SAMSUNG SECURITIES (ASIA) LIMITED 三星證券(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Alford, Terrence Miguel		M	Rep	2011-01-25	2012-02-03
2	Ang, Eric Tai Yue 洪大裕		M	Rep	2010-12-15	2012-02-03
3	Au-Yeung, Siu Pang 歐陽少鵬		M	Rep	2009-09-03	2011-06-30
4	Bae, Hyun Suk			Rep	2015-05-21	2021-08-10
5	Bae, Joon			Rep	2005-01-31	2007-07-20
6	Baek, Jaeseung			Rep	2014-11-24
7	Bagaman, Farrah			Rep	2009-10-20	2010-03-26
8	Barnert, Radek			Rep	2011-10-03	2012-02-03
9	Biro, Sophie Valerie Louba		F	Rep	2011-07-13	2012-02-03
10	Bradbury, Colin David		M	Rep	2009-05-05	2010-05-29
11	Byrne, Luke William		M	Rep	2011-08-30	2012-02-03
12	Byun, Sup Min			Rep	2004-08-31	2010-04-24
13	Cai, Yun (SFC:AMY763) 蔡韻			Rep	2009-08-18	2012-02-03
14	Chan, Emerson Yue Hang 陳俞亨		M	Rep	2011-03-22	2012-02-03
15	Chan, Ivan Chuk Cheung 陳祝祥	48	M	Rep	2009-12-08	2010-02-05
				RO	2010-02-05	2012-02-03
16	Chan, Ming Hang (SFC:APK743) 陳銘恆			Rep	2010-12-01	2012-02-03
17	Chan, Pui Tin (SFC:APK145) 陳佩鈿			Rep	2011-06-15	2012-02-03
18	Chan, Tsz Man (SFC:ANM594) 陳子文			Rep	2011-08-01	2012-01-20
19	Chan, Vivien Yin Chung 陳彥中			Rep	2009-11-27	2011-07-13
20	Chang, David Young		M	Rep	2010-08-26	2015-05-26
21	Chang, Hsun-Chih 張玄志			Rep	2010-09-28	2012-02-03
22	Chen, Chen (SFC:AVZ038) 陳晨			Rep	2010-09-30	2012-02-03
23	Chen, Lijuan (SFC:AWC882) 陳鸝鵑			Rep	2010-10-21	2012-02-03
24	Chen, Marvin Min Kong 陳明康		M	Rep	2011-07-25	2012-02-03
25	Chen, Tzu-Yuan (SFC:ARP301) 陳姿元			Rep	2010-09-10	2012-02-03
26	Chen, Yi Lin (SFC:AWC188) 陳誼玲			Rep	2010-10-15	2012-02-03
27	Chen, Ziyu (SFC:AQM097) 陳子妤			Rep	2010-02-01	2011-04-01
28	Cheong, Jihun 鄭址憲			Rep	2010-06-18	2011-10-13
29	Cheung, Angela On Ki 張安琪		F	Rep	2008-10-23	2009-07-23
30	Cheung, Ka Che 張家熾			Rep	2009-09-29	2011-12-02
31	Cheung, Ronney Lok-yin 張樂賢			Rep	2011-08-22	2012-02-03
32	Cheung, Wai Kay 張偉奇			Rep	2011-03-25	2011-04-12
				RO	2011-04-12	2012-02-03
33	Chin, Kong Yew			Rep	2009-07-22	2011-05-17
				RO	2011-05-17	2012-02-03
34	Chiu, Wing Fai 趙永輝			Rep	2010-11-24	2012-02-03
35	Cho, Hyungsoo			Rep	2009-08-10	2014-05-03
36	Cho, Jong Ug 曹鍾旭			Rep	2014-06-26	2016-08-09
				RO	2016-08-09	2019-01-04
37	Choi, Geeho			Rep	2014-11-24	2015-10-03
38	Choi, Kyung Seon 崔京善			Rep		2009-12-01
39	Choi, Sung Won			Rep	2003-07-30	2004-06-07
40	Chong, Paul Choong Leong 張忠良	49		Rep	2009-07-02	2011-10-19
				RO	2011-10-19	2012-02-03
41	Chong, Vanessa Tze Yan 莊梓甄		F	Rep	2011-09-23	2012-02-03
42	Chow, Derrick Ding Vic 周定域	48	M	Rep	2011-04-18	2012-02-03
43	Chu, Wing Shing (SFC:ATW451) 朱泳丞			Rep	2009-10-30	2010-09-20
44	Chui, Tak Kei 徐德基			Rep	2011-10-28	2012-02-03
45	Clark, Bettina Gay		F	Rep	2010-11-15	2011-11-25
46	Francis, Russell Simon		M	Rep	2009-09-29	2012-02-03
47	Fung, Hon Nam 馮漢南			Rep	2009-09-01	2011-05-17
48	Gao, Muzi 高慕紫			Rep	2011-04-11	2011-09-12
