Yunfeng Financial Markets Limited 雲鋒金融市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ainslie, Bradford | Rep | 2011-10-06 | 2011-11-04 | ||
| RO | 2011-11-04 | 2015-02-27 | ||||
| Rep | 2015-02-27 | 2015-06-08 | ||||
| 2 | Ao, Man 敖曼 | Rep | 2017-05-25 | 2018-03-01 | ||
| 3 | Au Yeung, Doris | F | Rep | 2014-10-10 | 2015-09-17 | |
| 4 | Bai, Huizi (SFC:BLP020) 白惠子 | Rep | 2017-12-18 | 2019-05-17 | ||
| 5 | Bai, Jie (SFC:BAF088) 白洁 | Rep | 2018-10-25 | 2019-03-20 | ||
| 6 | Ban, Lena Sui Lyn | F | Rep | 2011-11-05 | 2018-08-06 | |
| 7 | Boyer, Jason Jon | 51 | M | Rep | 2011-10-04 | 2011-11-16 |
| RO | 2011-11-16 | 2015-04-08 | ||||
| 8 | Brown, Martyn Roger | M | Rep | 2012-04-27 | 2014-05-01 | |
| 9 | Cai, Danyun 蔡丹云 | Rep | 2019-02-04 | 2020-03-24 | ||
| 10 | Cai, Hua (SFC:BHZ819) 蔡華 | Rep | 2016-08-23 | 2018-11-15 | ||
| RO | 2018-11-15 | 2019-09-12 | ||||
| 11 | Capace, Max Anthony | M | Rep | 2014-09-19 | 2016-07-12 | |
| 12 | Chan, Cheuk Wing (SFC:BBU902) 陳卓榮 | Rep | 2015-09-02 | 2018-03-21 | ||
| Rep | 2018-06-19 | 2020-09-27 | ||||
| 13 | Chan, Derrick (SFC:BDE476) 陳是誠 | M | Rep | 2017-08-22 | 2018-06-15 | |
| 14 | Chan, Kitty Kit Yee 陳潔儀 | F | Rep | 2008-02-23 | ||
| 15 | Chan, Kwok Keung (SFC:ACD404) 陳國強 | Rep | 2003-10-15 | |||
| RO | 2003-10-15 | 2008-07-01 | ||||
| 16 | Chan, Lee Man 陳莉敏 | Rep | 2019-08-08 | 2022-04-14 | ||
| 17 | Chan, Philip Chi Leung 陳子樑 | M | Rep | 2017-03-30 | 2017-06-09 | |
| RO | 2017-06-09 | 2017-06-30 | ||||
| 18 | Chan, Po Po Kam 陳寶琴 | 47 | F | RO | 2010-12-15 | 2012-04-30 |
| 19 | Chan, Samuel Ting Fung 陳霆峰 | M | Rep | 2012-03-07 | 2013-05-03 | |
| 20 | Chan, Sung Wai 陳崇煒 | 71 | M | Rep | 2009-04-15 | 2012-04-25 |
| 21 | Chan, Wai Ming (SFC:ABY549) 陳偉明 | Rep | 2007-08-15 | |||
| 22 | Chen, Huizhu 陳薈竹 | Rep | 2018-05-18 | 2019-04-12 | ||
| 23 | Chen, Wai Lee 陳偉利 | Rep | 2019-05-03 | 2022-07-05 | ||
| 24 | Cheng, Chi Ho (SFC:AOV370) 鄭志豪 | Rep | 2019-01-17 | 2019-03-01 | ||
| RO | 2019-03-01 | 2022-02-28 | ||||
| 25 | Cheng, Ho Ming (SFC:BCQ328) 鄭浩明 | Rep | 2016-12-13 | 2017-03-03 | ||
| 26 | Cheng, Hok Kan 鄭學勤 | Rep | 2018-03-26 | 2019-03-25 | ||
| 27 | Cheng, Stephen Lai Hung 鄭禮鴻 | M | Rep | 2003-09-25 | ||
| RO | 2003-09-25 | 2008-02-23 | ||||
