | Chan, Kwok Keung (SFC:ACD404) 陳國強 | Rep | 2003-10-15 | |||
| RO | 2003-10-15 | 2008-07-01 | ||||
| 11 | Chan, Po Po Kam 陳寶琴 | 44 | F | RO | 2010-12-15 | 2012-04-30 |
| 12 | Chan, Samuel Ting Fung 陳霆峰 | M | Rep | 2012-03-07 | 2013-05-03 | |
| 13 | Chan, Sung Wai 陳崇煒 | 68 | M | Rep | 2009-04-15 | 2012-04-25 |
| 14 | Chan, Wai Ming (SFC:ABY549) 陳偉明 | Rep | 2007-08-15 | |||
| 15 | Cheng, Ho Ming (SFC:BCQ328) 鄭浩明 | Rep | 2016-12-13 | 2017-03-03 | ||
| 16 | Cheng, Stephen Lai Hung 鄭禮鴻 | M | Rep | 2003-09-25 | ||
| RO | 2003-09-25 | 2008-02-23 | ||||
| 17 | Cheung, Fung Cheung 張鳳翔 | Rep | 2003-10-15 | |||
| 18 | Cheung, Yiu Chiu 張耀超 | Rep | 2009-05-29 | |||
| 19 | Chow, Emily Kwun Yue 周琨如 | F | Rep | 2015-09-23 | 2018-01-29 | |
| 20 | Chow, Fuk Wai 周福慧 | 38 | F | Rep | 2011-10-18 | 2015-09-25 |
| 21 | Chui, Lap Pan 徐立斌 | Rep | 2016-07-27 | 2018-06-15 | ||
| 22 | Cui, Xinyuan (SFC:BGI902) 崔馨元 | Rep | 2015-10-15 | 2019-09-11 | ||
| 23 | Ding, Nan (SFC:BDX264) 丁楠 | Rep | 2014-08-05 | 2016-01-04 | ||
| 24 | Ding, Xiaoxi 丁曉夕 | Rep | 2016-11-11 | 2018-10-12 | ||
| 25 | Dong, Na 董納 | Rep | 2016-06-29 | 2020-04-01 | ||
| 26 | Fan, Charles Chi Yuen 樊志遠 | 42 | M | Rep | 2011-12-12 | 2014-07-21 |
| 27 | Goldman, David (SFC:BBX563) | M | Rep | 2013-09-19 | 2016-02-02 | |
| 28 | Gray, Jeremy Robin 謝濬安 | M | Rep | 2014-01-15 | 2014-12-30 | |
| 29 | Ha, Steve Wai Cheung 夏偉祥 | M | Rep | 2013-04-19 | 2015-12-21 | |
| RO | 2015-12-21 | 2017-01-06 | ||||
| 30 | Hamilton, Robert Anthony | M | Rep | 2012-03-12 | 2014-07-07 | |
| 31 | Har-Even, Itamar | Rep | 2011-11-02 | 2014-08-13 | ||
| RO | 2014-08-13 | 2015-04-21 | ||||
| 32 | He, Kevin | M | Rep | 2014-04-17 | 2014-12-30 | |
| 33 | He, Wei (SFC:BAK475) 何蔚 | Rep | 2012-11-05 | 2017-01-27 | ||
| 34 | Henke Von Parpart, Uwe | Rep | 2011-09-30 | 2011-11-10 | ||
| RO | 2011-11-10 | 2016-03-01 | ||||
| 35 | Ho, Ka Ho (SFC:BDW690) 何嘉豪 | Rep | 2016-04-26 | 2020-06-07 | ||
| 36 | Ho, Teresa Ching Man 何靜文 | F | Rep | 2012-07-31 | 2018-01-29 | |
| 37 | Hoegee, Brian Richard | M | Rep | 2012-06-19 | 2014-03-01 | |
| 38 | Hui, Kam Lee 許錦利 | Rep | ||||
| 39 | Hung, Kwong Ngai 洪岡藝 | Rep | 2014-07-18 | 2015-12-17 | ||
| RO | 2015-12-17 | 2017-01-06 | ||||
| 40 | Hung, Ling Fai 孔令輝 | Rep | 2011-10-31 | 2018-03-26 | ||
| 41 | Jiang, Ye 蔣燁 | Rep | 2011-11-29 | 2012-09-30 | ||
| 42 | Joseph, Michael Eric | M | Rep | 2012-02-28 | 2012-05-28 | |
| RO | 2012-05-28 | 2015-04-21 | ||||
| 43 | Ko, Samantha Wing Yan 高穎欣 | 37 | F | Rep | 2012-07-19 | 2014-12-02 |