49	Garthoff, Alexander Raymond		M	Rep	2011-03-07	2011-12-02
50	Goh, Daryl Shao Loong 吳少龍		M	Rep	2010-08-09	2011-01-28
51	Goulburn, Robert James		M	Rep	2010-07-08	2012-02-03
52	Gu, Xiang (SFC:AMF482) 谷香			Rep	2010-08-30	2012-02-03
53	Han, Sung Joo 韓盛柱			Rep	2008-07-15	2008-12-16
				RO	2008-12-16
54	Hilboldt, Thomas Christian		M	Rep	2011-07-27	2012-02-03
55	Hong, Won Jun			Rep	2009-02-19	2010-01-05
56	Hopson, Anthony Francis (SFC:AOO457)		M	Rep	2011-03-28	2012-02-03
57	Hsu, Chung-Wei (SFC:APR573) 徐忠偉			Rep	2011-01-10	2012-02-03
58	Hsu, Hai Yeh 許海曄			Rep	2010-06-15	2012-02-03
59	Hsu, Hui-Hui 許蕙蕙			Rep	2011-08-09	2012-02-03
60	Hwang, Min Seong			Rep	2011-12-16	2012-03-28
				RO	2012-03-28	2019-02-25
61	Hwang, Sung June 黃盛俊			Rep	2010-08-03	2010-09-20
				RO	2010-09-20	2012-08-01
62	Jacobsen, Russell James		M	Rep	2009-11-05	2011-05-20
				RO	2011-05-20	2012-02-17
63	Jen, Edward Hsi Ken		M	Rep	2010-08-27	2012-02-03
64	Jin, Zengxiang 金增祥			Rep	2010-07-06	2011-04-06
65	Jones, Michael Andrew (SFC:APY433)		M	Rep	2011-08-08	2012-02-28
				RO	2012-02-28	2012-07-03
66	Kim, Hyun Kun			Rep	2014-12-03	2015-05-11
67	Kim, Jin Hew 金會貞			Rep	2003-06-03	2004-03-31
68	Kim, Kyung Duk			Rep	2004-06-30	2008-04-18
69	Kim, So Youn			Rep	2010-09-28	2016-09-29
				RO	2016-09-29	2019-06-21
70	Kim, Taehong (SFC:AYF430) 金兌泓			Rep	2011-10-10	2012-01-10
71	Kim, Yong Kook (SFC:ACM721)			RO	2003-07-15	2004-01-15
				RO	2005-06-13	2010-04-01
72	Kuk, Yvonne Ho Ming 谷皓明	31	F	Rep	2011-09-15	2011-09-16
73	Kwan, Kai Ching 關啟正			Rep	2009-12-15	2011-06-23
74	Lam, Nancy Man Wai 林文慧		F	Rep	2010-09-29	2012-02-03
75	Lau, Hwa Jen 劉華仁			Rep	2010-09-29	2012-02-03
76	Lawrence, Andrew John (SFC:AEC577)		M	Rep	2009-11-05	2010-05-21
77	Lee, Chi Cheung (SFC:AXR940) 李賜祥			Rep	2011-07-27	2011-09-16
78	Lee, Dong Jin 李東璡			Rep	2006-06-23	2010-04-27
79	Lee, Gary (SFC:AUP537) 李嘉瑜		M	Rep	2011-06-15	2012-02-03
80	Lee, Jae Hyun			Rep	2010-08-05	2012-10-10
				RO	2012-10-10	2016-08-23
81	Lee, Je Yong 李齊容			RO	2004-11-02	2006-08-25
82	Lee, Jung Hyun			Rep	2011-10-31	2012-01-31
83	Lee, Min Sub			Rep	2014-12-10	2020-07-18
84	Lee, Myung Won 李明遠			Rep		2004-07-07
85	Lee, Wee Liat 李偉烈			Rep	2010-08-02	2012-02-03
86	Leung, Polly Pui Ling		F	Rep	2009-09-07	2012-02-03
87	Lin, Yi-Chun (SFC:AXP595) 林怡君			Rep	2011-07-08	2012-02-03
88	Lo, Ka Leong (SFC:AUH576) 羅家亮			Rep	2010-01-06	2011-06-20
89	Lu, Chia-lin 呂家霖			Rep	2010-10-13	2012-02-03
90	Ma, Chao (SFC:AUR848) 馬超			Rep	2010-02-08	2011-10-21
91	Ma, Michelle Qiaoqiao 馬喬喬		F	Rep	2009-12-15	2012-02-03
92	Man, Yuk Fai (SFC:ATY462) 文旭輝			Rep	2009-10-22	2012-02-03
93	Marsden, Matthew Owen		M	Rep	2009-12-04	2011-08-08
94	Metcalfe, Stephen Donald		M	Rep	2010-10-08	2011-10-18
				RO	2011-10-18	2012-02-03
95	Miao, Fan 苗帆			Rep	2010-03-04	2012-02-03
96	Nihalani, Rajesh Ghansham		M	Rep	2010-08-20	2012-02-03
