SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abe, Hiromi | Rep | 2011-12-19 | 2012-09-28 | ||
| 2 | Abe, Takahiro 阿部考浩 | Rep | 2011-08-01 | 2012-03-31 | ||
| 3 | Anada, Takashi 穴田孝史 | Rep | 2012-11-21 | 2013-10-07 | ||
| 4 | Arya, Parth | Rep | 2017-12-13 | 2021-03-03 | ||
| 5 | Bainbridge, James William (SFC:BAV890) | M | Rep | 2017-10-24 | 2017-11-23 | |
| 6 | Berrisford, Carl Thomas | M | Rep | 2004-03-16 | 2004-05-04 | |
| 7 | Bhagavath, Sunil Sudhakar | Rep | 2014-07-07 | 2020-01-15 | ||
| 8 | Carrigan, Nicholas | M | Rep | 2014-06-20 | 2018-08-31 | |
| 9 | Chan, Chi Leong 陳智亮 | 72 | M | RO | 2006-05-08 | 2010-10-19 |
| 10 | Chan, Ching Han (SFC:BGU411) 陳靜嫻 | Rep | 2016-01-12 | |||
| 11 | Chan, Dennis Kwok Fung 陳國峰 | M | Rep | 2014-01-14 | 2020-11-16 | |
| 12 | Chan, Maureen Wai Ling 陳慧玲 | F | Rep | 2004-04-27 | 2011-03-18 | |
| 13 | Chan, Soo Sum 陳素心 | Rep | 2011-01-13 | 2013-09-27 | ||
| 14 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | Rep | 2008-03-18 | |||
| RO | 2008-03-18 | 2018-01-01 | ||||
| 15 | Chang, Ioi Tim 曾銳添 | Rep | 2014-10-06 | 2015-02-04 | ||
| RO | 2015-02-04 | 2018-07-20 | ||||
| 16 | Chen, Yuan (SFC:AEJ844) 陳遠 | 50 | M | Rep | 2006-04-10 | 2006-04-21 |
| 17 | Cheng, Keith Teng Fong 鄭廷峰 | M | Rep | 2011-05-09 | 2011-06-28 | |
| 18 | Cheung, Frances 張淑嫻 | F | Rep | 2003-07-30 | 2005-10-05 | |
| 19 | Cheung, Warren Yui Kai 張睿佳 | 52 | M | Rep | 2011-04-08 | 2011-11-01 |
| 20 | Cho, Taejung | Rep | 2017-08-16 | 2018-12-14 | ||
| 21 | Choi, Anderson Chun Fat 蔡俊發 | M | Rep | 2011-06-28 | 2017-12-22 | |
| RO | 2017-12-22 | 2018-07-11 | ||||
| 22 | Chung, Hoh | Rep | 2015-08-17 | 2022-04-14 | ||
| 23 | Chung, Ka Yin 鍾嘉彥 | Rep | 2013-05-10 | 2015-08-10 | ||
| 24 | Chung, Thomas Yat Kit 鍾逸傑 | M | Rep | 2018-05-28 | 2020-12-03 | |
| 25 | Cook, Geoffrey John | M | Rep | 2017-01-26 | 2017-07-31 | |
| 26 | Fok, Allan Tse Hang 霍子恒 | M | Rep | 2011-03-28 | 2012-07-20 | |
| RO | 2012-07-20 | 2021-07-16 | ||||
| 27 | Foo, King Wah 符敬華 | Rep | 2004-06-30 | |||
| 28 | Fukushima, Hiroyuki (SFC:BHD511) | M | Rep | 2016-04-01 | 2016-06-22 | |
| RO | 2016-06-22 | 2019-06-03 | ||||
| 29 | Furuta, Taketora 古田竹虎 | Rep | 2018-04-18 | 2020-11-16 | ||
| 30 | Guo, Zhen (SFC:BNZ011) 郭真 | Rep | 2018-12-31 | 2021-03-26 | ||
| 31 | Hashimoto, Kazunari | Rep | 2013-12-18 | 2019-05-02 | ||
| 32 | Higashio, Aya 東尾彩 | F | Rep | 2014-07-29 | 2016-08-05 | |
| 33 | Hill, Trevor Aaron | M | Rep | 2014-06-20 | 2022-04-11 | |