| 44 | Koh, Peter Kwing Chang 許宏昌 | 71 | M | RO | 2008-11-14 | 2010-10-31 |
| 45 | Ku, Lawrence James Sau Shan 顧受山 | 48 | M | Rep | 2013-01-17 | 2015-05-29 |
| 46 | Kwan, Angelina Agnes 關蕙 | 50 | F | RO | 2010-09-28 | 2013-01-25 |
| 47 | Kwan, Wing Hang (SFC:BAJ599) 關榮亨 | Rep | 2012-10-30 | 2016-05-12 | ||
| RO | 2016-05-12 | 2017-06-04 | ||||
| 48 | La Rocca, Daniel Anthony Jr | M | Rep | 2011-10-10 | 2013-08-16 | |
| 49 | Lahiri, Prithvijit 溥瑞思 | Rep | 2013-03-27 | 2014-08-07 | ||
| 50 | Lam, Man Kit (SFC:BHW802) 林文傑 | Rep | 2016-08-09 | 2019-01-31 | ||
| 51 | Lau, Kenneth Kin On 劉健安 | M | Rep | 2005-04-19 | ||
| 52 | Lee, Faith Ming Yin 李銘賢 | 44 | F | Rep | 2004-03-29 | |
| 53 | Leung, Catherine Ching Wan 梁靜筠 | F | Rep | 2003-11-10 | ||
| 54 | Leung, Fiona Man Yee 梁文怡 | F | Rep | 2014-01-14 | 2016-06-13 | |
| 55 | Leung, Hoi Tung 梁凱同 | Rep | 2009-12-09 | 2015-03-24 | ||
| 56 | Li, Heng (SFC:BEA213) 李恒 | Rep | 2014-08-18 | 2016-10-31 | ||
| 57 | Li, Ting (SFC:AOX306) 李婷 | 43 | F | RO | 2015-12-15 | 2020-01-22 |
| 58 | Li, Xiaofei (SFC:BEI897) | Rep | 2014-10-27 | 2016-02-02 | ||
| 59 | Li, Yuan (SFC:AUN720) 李瑗 | Rep | 2016-05-11 | 2016-08-10 | ||
| RO | 2016-08-10 | 2019-01-31 | ||||
| 60 | Liao, Yee Ching 廖義禎 | Rep | 2015-10-20 | 2020-11-22 | ||
| 61 | Lin, Jiusong 林久淞 | Rep | 2016-08-25 | 2016-09-05 | ||
| 62 | Lin, Tianru 林天儒 | Rep | 2009-03-23 | 2012-10-09 | ||
| 63 | Lowe, Norman C. 勞樹源 | M | RO | 2004-03-08 | ||
| 64 | Lu, You 魯由 | Rep | 2015-03-18 | 2015-11-24 | ||
| 65 | Luk, Wai Yip 陸偉業 | Rep | 2014-06-18 | 2018-05-08 | ||
| 66 | Luo, Weiqing 羅偉卿 | Rep | 2016-12-19 | 2018-09-30 | ||
| 67 | Ma, Lai Mei 馬麗眉 | Rep | 2012-07-26 | 2016-08-02 | ||
| 68 | Mackay, Tristan Scott | M | Rep | 2014-04-14 | 2014-07-21 | |
| 69 | Maguire, John Martin 麥若航 | 52 | M | Rep | 2011-10-03 | 2011-11-07 |
| RO | 2011-11-07 | 2018-04-08 | ||||
| 70 | Mak, Yin Ping (SFC:AGC695) 麥賢平 | Rep | 2011-10-04 | 2018-07-12 | ||
| 71 | Mao, Xinkai 毛新凱 | Rep | 2016-06-03 | 2018-04-06 | ||
| 72 | McGonegal, Brett Alexander | 44 | M | Rep | 2011-10-03 | 2011-11-11 |
| RO | 2011-11-11 | 2016-02-02 | ||||
| 73 | Meredith, Robyn Bradsher | Rep | 2013-08-20 | 2014-12-30 | ||
| 74 | Mitchell, Patrick Callahan | M | Rep | 2011-10-10 | 2013-04-30 | |
| 75 | Mullins, Andrew Arthur Robert | M | Rep | 2014-01-09 | 2015-02-16 | |
| 76 | Ng, Ching Yuen 吳清遠 | Rep | 2016-02-25 | 2018-09-30 | ||
| 77 | Ng, Lai Kwan (SFC:AGK856) 吳麗群 | Rep | 2005-02-01 | |||
| 78 | Ng, Yin Tsang 吳彥錚 | RO | 2003-08-30 | |||