97	Nishio, Yuki 西尾由紀		F	Rep	2008-12-15	2009-04-01
98	Oyson, Michaelangelo De Los Reyes			Rep	2011-01-17	2012-02-03
99	Pang, Hing Yin Samuel 彭慶彥			Rep	2011-08-01	2012-05-31
100	Park, Chin Kuk			Rep	2015-02-04
101	Park, Ha Sung			Rep	2010-05-11	2012-03-13
				RO	2012-03-13	2015-10-01
102	Park, Hyun Kuk			RO	2009-02-20	2010-11-01
103	Poon, Alex Chun Man 潘俊文			Rep	2011-05-04	2012-02-03
104	Rhee, Joo Sang 李周相			RO	2003-05-07	2009-10-05
105	Ross, Timothy Wakefield		M	Rep	2011-10-03	2012-02-03
106	Ruffy, Francis Nicolo Punzalan		M	Rep	2011-01-24	2012-02-03
107	Seet, Eng Khan 薛永康			Rep	2010-01-19	2010-06-12
108	Seth, Chetan			Rep	2011-03-01	2012-02-03
109	Seymour, Steven James		M	Rep	2011-12-05	2012-02-03
110	Shen, Elaine Wei		F	Rep	2011-09-12	2012-02-03
111	Shih, Aaron 施昌勤		M	Rep	2009-08-11	2012-02-17
112	Shvets, Viktor			Rep	2010-11-22	2012-02-03
113	Si, Tingting 司婷婷			Rep	2011-09-21	2012-02-03
114	Sim, Choon 沈俊			RO	2009-09-22	2012-07-03
115	Siu, Tsz Hang 蕭子衡			Rep	2010-09-21	2011-07-20
116	So, Petrina Pui Yan 蘇佩恩			Rep	2010-10-08	2011-04-29
117	Tai, Renee Wing Chiu 戴穎昭		F	Rep	2010-10-13	2012-02-03
118	Tam, Tommy Yuk Tong 譚毓棠		M	Rep	2010-10-06	2012-02-03
119	Tang, Eric Kiu Fung 鄧翹鋒		M	Rep	2009-08-19	2012-02-03
120	Tang, Rosanna Shuk Yin 鄧淑賢		F	Rep	2011-08-15	2012-02-03
121	Thio, George Patrick		M	Rep	2009-08-24	2011-05-17
				RO	2011-05-17	2011-07-25
122	Tian, Tian (SFC:AUE477) 田甜			Rep	2009-12-24	2010-08-14
123	Tseng, Hsu-Liang 曾緒良			Rep	2011-05-11	2012-02-03
124	Tsoi, Man (SFC:AIU275) 蔡雯			Rep	2010-11-29	2012-02-03
125	Tsui, Yat Yin 徐逸彥			Rep	2010-08-16	2012-02-03
126	Wang, Gongxun (SFC:AXF925) 王功勳			Rep	2011-05-04	2011-10-31
127	Wang, Ming-Chieh 王銘傑			Rep	2011-07-08	2012-02-03
128	Wang, Weiying (SFC:AUK275) 王惟穎			Rep	2010-01-28	2011-05-27
129	Wong, Chi Leung (SFC:AVM521) 黃智亮			Rep	2010-07-16	2012-02-03
130	Wong, Po Chin 黃步前			Rep	2009-09-28	2012-02-03
131	Wong, Yat Lam (SFC:AHY120) 王逸林			Rep	2010-09-13	2011-07-04
				RO	2011-07-04	2012-02-03
132	Woo, Vincent Yun Shing 胡殷誠		M	Rep	2009-03-25	2010-03-17
133	Wu, Davin Chun Pong 胡振邦		M	Rep	2011-09-06	2012-02-03
134	Wuh, Paul I		M	Rep	2009-08-17	2012-02-03
135	Xu, Xiaopeng 徐霄鵬			Rep	2011-02-14	2012-05-01
136	Yang, Chang Yong 梁暢容			Rep	2011-10-04	2014-04-05
137	Yeoh, Benjamin Kim Meng		M	Rep	2010-12-03	2012-02-03
138	Yew, Andric Yat On 姚逸安	45	M	Rep	2010-05-11	2010-06-15
				RO	2010-06-15	2011-04-15
139	You, Ching Yung 尤靖湧			Rep	2010-11-01	2012-02-03
140	Yu, Jason		M	Rep	2009-08-05	2010-02-17
141	Yun, Sokmo			Rep	2014-12-03
142	Zamora, Ruben Llenado		M	Rep	2011-05-25	2012-02-03
143	Zhang, Hui (SFC:AOX819) 張輝	48	M	Rep	2011-02-09	2012-02-03
144	Zhang, Xiaodan (SFC:AUZ054) 張曉丹			Rep	2010-04-01	2011-12-16
145	Zhu, Jinji 朱勁吉			Rep	2009-09-29	2012-02-03

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