| 28 | Cheung, Fung Cheung 張鳳翔 | Rep | 2003-10-15 | |||
| 29 | Cheung, Yiu Chiu 張耀超 | Rep | 2009-05-29 | |||
| 30 | Chin, Man Yi 錢敏怡 | Rep | 2017-03-23 | 2018-06-12 | ||
| 31 | Cho, Kai Man 曹繼文 | Rep | 2018-08-03 | 2020-08-07 | ||
| 32 | Chow, Emily Kwun Yue 周琨如 | F | Rep | 2015-09-23 | 2018-01-29 | |
| 33 | Chow, Fuk Wai 周福慧 | 41 | F | Rep | 2011-10-18 | 2015-09-25 |
| 34 | Choy, Sze Wai (SFC:BDM840) 蔡思慧 | Rep | 2017-09-21 | 2017-10-09 | ||
| 35 | Chu, Mei Fong 朱美芳 | Rep | 2019-11-11 | 2021-09-18 | ||
| 36 | Chui, Lap Pan 徐立斌 | Rep | 2016-07-27 | 2018-06-15 | ||
| 37 | Cui, Xinyuan (SFC:BGI902) 崔馨元 | Rep | 2015-10-15 | 2019-09-11 | ||
| 38 | Ding, Nan (SFC:BDX264) 丁楠 | Rep | 2014-08-05 | 2016-01-04 | ||
| 39 | Ding, Xiaoxi 丁曉夕 | Rep | 2016-11-11 | 2018-10-12 | ||
| 40 | Dong, Na 董納 | Rep | 2016-06-29 | 2020-04-01 | ||
| 41 | Du, Xuan (SFC:BPF001) 杜絢 | Rep | 2019-12-20 | 2020-08-14 | ||
| 42 | Fan, Charles Chi Yuen 樊志遠 | 45 | M | Rep | 2011-12-12 | 2014-07-21 |
| 43 | Fan, Shuai 樊帥 | Rep | 2018-10-22 | 2018-12-13 | ||
| 44 | Gao, Ariana Jiasui 高嘉穗 | F | Rep | 2018-07-31 | 2018-10-05 | |
| RO | 2018-10-05 | |||||
| 45 | Gao, Ge (SFC:BNX136) 高歌 | Rep | 2018-12-07 | 2019-08-07 | ||
| 46 | Goldman, David (SFC:BBX563) | M | Rep | 2013-09-19 | 2016-02-02 | |
| 47 | Gray, Jeremy Robin 謝濬安 | M | Rep | 2014-01-15 | 2014-12-30 | |
| 48 | Ha, Steve Wai Cheung 夏偉祥 | M | Rep | 2013-04-19 | 2015-12-21 | |
| RO | 2015-12-21 | 2017-01-06 | ||||
| 49 | Hamilton, Robert Anthony | M | Rep | 2012-03-12 | 2014-07-07 | |
| 50 | Har-Even, Itamar | Rep | 2011-11-02 | 2014-08-13 | ||
| RO | 2014-08-13 | 2015-04-21 | ||||
| 51 | He, Kai (SFC:BLD346) 賀凱 | Rep | 2017-10-10 | 2018-04-24 | ||
| 52 | He, Kevin | M | Rep | 2014-04-17 | 2014-12-30 | |
| 53 | He, Wei (SFC:BAK475) 何蔚 | Rep | 2012-11-05 | 2017-01-27 | ||
| 54 | Henke Von Parpart, Uwe | Rep | 2011-09-30 | 2011-11-10 | ||
| RO | 2011-11-10 | 2016-03-01 | ||||
| 55 | Ho, Ka Ho (SFC:BDW690) 何嘉豪 | Rep | 2016-04-26 | 2020-06-07 | ||
| 56 | Ho, Teresa Ching Man 何靜文 | F | Rep | 2012-07-31 | 2018-01-29 | |
| 57 | Hoegee, Brian Richard | M | Rep | 2012-06-19 | 2014-03-01 | |
| 58 | Hong, Fei (SFC:BNA729) 洪飞 | Rep | 2019-01-29 | 2019-04-18 | ||
| 59 | Hui, Kam Lee 許錦利 | Rep | ||||
| 60 | Hui, Pinky 許珮琪 | Rep | 2019-06-18 | 2019-09-09 | ||