| 34 | Hiraoka, Emiko | Rep | 2012-02-10 | 2016-09-23 | ||
| 35 | Ho, Hiu Kwan 何曉筠 | Rep | 2014-08-18 | |||
| 36 | Honda, Miwa 本田美和 | Rep | 2008-03-17 | 2022-05-30 | ||
| 37 | Horii, Yuko 梅野優子 | Rep | 2011-12-19 | 2013-12-30 | ||
| 38 | Horota, Tsuyoshi | Rep | 2015-05-06 | 2015-05-15 | ||
| 39 | Huang, Ho Pin 黃禾蘋 | Rep | 2018-11-30 | 2021-12-21 | ||
| 40 | Ip, William Wai Lun 葉偉倫 | 63 | M | RO | 2012-07-20 | 2020-10-30 |
| 41 | Isotani, Kengo | Rep | 2012-07-04 | 2013-04-03 | ||
| 42 | Kang, Seung Yeon 姜升延 | Rep | 2018-09-06 | 2019-09-26 | ||
| 43 | Karanovic, Vladimir (SFC:BOB372) | Rep | 2019-01-24 | |||
| 44 | Kato, Mayumi 加藤真由美 | Rep | 2012-07-18 | |||
| 45 | Ke, Tak Lai 紀德禮 | Rep | 2018-11-02 | |||
| 46 | Kobayashi, Shin | Rep | 2012-06-28 | 2014-04-07 | ||
| 47 | Koga, Akira 古賀彰 | RO | 2011-01-03 | 2013-03-30 | ||
| 48 | Kudo, Kento 工藤憲人 | Rep | 2018-05-28 | 2020-03-28 | ||
| 49 | Kwan, Chi Hong (SFC:AJB565) 關志康 | Rep | 2003-08-13 | 2004-04-08 | ||
| 50 | Kwong, King Chun 鄺璟俊 | Rep | 2019-01-22 | 2019-09-11 | ||
| 51 | Lai, Seng Long 黎星龍 | Rep | 2018-01-15 | 2018-07-17 | ||
| 52 | Lam, King Sau (SFC:BAI839) 林勁秀 | Rep | 2017-08-10 | 2021-11-30 | ||
| 53 | Lam, May Mei Kam 林美金 | F | RO | 2010-10-18 | ||
| Rep | 2010-10-18 | 2011-03-18 | ||||
| 54 | Lee, Jiin Yih 李謹亦 | Rep | 2005-11-04 | 2007-09-11 | ||
| 55 | Leung, Chun Shing 梁俊成 | Rep | 2004-11-12 | 2007-09-15 | ||
| 56 | Leung, Shu Tung 梁樹彤 | Rep | 2016-05-18 | 2017-12-28 | ||
| 57 | Li, Zhenyu (SFC:AKN225) 李震宇 | Rep | 2017-11-06 | 2019-02-10 | ||
| 58 | Lin, Ka Ho 連嘉豪 | Rep | 2005-12-29 | 2007-12-13 | ||
| 59 | Liu, Shuang (SFC:AHO649) 劉爽 | Rep | 2006-12-01 | 2007-11-11 | ||
| 60 | Lok, Colin Wai Hung 駱偉雄 | M | Rep | 2014-02-13 | 2017-10-27 | |
| 61 | Long, Lydia Soong Leng | F | Rep | 2018-03-06 | 2018-10-10 | |
| 62 | Louey, Cynthia Petrina 雷麗儀 | F | Rep | 2007-05-30 | 2009-04-08 | |
| 63 | Lu, Ta-Wen 陸大文 | RO | 2008-09-19 | 2008-11-28 | ||
| 64 | Lui, Andrew Kwan Ho 呂君皓 | M | Rep | 2007-12-19 | 2008-10-17 | |
| 65 | Lui, June Yi Vivian 呂俊儀 | F | Rep | 2018-09-19 | 2018-11-30 | |
| 66 | Man, Kon Sum 文幹森 | Rep | 2004-10-15 | 2005-07-08 | ||
| 67 | Man, Sunny Ho Kit 文浩傑 | Rep | 2006-03-07 | 2006-10-20 | ||
| 68 | Mao, Yiyi 毛禕禕 | Rep | 2018-12-31 | |||
| 69 | Maruyama, Masashi | RO | 2011-01-03 | 2012-10-22 | ||
| 70 | Mitsui, Akira | Rep | 2015-07-14 | 2019-11-26 | ||
| 71 | Mizutani, Tatsumi 水谷竜美 | RO | 2017-11-16 | 2018-05-14 | ||
