BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Agarwal, Amit (1973) | 33 | M | Rep | 2006-07-25 | 2014-06-03 |
| 2 | Au-Yeung, Annie Tin 歐陽靝 | F | Rep | 2006-07-18 | 2016-10-20 | |
| 3 | Auyeung, Samson Sheungyan 歐陽尚欣 | Rep | 2004-03-10 | |||
| 4 | Banus, Rodney Ramon | RO | 2005-01-12 | 2010-02-08 | ||
| 5 | Bennett, John Alexander (SFC:AIR805) | M | Rep | 2004-12-02 | ||
| RO | 2004-12-02 | 2005-02-23 | ||||
| 6 | Boey, Yew Pun | Rep | 2004-05-04 | 2004-12-02 | ||
| 7 | Breeze, Wayne Thomas Sydney | 44 | M | Rep | 2003-05-01 | |
| 8 | Cao, Zheng (SFC:AND187) 曹政 | Rep | 2006-02-27 | 2010-10-05 | ||
| 9 | Chan, Christina Wai Ling 陳慧玲 | F | Rep | 2006-08-07 | ||
| 10 | Chan, Jasmine Chi Man 陳志敏 | F | Rep | 2005-08-25 | 2013-07-25 | |
| 11 | Chan, Ki Chun (SFC:AOH493) 陳祈雋 | Rep | 2006-12-15 | 2009-06-26 | ||
| 12 | Chan, Lai 陳麗 | Rep | 2007-04-27 | |||
| 13 | Chan, Mark Man Wai 陳孟為 | M | Rep | 2004-11-26 | 2007-06-28 | |
| 14 | Chan, Pedro Carlos Siu Lun 陳小倫 | M | Rep | 2004-02-17 | ||
| 15 | Chan, Rosa Ka Yee 陳嘉儀 | Rep | 2006-04-24 | 2012-11-19 | ||
| 16 | Chan, Susan Wai-lan 陳蕙蘭 | F | Rep | 2004-06-15 | 2005-01-12 | |
| RO | 2005-01-12 | 2011-05-27 | ||||
| 17 | Chan, William Hoi Hin 陳海軒 | M | Rep | 2006-05-08 | 2007-11-26 | |
| 18 | Chan, Wing Kwong (SFC:AGL236) 陳永光 | Rep | 2012-10-19 | |||
| 19 | Chan, Yun May | F | Rep | 2005-09-20 | 2010-12-28 | |
| 20 | Chandrakar, Shirish | Rep | 2005-02-07 | 2007-10-04 | ||
| 21 | Chau, Christopher K 周啟峯 | M | Rep | 2005-06-24 | 2007-03-23 | |
| 22 | Cheam, Shou Sen 詹蘇姍 | Rep | 2013-05-31 | |||
| 23 | Chen, Cheng-Yen 陳貞燕 | Rep | 2005-10-10 | 2013-05-16 | ||
| 24 | Cheung, Hung-Wah | Rep | 2005-07-26 | 2013-10-18 | ||
| 25 | Cheung, Wing Tim (SFC:AEU275) 張永添 | Rep | 2004-09-06 | 2009-03-27 | ||
| 26 | Ching, Yi Edmund | M | Rep | 2006-06-27 | 2007-07-23 | |
| 27 | Chng, Chit Ming 莊志銘 | Rep | 2003-11-14 | 2013-01-24 | ||
| 28 | Choi, Jeffrey Tze Fai 蔡子暉 | M | Rep | 2004-07-02 | 2009-05-19 | |
| 29 | Choi, Winnie Wing Yin 蔡穎妍 | F | Rep | 2005-12-21 | 2006-07-24 | |
| 30 | Choi, Yung Woo | Rep | 2006-10-24 | 2015-12-10 | ||
| 31 | Chu, Jason Weitong | M | Rep | 2006-04-18 | 2006-12-29 | |
| 32 | Chu, Lucille Min Huei | Rep | 2004-08-23 | 2006-03-16 | ||
| 33 | Chua, Derek Oei Teck 蔡維泰 | M | Rep | 2006-12-15 | ||
| 34 | Chuang, Anastasia Man 莊敏 | Rep | 2007-03-03 | |||
| 35 | Chuang, Jessica Fu-chia 莊馥嘉 | Rep | 2006-09-25 | 2011-09-19 | ||
| 36 | Cohen-Addad, Nicolas Paul | M | Rep | 2005-02-02 | 2005-05-20 | |
| RO | 2005-05-20 | 2010-11-18 | ||||
| 37 | Cortes, Jose Iii Valencia | Rep | 2006-05-22 | |||
| 38 | Crane, Justin Alan | M | Rep | 2004-01-06 | ||
| 39 | Devonald, Andrew James | M | RO | 2005-01-19 | 2007-02-27 | |
| 40 | Dhir, Nikhil Rahul Amichand | Rep | 2005-08-15 | 2006-06-20 | ||
