NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abbas, Asad (SFC:AIP440) | Rep | 2010-06-28 | 2013-04-23 | ||
| 2 | Adair, John Joseph | M | RO | 2012-03-01 | 2013-01-24 | |
| 3 | Ahn, Chae Young | Rep | 2010-02-23 | 2011-11-17 | ||
| 4 | Ambai, Takahiro 安倍貴博 | Rep | 2010-02-04 | 2013-04-23 | ||
| 5 | An, Yeon Kyung 安延卿 | Rep | 2011-08-01 | 2013-04-23 | ||
| 6 | Arora, Gaurav (SFC:APA737) | Rep | 2009-01-12 | 2012-06-28 | ||
| 7 | Asano, Shin 淺野真 | Rep | 2010-02-04 | 2011-08-24 | ||
| RO | 2011-08-24 | 2012-12-10 | ||||
| 8 | Balasubramanian, Bharathan Kanthimathinathan | Rep | 2010-03-15 | 2012-06-14 | ||
| 9 | Barnett, Maxine Bernice | Rep | 2008-12-15 | 2010-07-21 | ||
| 10 | Bastit, Arnaud Marie Daniel | M | Rep | 2010-07-19 | 2011-02-24 | |
| RO | 2011-02-24 | 2012-01-09 | ||||
| 11 | Beresford, Paul Richard | M | Rep | 2010-02-04 | 2012-12-09 | |
| 12 | Bharti, Kirtes | Rep | 2009-01-14 | 2009-05-15 | ||
| 13 | Bouzouba, Rachid | M | Rep | 2010-06-25 | 2011-04-02 | |
| 14 | Bradshaw, Stephanie 李婉青 | F | Rep | 2008-12-10 | 2009-05-05 | |
| Rep | 2009-10-12 | 2010-05-04 | ||||
| 15 | Bret, Jean-Sebastien Pierre | M | Rep | 2008-12-15 | 2013-04-23 | |
| 16 | Burnes, Alexander Milligan | M | Rep | 2009-05-29 | 2011-08-17 | |
| 17 | Burns, John Patrick (SFC:ATG678) | M | Rep | 2010-02-04 | 2013-04-23 | |
| 18 | Byworth, Richard Anthony | M | Rep | 2010-02-04 | 2013-04-23 | |
| 19 | Chak, Alan Kwok Fai 翟國輝 | M | Rep | 2011-01-03 | 2013-03-16 | |
| 20 | Chan, Ka Ying (SFC:AQM051) 陳嘉盈 | Rep | 2010-02-04 | 2013-04-23 | ||
| 21 | Chan, Wing Yin (SFC:ARX074) 陳詠賢 | Rep | 2010-02-04 | 2013-04-23 | ||
| 22 | Chau, Ling 周凌 | 29 | M | Rep | 2010-02-04 | 2011-07-07 |
| 23 | Chekroun, Benjamin Marc John | 40 | M | Rep | 2010-02-04 | 2011-11-17 |
| 24 | Chen, Chengze | Rep | 2008-12-08 | 2012-08-25 | ||
| 25 | Cheng, Chih-Hsiung 鄭智雄 | Rep | 2010-02-04 | 2011-07-19 | ||
| 26 | Cheng, Stephen Kwok Wai 鄭國偉 | 43 | M | Rep | 2008-12-10 | 2008-12-10 |
| 27 | Cheung, San Tat 張新達 | Rep | 2010-02-04 | 2013-04-23 | ||
| 28 | Cheung, Wing Yan (SFC:ASN728) 張詠欣 | Rep | 2010-02-04 | 2013-04-23 | ||
| 29 | Chiong, Sai Lung 張世龍 | Rep | 2004-11-29 | 2006-04-28 | ||
| 30 | Chiu, Siu Sang 趙小珊 | Rep | 2010-02-04 | 2011-07-09 | ||
| 31 | Chok, Ivy Ngai Wai 卓艾維 | F | Rep | 2008-04-01 | 2010-05-05 | |
| 32 | Chong, Kenny 莊嘉麟 | M | Rep | 2008-12-08 | 2013-04-23 | |
| 33 | Chui, Chi-Sun 徐志真 | Rep | 2008-12-15 | 2009-10-10 | ||
| 34 | Chulani, Rohit Madan Mohan | Rep | 2008-12-10 | 2009-04-08 | ||
| 35 | Chung, Ji Bak 鄭知博 | Rep | 2010-12-13 | 2010-12-18 | ||
| Rep | 2011-08-01 | 2011-08-12 | ||||
| Rep | 2011-10-31 | 2013-03-24 | ||||