| 72 | Mochizuki, Yuki 望月優樹 | F | Rep | 2015-09-02 | 2021-06-01 | |
| 73 | Morii, Fumihide 守井文英 | Rep | 2011-07-21 | 2012-03-30 | ||
| 74 | Naka, Kazuhito 那珂和人 | Rep | 2014-03-10 | 2014-07-25 | ||
| RO | 2014-07-25 | 2019-11-18 | ||||
| 75 | Nakabachi, Aya | F | Rep | 2018-07-03 | 2019-06-19 | |
| 76 | Nakauchi, Kozue 仲內梢 | Rep | 2011-06-07 | 2011-09-06 | ||
| 77 | Ng, Choi Lun 吳采倫 | Rep | 2011-07-05 | 2014-01-26 | ||
| 78 | Ng, Kathy Ka Wai 伍家慧 | F | Rep | 2018-05-02 | 2021-06-19 | |
| 79 | Ng, Pauline Po Yuen 吳溥潤 | F | Rep | 2006-04-03 | 2008-05-30 | |
| 80 | Noguchi, Kenji | RO | 2012-07-20 | 2020-04-09 | ||
| 81 | O'Boyle, Gerald Keith | M | Rep | 2013-10-21 | 2014-12-03 | |
| 82 | Ohnuma, Kenta | Rep | 2014-07-18 | 2015-04-01 | ||
| 83 | Pervez, Ahsan (SFC:AJO361) | Rep | 2015-06-01 | 2017-07-06 | ||
| Rep | 2018-03-01 | 2018-03-24 | ||||
| Rep | 2018-06-07 | 2018-06-22 | ||||
| 84 | Sakai, Michinari 坂井道成 | Rep | 2013-07-03 | 2014-04-07 | ||
| 85 | Sampson, Machiko | Rep | 2011-04-26 | 2018-10-11 | ||
| RO | 2018-10-11 | |||||
| 86 | Sato, Hiromi (SFC:ANS087) 佐藤弘美 | RO | 2007-01-18 | 2012-06-29 | ||
| 87 | Shimamoto, Arisa 嶌本有紗 | Rep | 2015-11-16 | |||
| 88 | Shino, Koa 藤崎小亞 | Rep | 2017-07-21 | 2021-05-14 | ||
| 89 | Siu, Ruby Pui Kay 蕭珮琪 | F | Rep | 2014-06-30 | 2014-10-24 | |
| RO | 2014-10-24 | 2018-10-28 | ||||
| 90 | Surenkok White, Inci Irmak | Rep | 2007-06-26 | 2007-07-30 | ||
| 91 | Suzuki, Kiyoko 鈴木清子 | Rep | 2011-04-21 | 2020-04-15 | ||
| 92 | Tada, Emiko | Rep | 2011-04-29 | 2019-06-13 | ||
| 93 | Tai, Kit Han 戴潔嫻 | Rep | 2011-01-07 | 2014-08-25 | ||
| 94 | Tam, Ming Yan (SFC:APL478) 譚銘忺 | Rep | 2014-12-12 | 2023-07-31 | ||
| 95 | Tamura, Hitoshi 田村仁志 | RO | 2012-06-01 | 2016-06-30 | ||
| 96 | Tang, Tsz Yan Janice 鄧子欣 | Rep | 2014-01-29 | 2019-02-10 | ||
| 97 | Tang, Wai Hung (SFC:ADI418) 鄧偉雄 | Rep | 2015-09-15 | 2016-03-04 | ||
| RO | 2016-03-04 | 2021-03-01 | ||||
| 98 | Tateishi, Tsuyoshi 立石剛史 | Rep | 2011-06-28 | 2012-06-29 | ||
| 99 | Truelove, Keith Alan | M | Rep | 2016-02-23 | 2017-11-16 | |
| 100 | Tse, Pui Yi (SFC:BNE636) 謝佩宜 | Rep | 2018-07-09 | 2021-06-18 | ||
| 101 | Tsim, Hon Keung 詹漢強 | Rep | 2007-12-20 | 2008-12-05 | ||
| 102 | Tsutsumi, Kazumasa 堤一將 | Rep | 2012-10-29 | 2014-02-06 | ||
| 103 | Tu, Chia-Le Carol | F | Rep | 2007-06-20 | 2009-03-06 | |
| 104 | Ushijima, Shinsuke 牛島真丞 | RO | 2012-12-27 | 2014-03-26 | ||
| 105 | Van Gulik, Robert Ken | M | Rep | 2011-01-19 | 2015-08-31 | |
