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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	Role	From	Until
1	Chan, Ho Tai 陳浩泰			Rep	2004-11-02	2006-03-31
2	Choi, Lan Fong 蔡蘭芳			Rep	2004-11-02	2005-12-23
3	Hayashi, Kazuto 林和人			RO	2004-11-02	2013-10-31
4	Tanisaka, Miho			RO	2004-11-02	2010-09-30

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