| 36 | Chung, Ka Kei (SFC:AYA305) 鍾家琦 | Rep | 2011-09-15 | 2013-04-23 | ||
| 37 | Chung, Man Sun 鍾文燊 | Rep | 2008-12-10 | |||
| 38 | Chung, Suk Moon 鄭碩紋 | Rep | 2012-03-12 | 2013-04-23 | ||
| 39 | Corbett, Brian John | M | Rep | 2011-10-26 | 2013-04-16 | |
| 40 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | Rep | 2008-11-26 | 2012-12-09 | ||
| 41 | Dadabhoy, Imran Sooleman | Rep | 2009-11-16 | 2010-05-21 | ||
| 42 | Dalton, Anthony Francis | M | Rep | 2012-09-21 | 2013-04-23 | |
| 43 | Davies, Lloyd (SFC:APC386) | Rep | 2010-10-22 | 2013-04-23 | ||
| 44 | Di Iorio, Michael Anthony | M | Rep | 2008-12-15 | 2009-11-23 | |
| RO | 2009-11-23 | 2010-05-21 | ||||
| 45 | Dolan, Paul Tiernan | M | Rep | 2010-02-02 | 2011-09-08 | |
| RO | 2011-09-08 | 2012-07-21 | ||||
| 46 | El Khoury, Jean (SFC:AWO016) | Rep | 2011-01-03 | 2012-03-01 | ||
| RO | 2012-03-01 | 2013-04-16 | ||||
| 47 | Fletcher, Luke (SFC:AIL062) | M | Rep | 2010-02-02 | 2010-05-14 | |
| 48 | Floyd, Michael (SFC:APK722) | M | Rep | 2010-02-02 | 2013-04-23 | |
| 49 | Fujita, Minoru | Rep | 2010-02-02 | 2012-06-08 | ||
| 50 | Fukuta, Yoshihiro 福田吉洋 | Rep | 2008-04-15 | 2008-08-28 | ||
| RO | 2008-08-28 | 2009-04-23 | ||||
| 51 | Garrett, Adam Guy Orlebar 蓋首男 | M | Rep | 2008-12-10 | 2008-12-10 | |
| 52 | Ghosh, Soujit | Rep | 2009-12-09 | 2011-11-12 | ||
| 53 | Gill, Richard John Peter | M | Rep | 2010-02-02 | 2013-01-14 | |
| 54 | Go, Yoshinori 鄉喜順 | M | Rep | 2004-08-10 | 2004-09-01 | |
| RO | 2004-09-01 | 2008-04-18 | ||||
| 55 | Goodwin, Douglas Samuel | M | Rep | 2009-12-23 | 2012-07-31 | |
| 56 | Gourmelen, Arnaud | M | Rep | 2008-12-08 | 2010-09-01 | |
| 57 | Guez, Ilane Yonathan Pierre | M | Rep | 2012-09-03 | 2013-04-23 | |
| 58 | Gupta, Rahul (SFC:AGZ998) | Rep | 2008-12-10 | 2009-04-08 | ||
| 59 | Hanly, Seamus Anthony | M | Rep | 2010-02-02 | 2013-04-23 | |
| 60 | Hao, Xin (SFC:AMH819) 郝昕 | Rep | 2010-02-02 | 2013-04-23 | ||
| 61 | Hara, Hitoshi | Rep | 2010-02-02 | 2010-06-01 | ||
| 62 | Hemmings, Lee Kerry | RO | 2009-04-16 | 2011-11-01 | ||
| 63 | Hirabayashi, Yasuko | Rep | 2012-03-15 | 2013-04-23 | ||
| 64 | Ho, Arion Man Yiu 何汶叡 | Rep | 2008-12-08 | 2009-10-24 | ||
| 65 | Ho, Harrison Lok Sang 何樂生 | M | Rep | 2010-02-02 | 2010-06-15 | |
| RO | 2010-06-15 | 2013-05-31 | ||||
| 66 | Honda, Tsukasa | Rep | 2009-01-16 | 2011-12-19 | ||
| 67 | Horsley-Heather, Nicholas John (SFC:ASZ379) | M | Rep | 2009-11-02 | 2012-09-13 | |
| 68 | Hung, Kenneth Hei King 洪熙敬 | M | Rep | 2010-02-02 | 2010-03-20 | |
| 69 | Hung, Steven Chun-jer 洪俊哲 | M | Rep | 2010-08-09 | 2011-10-07 | |
| 70 | Ichimura, Toru 市村亨 | Rep | 2004-12-09 | 2005-01-25 | ||