| 61 | Hung, Kwong Ngai 洪岡藝 | Rep | 2014-07-18 | 2015-12-17 | ||
| RO | 2015-12-17 | 2017-01-06 | ||||
| 62 | Hung, Ling Fai 孔令輝 | Rep | 2011-10-31 | 2018-03-26 | ||
| RO | 2018-03-26 | 2018-06-30 | ||||
| 63 | Jiang, Ye 蔣燁 | Rep | 2011-11-29 | 2012-09-30 | ||
| 64 | Jin, Yuanjie 金元杰 | Rep | 2017-10-16 | 2018-01-25 | ||
| 65 | Jing, Yun 井芸 | Rep | 2018-07-12 | 2018-10-25 | ||
| RO | 2018-10-25 | 2019-10-15 | ||||
| 66 | Joseph, Michael Eric | M | Rep | 2012-02-28 | 2012-05-28 | |
| RO | 2012-05-28 | 2015-04-21 | ||||
| 67 | Ko, Samantha Wing Yan 高穎欣 | 40 | F | Rep | 2012-07-19 | 2014-12-02 |
| 68 | Koh, Peter Kwing Chang 許宏昌 | 74 | M | RO | 2008-11-14 | 2010-10-31 |
| 69 | Ku, Lawrence James Sau Shan 顧受山 | 51 | M | Rep | 2013-01-17 | 2015-05-29 |
| 70 | Ku, Sanqi 庫三七 | Rep | 2019-09-02 | 2019-11-18 | ||
| RO | 2019-11-18 | |||||
| 71 | Kwan, Angelina Agnes 關蕙 | 53 | F | RO | 2010-09-28 | 2013-01-25 |
| 72 | Kwan, Wing Hang (SFC:BAJ599) 關榮亨 | Rep | 2012-10-30 | 2016-05-12 | ||
| RO | 2016-05-12 | 2017-06-04 | ||||
| 73 | Kwok, Wing Ka Stephanie 郭穎嘉 | Rep | 2018-07-17 | 2019-09-10 | ||
| 74 | La Rocca, Daniel Anthony Jr | M | Rep | 2011-10-10 | 2013-08-16 | |
| 75 | Lahiri, Prithvijit 溥瑞思 | Rep | 2013-03-27 | 2014-08-07 | ||
| 76 | Lam, Man Kit (SFC:BHW802) 林文傑 | Rep | 2016-08-09 | 2019-01-31 | ||
| 77 | Lam, Tsz Chun (SFC:BBQ049) 林子俊 | Rep | 2017-07-12 | 2017-09-21 | ||
| RO | 2017-09-21 | 2017-12-31 | ||||
| 78 | Lau, Kenneth Kin On 劉健安 | M | Rep | 2005-04-19 | ||
| 79 | Lau, Lucia Tak Yee 劉德怡 | F | Rep | 2017-07-31 | 2019-06-21 | |
| 80 | Lee, Faith Ming Yin 李銘賢 | 47 | F | Rep | 2004-03-29 | |
| 81 | Lee, Ka (SFC:BMQ628) 李嘉 | Rep | 2018-04-03 | 2018-09-30 | ||
| 82 | Leung, Catherine Ching Wan 梁靜筠 | F | Rep | 2003-11-10 | ||
| 83 | Leung, Fiona Man Yee 梁文怡 | F | Rep | 2014-01-14 | 2016-06-13 | |
| 84 | Leung, Hoi Tung 梁凱同 | Rep | 2009-12-09 | 2015-03-24 | ||
| 85 | Li, Heng (SFC:BEA213) 李恒 | Rep | 2014-08-18 | 2016-10-31 | ||
| 86 | Li, Ting (SFC:AOX306) 李婷 | 46 | F | RO | 2015-12-15 | 2020-01-22 |
| 87 | Li, Weixuan 李瑋璇 | Rep | 2019-11-26 | 2020-05-05 | ||
| 88 | Li, Xiaofei (SFC:BEI897) | Rep | 2014-10-27 | 2016-02-02 | ||
| 89 | Li, Yuan (SFC:AUN720) 李瑗 | Rep | 2016-05-11 | 2016-08-10 | ||