| 79 | Ngai, Yan Hoo 倪恩浩 | Rep | 2013-12-18 | |||
| 80 | Peng, Han (SFC:BIS046) 彭晗 | Rep | 2016-12-13 | 2017-08-11 | ||
| 81 | Price, Ryan Daniel | M | Rep | 2013-12-03 | 2016-02-02 | |
| 82 | Pun, Kai Cheung 潘啟祥 | Rep | 2012-11-28 | 2014-01-02 | ||
| 83 | Raphael Ilitzky, Ladislao Shlomo 榮志朗 | Rep | 2012-08-02 | 2013-02-18 | ||
| 84 | Ronis, Kristaps | Rep | 2014-09-02 | 2014-12-30 | ||
| 85 | Song, Jiali (SFC:AYE293) 宋嘉麗 | Rep | 2012-11-01 | 2014-04-23 | ||
| 86 | Starr, Michael Lewis | M | Rep | 2013-03-08 | 2013-10-18 | |
| 87 | Sze-To, Winston 司徒治權 | M | Rep | 2006-03-22 | ||
| RO | 2006-03-22 | 2017-01-06 | ||||
| 88 | Szeto, Pui Yee June 司徒貝頤 | Rep | 2016-08-29 | 2016-10-01 | ||
| 89 | Tam, Wai Yin (SFC:ANR260) 譚慧妍 | Rep | 2012-10-05 | 2014-12-30 | ||
| 90 | Tze, Kan Fat 謝勤發 | 43 | M | Rep | 2011-12-21 | 2011-12-23 |
| RO | 2011-12-23 | 2018-02-28 | ||||
| 91 | Wan, Chalk Yin 溫卓賢 | Rep | 2014-08-13 | 2015-07-03 | ||
| 92 | Wang, Chih Hsiang 王致翔 | Rep | 2012-03-26 | 2012-04-19 | ||
| RO | 2012-04-19 | 2016-09-15 | ||||
| 93 | Wang, Jiyu (SFC:ASH808) 王驥宇 | Rep | 2016-08-10 | 2016-10-03 | ||
| RO | 2016-10-03 | 2018-09-30 | ||||
| 94 | Wang, Xiaofan (SFC:ATR687) 王曉帆 | RO | 2016-12-05 | 2019-12-13 | ||
| 95 | Welch, David John Jr | M | Rep | 2012-12-05 | 2014-03-06 | |
| RO | 2014-03-06 | 2016-02-02 | ||||
| 96 | Whittingham, John David Carlisle Michael 王大偉 | M | Rep | 2013-11-26 | 2016-02-02 | |
| 97 | Wong, Chor Yee 王楚儀 | Rep | 2004-08-23 | 2005-01-05 | ||
| 98 | Wong, Sor Ying 王疏影 | Rep | 2016-03-08 | 2016-11-03 | ||
| RO | 2016-11-03 | 2018-11-25 | ||||
| 99 | Xu, Xu (SFC:AVL306) 許煦 | Rep | 2016-11-04 | 2019-10-31 | ||
| 100 | Xu, Yani (SFC:BIR465) 徐雅妮 | Rep | 2016-12-06 | 2017-08-09 | ||
| 101 | Yen, Charlotte Sau Fan 任秀芬 | F | Rep | 2011-11-29 | 2012-03-06 | |
| RO | 2012-03-06 | 2019-01-01 | ||||
| 102 | Yick, Ho Chuen 易浩泉 | RO | 2016-11-22 | 2019-11-04 | ||
| 103 | Yip, Chung Leung 葉仲量 | Rep | 2012-10-08 | 2013-05-10 | ||
| 104 | Yip, Ha Yee 葉夏儀 | RO | 2003-10-31 | 2005-08-19 | ||
| 105 | Yiu, Chun Nam 姚鎮南 | Rep | 2005-01-01 | |||
| 106 | Yuan, Chun (1969) 袁春 | 47 | M | Rep | 2011-09-14 | 2013-03-31 |
| 107 | Zhang, Lin (SFC:BBC904) 張琳 | Rep | 2013-04-10 | 2014-03-01 | ||
| 108 | Zhang, Xinyu (SFC:AQS183) 張新宇 | 56 | M | Rep | 2008-06-26 | 2008-12-29 |
| RO | 2008-12-29 | 2012-05-31 | ||||
| 109 | Zhou, Suyang (SFC:BEB412) 周蘇揚 | Rep | 2014-08-28 | 2017-03-28 | ||
| 110 | Zolad, Bryan Christopher | M | Rep | 2013-02-27 | 2015-02-27 |
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