| RO | 2005-01-25 | 2006-07-24 | ||||
| 71 | Inukai, Masao 犬養昌生 | Rep | 2010-02-02 | 2013-04-23 | ||
| 72 | Jung, Christopher Lam 曾俊文 | M | Rep | 2011-08-15 | 2012-06-20 | |
| 73 | Kajbaje, Sudhanshu | Rep | 2012-12-10 | 2013-04-23 | ||
| 74 | Kato, Katsuhito 加藤勝仁 | Rep | 2010-02-02 | 2013-04-23 | ||
| 75 | Kato, Mayumi 加藤真由美 | Rep | 2010-02-02 | 2012-05-31 | ||
| 76 | Kawahara, Michiko | Rep | 2010-02-02 | 2013-04-23 | ||
| 77 | Kee, Tang Seng | Rep | 2008-12-10 | 2009-04-08 | ||
| 78 | Ko, Ming Tung 高銘東 | Rep | 2012-09-03 | 2013-04-23 | ||
| 79 | Kobayashi, Hisako | Rep | 2010-02-02 | 2012-05-31 | ||
| 80 | Koerber, Matthias | M | Rep | 2010-02-01 | 2013-04-23 | |
| 81 | Kotecha, Vikesh (SFC:AUA341) | M | Rep | 2009-10-29 | 2010-07-17 | |
| 82 | Laible, Robert Karl | M | RO | 2010-04-30 | 2012-11-15 | |
| 83 | Lam, Calvin Si Yang 林思暘 | M | Rep | 2008-04-11 | 2009-04-30 | |
| 84 | Lam, Eric Tak Shing 林德成 | M | Rep | 2010-05-13 | ||
| 85 | Lam, Herman Kai Man 林啟文 | M | Rep | 2010-05-03 | 2013-04-23 | |
| 86 | Lam, Wing Kit (SFC:AGB106) 林永傑 | Rep | 2010-02-02 | 2010-03-02 | ||
| 87 | Lau, Joseph Han Wai 劉恆瑋 | M | Rep | 2008-12-15 | 2012-08-09 | |
| 88 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2010-02-03 | 2010-05-12 | |
| 89 | Lau, Yau Fong 劉幽芳 | Rep | 2010-02-03 | 2013-04-23 | ||
| 90 | Lee, Kai Pong 李啟邦 | Rep | 2010-02-03 | 2011-07-01 | ||
| 91 | Lee, Nga Ying (SFC:APQ801) 李雅瑩 | Rep | 2010-02-03 | 2010-12-18 | ||
| 92 | Legaspi, Donna Rose Ong 王金美 | F | Rep | 2010-02-03 | 2010-02-27 | |
| 93 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 31 | M | Rep | 2008-12-08 | 2013-02-16 |
| 94 | Leung, Yee Wan (SFC:ARB169) 梁綺雲 | Rep | 2010-02-03 | 2013-04-23 | ||
| 95 | Li, Haoyi (SFC:ASF604) 李豪翼 | Rep | 2010-07-26 | 2013-03-01 | ||
| 96 | Li, Ming (SFC:AMW601) 李明 | Rep | 2006-06-01 | 2008-08-08 | ||
| 97 | Li, Vincent Siu Pan 李肇斌 | M | Rep | 2010-10-11 | 2012-02-17 | |
| 98 | Liem, Christopher | M | Rep | 2008-12-08 | 2010-06-12 | |
| 99 | Lim, Eileen Siok Ling 林淑玲 | F | Rep | 2010-02-03 | 2010-12-30 | |
| 100 | Liu, King Wai 劉勁威 | Rep | 2010-05-12 | |||
| 101 | Liu, Wallace Kai Yip 廖啟業 | M | Rep | 2010-07-27 | 2012-04-28 | |
| 102 | Lo, Yue Hin 羅宇軒 | Rep | 2010-07-02 | 2013-04-23 | ||
| 103 | Loh, Alexandra Ying Ning | F | Rep | 2012-09-03 | 2013-01-07 | |
| 104 | Lu, Yen Ying 呂彥穎 | Rep | 2011-07-28 | 2012-12-18 | ||
| 105 | Lui, Dennis Kar Wong 呂家煌 | M | Rep | 2008-04-11 | 2009-04-30 | |
| 106 | Luk, James Kuo Sheng 陸覺生 | M | Rep | 2011-08-22 | 2013-04-23 | |
| 107 | Mak, Hin Chun 麥顯俊 | Rep | 2010-02-03 | 2013-04-23 | ||
| 108 | Mao, Wei (SFC:ATD879) 毛威 | Rep | 2009-07-02 | 2012-08-07 | ||