| RO | 2016-08-10 | 2019-01-31 | ||||
| 90 | Lian, Pengfei 连鹏飞 | Rep | 2017-12-13 | 2018-04-28 | ||
| 91 | Liao, Yee Ching 廖義禎 | Rep | 2015-10-20 | 2020-11-22 | ||
| 92 | Lin, Hongwei (SFC:BOR991) 林弘煒 | Rep | 2019-08-13 | 2020-04-01 | ||
| 93 | Lin, Jiusong 林久淞 | Rep | 2016-08-25 | 2016-09-05 | ||
| 94 | Lin, Tianru 林天儒 | Rep | 2009-03-23 | 2012-10-09 | ||
| 95 | Liu, Hanghang 劉行行 | Rep | 2018-01-29 | |||
| 96 | Liu, Qing (SFC:BGH970) 劉勍 | Rep | 2018-08-17 | 2018-09-26 | ||
| 97 | Lowe, Norman C. 勞樹源 | M | RO | 2004-03-08 | ||
| 98 | Lu, You 魯由 | Rep | 2015-03-18 | 2015-11-24 | ||
| 99 | Luk, Wai Yip 陸偉業 | Rep | 2014-06-18 | 2018-05-08 | ||
| RO | 2018-05-08 | 2019-01-08 | ||||
| 100 | Luo, Weiqing 羅偉卿 | Rep | 2016-12-19 | 2018-09-30 | ||
| 101 | Ma, Lai Mei 馬麗眉 | Rep | 2012-07-26 | 2016-08-02 | ||
| 102 | Ma, Ruosi 馬若思 | Rep | 2017-08-17 | 2019-08-02 | ||
| 103 | Ma, Wenhui (SFC:BMR908) 馬文慧 | Rep | 2018-04-06 | 2018-08-21 | ||
| RO | 2018-08-21 | 2020-06-15 | ||||
| 104 | Mackay, Tristan Scott | M | Rep | 2014-04-14 | 2014-07-21 | |
| 105 | Maguire, John Martin 麥若航 | 55 | M | Rep | 2011-10-03 | 2011-11-07 |
| RO | 2011-11-07 | 2018-04-08 | ||||
| 106 | Mak, Yin Ping (SFC:AGC695) 麥賢平 | Rep | 2011-10-04 | 2018-07-12 | ||
| RO | 2018-07-12 | 2018-11-01 | ||||
| 107 | Man, Ngai Hang 文毅恒 | Rep | 2019-09-13 | 2020-12-26 | ||
| 108 | Mao, Xinkai 毛新凱 | Rep | 2016-06-03 | 2018-04-06 | ||
| 109 | McGonegal, Brett Alexander | 47 | M | Rep | 2011-10-03 | 2011-11-11 |
| RO | 2011-11-11 | 2016-02-02 | ||||
| 110 | Meredith, Robyn Bradsher | Rep | 2013-08-20 | 2014-12-30 | ||
| 111 | Mitchell, Patrick Callahan | M | Rep | 2011-10-10 | 2013-04-30 | |
| 112 | Mullins, Andrew Arthur Robert | M | Rep | 2014-01-09 | 2015-02-16 | |
| 113 | Ng, Ching Yuen 吳清遠 | Rep | 2016-02-25 | 2018-09-30 | ||
| 114 | Ng, Lai Kwan (SFC:AGK856) 吳麗群 | Rep | 2005-02-01 | |||
| 115 | Ng, Shan Yung (SFC:ALZ161) 吳燦榕 | Rep | 2018-12-03 | 2018-12-14 | ||
| RO | 2018-12-14 | 2022-03-16 | ||||
| 116 | Ng, Yin Tsang 吳彥錚 | RO | 2003-08-30 | |||
| 117 | Ngai, Yan Hoo 倪恩浩 | Rep | 2013-12-18 | |||
| 118 | Peng, Han (SFC:BIS046) 彭晗 | Rep | 2016-12-13 | 2017-08-11 | ||
| 119 | Price, Ryan Daniel | M | Rep | 2013-12-03 | 2016-02-02 | |