| 106 | Wong, Benny Man San 黃文山 | M | Rep | 2003-07-24 | 2004-02-17 | |
| 107 | Wong, Chin Hung (SFC:AYF489) 黃展鴻 | Rep | 2011-10-26 | 2012-12-21 | ||
| 108 | Wong, Daren Wai Chow 王偉洲 | M | Rep | 2019-01-15 | 2019-09-12 | |
| 109 | Wong, Kwan Ting 黃君婷 | Rep | 2014-11-17 | |||
| 110 | Wu, Tsz Yee 胡子宜 | Rep | 2006-12-04 | 2007-10-02 | ||
| 111 | Wu, Yu Han 吳宇涵 | Rep | 2016-05-03 | 2016-05-13 | ||
| 112 | Wyatt, Andrew William | M | Rep | 2018-05-07 | 2019-05-24 | |
| 113 | Xiao, Xiruo 肖西若 | Rep | 2019-01-18 | 2021-01-12 | ||
| 114 | Xu, Guang (SFC:BKC619) 徐光 | Rep | 2018-10-16 | 2019-09-25 | ||
| 115 | Xu, Rui (SFC:AXK860) 徐睿 | Rep | 2011-06-16 | 2012-12-31 | ||
| 116 | Yamagami, Shinichiro | Rep | 2018-01-15 | 2018-05-08 | ||
| RO | 2018-05-08 | 2020-06-12 | ||||
| 117 | Yamamoto, Hideki 山本秀樹 | Rep | 2011-07-08 | 2012-04-26 | ||
| RO | 2012-04-26 | 2019-07-05 | ||||
| 118 | Yasuda, Tairyu 安田太龍 | Rep | 2011-08-01 | 2012-03-30 | ||
| 119 | Yasui, Katsuhiko 安井克彥 | RO | 2018-06-12 | 2020-07-31 | ||
| 120 | Ye, Mingyuan 葉鳴遠 | Rep | 2017-11-02 | 2018-05-07 | ||
| RO | 2018-05-07 | 2020-10-27 | ||||
| 121 | Yeh, Man Hsuan 葉蔓萱 | Rep | 2018-01-11 | 2021-02-17 | ||
| 122 | Yeung, Kent Lai Wing 楊禮榮 | Rep | 2004-08-17 | 2005-02-08 | ||
| 123 | Yeung, Pui Yam 楊培欽 | Rep | 2011-06-13 | 2012-07-25 | ||
| 124 | Ying, Hak Kai 應克佳 | Rep | 2010-12-28 | 2014-11-11 | ||
| 125 | Yip, Shui Key 葉紹基 | RO | 2004-08-11 | 2005-11-18 | ||
| 126 | Yonts, Charles Anthony | M | Rep | 2004-04-01 | 2004-10-18 | |
| 127 | Yoshikawa, Ryosuke | Rep | 2012-05-22 | 2013-03-29 | ||
| 128 | Yoshikawa, Tatsuhiro 吉川龍拓 | Rep | 2011-06-28 | 2015-04-01 | ||
| 129 | Yu, Hoi Kit 余凱傑 | Rep | 2006-02-16 | 2006-03-03 | ||
| 130 | Yu, Maggie H W 余曉樺 | F | Rep | 2017-01-23 | 2017-11-14 | |
| 131 | Yuen, Man Yan 袁文茵 | RO | 2010-10-18 | |||
| Rep | 2010-10-18 | 2011-03-18 | ||||
| 132 | Zhang, Qiangang 張乾剛 | RO | 2011-06-16 | 2021-10-20 | ||
| 133 | Zhang, Ruiyue (SFC:AZB698) 張瑞玥 | Rep | 2014-04-02 | 2016-01-22 | ||
| 134 | Zhang, Ruizhi (SFC:BIY029) 張銳之 | Rep | 2017-10-27 | 2019-02-14 | ||
| 135 | Zhang, Sensen (SFC:AZC333) 張森森 | Rep | 2012-03-19 | 2013-04-14 | ||
| 136 | Zhang, Xuyan 張旭妍 | Rep | 2018-03-06 | 2019-12-04 | ||
| 137 | Zhang, Yang (SFC:AXK580) 張揚 | Rep | 2011-06-13 | 2014-09-17 | ||
| 138 | Zheng, Zhonghui (SFC:BAB338) 鄭鍾慧 | Rep | 2012-09-17 | |||
| 139 | Zhu, Roujia 朱柔嘉 | Rep | 2016-03-17 | 2019-09-06 |
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