| 109 | McCarron, Ciaran Peter | M | Rep | 2010-05-14 | 2013-04-23 | |
| 110 | McLean, Neil Iain | M | Rep | 2010-02-04 | 2012-12-16 | |
| 111 | Mennesson, Thomas | M | Rep | 2008-12-15 | 2012-06-06 | |
| 112 | Merger, David Sacha | M | Rep | 2010-02-04 | 2012-06-08 | |
| 113 | Miyashiro, Ken | M | Rep | 2011-09-02 | 2013-04-23 | |
| 114 | Montgomery, Alexander James | M | Rep | 2010-07-12 | 2013-04-23 | |
| 115 | Mototani, Daisuke (SFC:AZU889) | Rep | 2012-07-09 | 2013-02-19 | ||
| 116 | Murray, Hugh Mcpherson Lathrop | Rep | 2008-12-08 | 2010-04-17 | ||
| 117 | Nakada, Akira | Rep | 2010-02-04 | 2010-07-26 | ||
| 118 | Nakanishi, Hajime 中西基 | Rep | 2010-12-29 | 2013-04-23 | ||
| 119 | Nakata, Yuji 中田裕二 | Rep | 2007-05-09 | 2007-10-15 | ||
| RO | 2007-10-15 | 2008-04-28 | ||||
| 120 | Nate, Anthony Joseph | M | Rep | 2008-12-15 | 2013-04-16 | |
| 121 | Neuber, Hye-na | Rep | 2010-06-07 | 2013-04-23 | ||
| 122 | Ng, Wai Man (SFC:AAU344) 吳偉文 | Rep | 2008-12-12 | |||
| 123 | Nguyen, Nicholas Nolan | M | Rep | 2009-01-12 | 2011-12-09 | |
| 124 | O'Meara, Christopher James Sidney | M | Rep | 2010-02-04 | 2010-03-30 | |
| 125 | O'Neile, James Finlay | M | Rep | 2010-02-04 | 2013-04-23 | |
| 126 | Omoto, Atsushi | Rep | 2008-12-10 | 2009-09-14 | ||
| Rep | 2010-11-29 | 2011-11-17 | ||||
| 127 | Ozeki, Masanori | Rep | 2010-02-04 | 2010-12-30 | ||
| 128 | Park, Joohong | Rep | 2009-01-12 | 2013-05-31 | ||
| 129 | Pelham, Miles Christian | 34 | M | Rep | 2010-02-04 | 2011-11-19 |
| 130 | Phua, Teck Wee 潘德偉 | Rep | 2010-02-04 | 2010-08-25 | ||
| 131 | Poon, Catherine Tin Lai 潘天麗 | F | Rep | 2004-11-29 | 2009-04-30 | |
| 132 | Poon, Peter Chi Kin 潘子健 | M | Rep | 2010-02-04 | 2013-04-23 | |
| 133 | Poon, Shuk Fan (SFC:AEE926) 潘淑芬 | Rep | 2010-02-04 | 2013-04-23 | ||
| 134 | Pradana, Jeff Arif | M | Rep | 2008-12-10 | 2010-11-24 | |
| 135 | Ra, Hye Rin 羅慧璘 | Rep | 2012-09-03 | 2012-10-20 | ||
| 136 | Rajaraman, Aditya | Rep | 2012-09-12 | 2013-01-05 | ||
| 137 | Read, Matthew Christopher | M | Rep | 2010-02-04 | 2013-04-23 | |
| 138 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2008-12-08 | 2013-04-23 | |
| 139 | Sano, Nobuhiro 佐野 伸広 | Rep | 2010-02-03 | 2010-07-22 | ||
| 140 | Sano, Yoichiro | M | Rep | 2010-02-03 | 2013-04-23 | |
| 141 | Sawada, Hana | Rep | 2008-04-11 | 2008-12-10 | ||
| 142 | Sellen, David Paul | M | Rep | 2010-06-07 | 2011-03-26 | |
| 143 | Shaha, Sourabh Sharashchandra | Rep | 2011-09-15 | 2013-04-23 | ||
| 144 | Shinohara, Minoru 篠原實 | RO | 2009-04-27 | 2010-07-16 | ||
| 145 | Siow, Lian Meng 蕭連銘 | Rep | 2008-12-15 | 2009-08-08 | ||
| 146 | Slezack, Emmanuel | M | Rep | 2011-03-28 | 2013-04-16 | |