| 120 | Pun, Kai Cheung 潘啟祥 | Rep | 2012-11-28 | 2014-01-02 | ||
| 121 | Qin, Li (SFC:BLV366) 秦莉 | Rep | 2018-01-05 | 2018-08-28 | ||
| RO | 2018-08-28 | 2021-03-07 | ||||
| 122 | Raphael Ilitzky, Ladislao Shlomo 榮志朗 | Rep | 2012-08-02 | 2013-02-18 | ||
| 123 | Ronis, Kristaps | Rep | 2014-09-02 | 2014-12-30 | ||
| 124 | Shum, Ying Chi 岑瑩芝 | Rep | 2018-07-18 | 2019-09-09 | ||
| 125 | Song, Jiali (SFC:AYE293) 宋嘉麗 | Rep | 2012-11-01 | 2014-04-23 | ||
| 126 | Starr, Michael Lewis | M | Rep | 2013-03-08 | 2013-10-18 | |
| 127 | Sun, Kai Man 孫啟文 | Rep | 2019-11-21 | 2020-02-04 | ||
| 128 | Sze-To, Winston 司徒治權 | M | Rep | 2006-03-22 | ||
| RO | 2006-03-22 | 2017-01-06 | ||||
| 129 | Szeto, Pui Yee June 司徒貝頤 | Rep | 2016-08-29 | 2016-10-01 | ||
| 130 | Tam, Wai Yin (SFC:ANR260) 譚慧妍 | Rep | 2012-10-05 | 2014-12-30 | ||
| 131 | Tang, Hui (SFC:BJW834) 湯暉 | Rep | 2017-11-22 | 2019-07-23 | ||
| 132 | Tian, Fengcheng 田峰誠 | Rep | 2017-05-26 | 2017-08-10 | ||
| 133 | Tian, Yue (SFC:BNR242) 田悅 | Rep | 2018-11-09 | 2019-05-06 | ||
| 134 | Tong, Cheuk Fu Jeffery 湯卓夫 | Rep | 2017-10-10 | 2020-04-15 | ||
| 135 | Tsang, Kit Chee 曾潔慈 | Rep | 2019-07-15 | 2019-08-02 | ||
| 136 | Tze, Kan Fat 謝勤發 | 46 | M | Rep | 2011-12-21 | 2011-12-23 |
| RO | 2011-12-23 | 2018-02-28 | ||||
| 137 | Wan, Chalk Yin 溫卓賢 | Rep | 2014-08-13 | 2015-07-03 | ||
| 138 | Wang, Chih Hsiang 王致翔 | Rep | 2012-03-26 | 2012-04-19 | ||
| RO | 2012-04-19 | 2016-09-15 | ||||
| 139 | Wang, Jiyu (SFC:ASH808) 王驥宇 | Rep | 2016-08-10 | 2016-10-03 | ||
| RO | 2016-10-03 | 2018-09-30 | ||||
| 140 | Wang, Runmeng 王润梦 | Rep | 2019-06-19 | 2020-08-14 | ||
| 141 | Wang, Xiaofan (SFC:ATR687) 王曉帆 | RO | 2016-12-05 | 2019-12-13 | ||
| 142 | Welch, David John Jr | M | Rep | 2012-12-05 | 2014-03-06 | |
| RO | 2014-03-06 | 2016-02-02 | ||||
| 143 | Wen, Jie (SFC:BLM870) 文洁 | Rep | 2017-12-18 | 2018-11-23 | ||
| 144 | Weng, Fang 翁放 | Rep | 2017-12-11 | 2018-06-01 | ||
| 145 | Whittingham, John David Carlisle Michael 王大偉 | M | Rep | 2013-11-26 | 2016-02-02 | |
| 146 | Wong, Chor Yee 王楚儀 | Rep | 2004-08-23 | 2005-01-05 | ||
| 147 | Wong, Sor Ying 王疏影 | Rep | 2016-03-08 | 2016-11-03 | ||
| RO | 2016-11-03 | 2018-11-25 | ||||
| 148 | Wu, Yang (SFC:BMK680) | Rep | 2018-03-23 | 2018-06-11 | ||
| 149 | Xu, Xu (SFC:AVL306) 許煦 | Rep | 2016-11-04 | 2019-10-31 | ||
| RO | 2019-10-31 | 2019-12-05 | ||||
| 150 | Xu, Yani (SFC:BIR465) 徐雅妮 | Rep | 2016-12-06 | 2017-08-09 | ||
| 151 | Xu, Yinqing 徐引擎 | Rep | 2017-08-30 | 2018-01-05 | ||
| 152 | Yan, Jing (SFC:BAB590) 嚴靜 | Rep | 2017-10-10 | 2021-06-14 | ||
| 153 | Yen, Charlotte Sau Fan 任秀芬 | F | Rep | 2011-11-29 | 2012-03-06 | |
| RO | 2012-03-06 | 2019-01-01 | ||||
| 154 | Yick, Ho Chuen 易浩泉 | RO | 2016-11-22 | 2019-11-04 | ||
| 155 | Yin, Li (SFC:BHI173) 尹莉 | Rep | 2017-04-26 | 2018-09-12 | ||
| 156 | Yip, Chung Leung 葉仲量 | Rep | 2012-10-08 | 2013-05-10 | ||
| 157 | Yip, Ha Yee 葉夏儀 | RO | 2003-10-31 | 2005-08-19 | ||
| 158 | Yiu, Chun Nam 姚鎮南 | Rep | 2005-01-01 | |||
| 159 | Yu, Fang (SFC:BNP252) 余芳 | Rep | 2018-10-22 | 2019-07-19 | ||
| 160 | Yuan, Chun (1969) 袁春 | 50 | M | Rep | 2011-09-14 | 2013-03-31 |
| 161 | Yuen, Ho Hin 袁浩軒 | Rep | 2019-09-11 | 2020-03-24 | ||
| 162 | Zhang, Jie (SFC:BHA636) 張洁 | Rep | 2019-09-30 | 2022-12-29 | ||
| 163 | Zhang, Junhui (SFC:BFA350) 張君慧 | Rep | 2017-03-14 | 2018-07-08 | ||
| 164 | Zhang, Letian (SFC:BJI768) 張樂天 | Rep | 2017-04-07 | 2017-07-14 | ||
| 165 | Zhang, Lihang 張黎航 | Rep | 2018-06-12 | 2019-09-27 | ||
| 166 | Zhang, Lin (SFC:BBC904) 張琳 | Rep | 2013-04-10 | 2014-03-01 | ||
| 167 | Zhang, Naitian 张乃天 | Rep | 2019-06-19 | 2019-09-10 | ||
| 168 | Zhang, Tianyi (SFC:BGQ732) 張天一 | Rep | 2017-04-13 | 2019-05-24 | ||
| 169 | Zhang, Tianyu (SFC:BNX135) 張天予 | Rep | 2018-12-10 | 2019-05-31 | ||
| 170 | Zhang, Xinyu (SFC:AQS183) 張新宇 | 59 | M | Rep | 2008-06-26 | 2008-12-29 |
| RO | 2008-12-29 | 2012-05-31 | ||||
| 171 | Zhang, Yiping (SFC:BJB708) 張熠平 | Rep | 2017-02-20 | 2017-03-15 | ||
| 172 | Zhao, Fen (SFC:BNF120) 趙芬 | Rep | 2018-08-13 | 2020-08-05 | ||
| 173 | Zhao, Yi (SFC:AXD838) 趙熠 | Rep | 2019-04-26 | 2019-07-19 | ||
| 174 | Zhou, Daochuan 周道傳 | RO | 2017-01-18 | 2018-06-01 | ||
| 175 | Zhou, Suyang (SFC:BEB412) 周蘇揚 | Rep | 2014-08-28 | 2017-03-28 | ||
| 176 | Zhu, Yali 朱亞莉 | Rep | 2017-09-21 | 2018-01-22 | ||
| RO | 2018-01-22 | 2019-08-19 | ||||
| 177 | Zhuang, Lingyi 莊凌毅 | Rep | 2018-06-19 | 2019-05-10 | ||
| 178 | Zolad, Bryan Christopher | M | Rep | 2013-02-27 | 2015-02-27 |
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