| 147 | Spensley, Oliver Giles | M | Rep | 2010-09-06 | 2012-12-09 | |
| 148 | Striet, Jelper | Rep | 2008-12-10 | 2010-05-29 | ||
| 149 | Takeuchi, Tomonori | Rep | 2010-02-03 | 2010-11-01 | ||
| 150 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2004-12-03 | 2013-05-31 | ||
| 151 | Tang, Wai Shing (SFC:AAF631) 鄧偉成 | Rep | 2010-02-03 | 2010-12-01 | ||
| 152 | Teraguchi, Tomoyuki | Rep | 2004-07-05 | 2005-02-02 | ||
| RO | 2005-02-02 | 2009-04-10 | ||||
| 153 | Thompson, Cormac Joseph | M | Rep | 2010-02-03 | 2012-12-03 | |
| 154 | Tong, Derek Wai Hon 唐偉瀚 | M | Rep | 2010-02-03 | 2012-10-20 | |
| 155 | Tong, Yuk Sun 唐玉臣 | Rep | 2008-12-10 | |||
| 156 | Van der Ven, Jeroen Willibrord Erlend | M | Rep | 2011-12-15 | 2013-04-23 | |
| 157 | Wang, Fang (SFC:AID230) 王芳 | Rep | 2008-12-10 | 2009-04-08 | ||
| 158 | Warhurst, Paul Simon | M | Rep | 2008-11-26 | 2009-09-03 | |
| 159 | Watanabe, Junko | Rep | 2010-12-28 | 2012-04-09 | ||
| 160 | Watanabe, Kunio | Rep | 2006-04-28 | 2006-06-29 | ||
| RO | 2006-06-29 | 2009-04-20 | ||||
| 161 | Winspear, Richard Dean | M | Rep | 2010-02-03 | 2013-04-23 | |
| 162 | Wong, Andy Nam Fu 黃南富 | Rep | 2004-11-29 | 2009-05-14 | ||
| 163 | Wong, Frederick Wai Cheung 黃偉翔 | M | Rep | 2004-10-29 | 2007-07-07 | |
| 164 | Wong, Jonathan Philip 黃俊皓 | M | Rep | 2011-08-22 | 2013-04-02 | |
| 165 | Wong, Mabel (SFC:APJ995) 黃美寶 | F | Rep | 2010-02-03 | 2013-04-02 | |
| 166 | Wong, Michael Chung Lim 黃仲廉 | M | Rep | 2010-02-03 | 2011-03-01 | |
| 167 | Wong, Peter Tat Ming 黃達明 | M | Rep | 2004-11-29 | ||
| 168 | Wong, William Koon Wei 黃觀威 | M | Rep | 2007-03-08 | 2008-12-10 | |
| 169 | Woo, Michael Hong Da 胡宏達 | M | Rep | 2010-02-03 | 2013-04-23 | |
| 170 | Wright, Jake Robert (SFC:AYA323) | M | Rep | 2011-09-19 | 2013-04-23 | |
| 171 | Wright, Richard (SFC:APW591) | M | Rep | 2010-07-20 | 2013-04-23 | |
| 172 | Xie, Jinhui (SFC:AQO522) 謝錦慧 | Rep | 2008-12-10 | 2009-04-08 | ||
| 173 | Yagi, Minoru | Rep | 2012-09-18 | 2013-04-23 | ||
| 174 | Yajima, Akihiko 矢島明彥 | Rep | 2006-07-26 | 2008-07-30 | ||
| 175 | Yan, Keren 嚴克任 | Rep | 2010-02-03 | 2011-05-26 | ||
| 176 | Yao, Jack Hsin-Chou 姚信州 | M | Rep | 2008-12-08 | 2012-08-18 | |
| 177 | Yeung, Kei Yuen 楊紀元 | Rep | 2010-06-07 | 2012-07-10 | ||
| 178 | Yeung, Yuk Wah 楊毓華 | Rep | 2010-02-03 | 2013-04-23 | ||
| 179 | Yonezawa, Masashi | M | Rep | 2012-12-31 | 2013-04-23 | |
| 180 | Yoshida, Koji (SFC:ASF938) 吉田幸司 | Rep | 2010-02-03 | 2013-04-23 | ||
| 181 | Yoshizawa, Noriyasu | RO | 2005-05-11 | |||
| Rep | 2005-05-11 | 2005-05-23 | ||||
| 182 | Yu, Amy Hangshin | F | Rep | 2010-01-04 | 2011-11-17 |
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