| 41 | Diao, Stephen | M | Rep | 2006-04-28 | ||
| 42 | Dixit, Shiva | Rep | 2006-09-04 | 2007-03-30 | ||
| 43 | Dua, Vikram | Rep | 2006-08-31 | 2008-06-16 | ||
| 44 | Duan, Hui 段暉 | Rep | 2004-05-11 | 2007-08-31 | ||
| 45 | Eick, Holger 魏浩家 | M | Rep | 2005-04-29 | ||
| Rep | 2006-10-25 | 2014-11-30 | ||||
| 46 | Fang, Pin-Yin 方冰瑩 | Rep | 2006-10-31 | 2010-08-30 | ||
| 47 | Firth, Charles Richard Bartholomew 霍逸倫 | M | Rep | 2007-02-27 | ||
| 48 | Fung, Ka Yee (SFC:ANE106) 馮家怡 | Rep | 2006-03-13 | 2006-12-29 | ||
| 49 | Garrett, Philip (SFC:AIR797) | M | Rep | 2006-11-01 | ||
| 50 | Geertsema, Paul Geert | M | Rep | 2006-05-16 | 2008-02-26 | |
| 51 | Gibbons, Robin John | M | Rep | 2011-12-23 | ||
| 52 | Girault, Denis Raymond | M | Rep | 2005-11-04 | 2006-08-29 | |
| 53 | Goh, Chou Eng | Rep | 2005-01-31 | 2006-11-01 | ||
| 54 | Grainger, Richard Peter (SFC:AJM908) | M | Rep | 2008-09-29 | ||
| 55 | Gregory, Paul Martin | M | Rep | 2004-12-02 | ||
| RO | 2004-12-02 | 2006-03-03 | ||||
| 56 | Gronow, Michael Justin | M | Rep | 2005-01-31 | 2005-12-14 | |
| 57 | Gvozden, Alexander Robin | M | Rep | 2006-01-09 | 2007-11-23 | |
| 58 | Ha, David 夏睿文 | M | Rep | 2006-06-28 | 2008-02-29 | |
| 59 | Han, Jacques Wai Hung 韓偉鴻 | M | Rep | 2005-01-20 | ||
| RO | 2005-01-20 | 2006-12-04 | ||||
| 60 | Han, Yoon Jae 韓允齊 | Rep | 2006-08-18 | 2016-03-30 | ||
| 61 | Hannan, David James | M | Rep | 2005-11-15 | 2008-09-01 | |
| 62 | Hon, Wandy Pui Wan 項佩韻 | Rep | 2005-11-23 | 2007-06-26 | ||
| 63 | Hu, Ke (SFC:AMS032) 胡柯 | Rep | 2005-11-11 | 2011-01-12 | ||
| 64 | Huang, Haizhou (SFC:AMU474) 黃海洲 | M | Rep | 2005-12-09 | 2006-02-14 | |
| RO | 2006-02-14 | 2007-11-09 | ||||
| 65 | Hui, Chris Yung 許勇 | 38 | M | Rep | 2004-12-02 | |
| RO | 2004-12-02 | 2010-04-23 | ||||
| 66 | Hyde, Justin David Andrew | M | Rep | 2006-12-18 | 2008-07-13 | |
| 67 | Ibasco, Ronaldo D. | Rep | 2005-03-04 | 2013-07-31 | ||
| 68 | Juan, Chien Ming 阮建銘 | Rep | 2005-05-13 | 2017-08-04 | ||
| 69 | Judge, Randeep Kaur | Rep | 2005-11-28 | 2009-01-31 | ||
| 70 | Jung, Jae Min (SFC:AMM276) 鄭在敏 | Rep | 2005-09-20 | 2006-12-22 | ||
| 71 | Kay, Lo Hei 紀鷺禧 | Rep | 2005-08-29 | 2007-06-18 | ||
| 72 | Kennedy, Stephen Paca | M | Rep | 2006-04-07 | 2011-01-12 | |
| 73 | Kim, Hyung Kon | Rep | 2006-07-02 | |||
| 74 | King, Ho Fai 龔豪暉 | Rep | 2006-05-18 | 2007-02-16 | ||
| 75 | Kong, Fern Sern 江奮生 | Rep | 2005-08-25 | 2006-12-29 | ||
| 76 | Koo, George Chen Yu 顧震宇 | M | Rep | 2006-06-06 | ||
| 77 | Kwan, Kwok Yung 關國勇 | Rep | 2007-03-06 | |||
| 78 | Kwan, Patrick Chun Yue 關振宇 | M | Rep | 2004-12-02 | ||
| RO | 2004-12-02 | 2016-09-13 | ||||
| 79 | Kwan, Wendy Yok Bing 關玉冰 | F | Rep | 2006-07-13 | 2010-05-24 | |
| 80 | Lai, Darcy Tat Sze 黎達詩 | Rep | 2004-12-02 | |||
| RO | 2004-12-02 | 2009-02-24 | ||||
| 81 | Lau, Hay Tsing 劉希靖 | Rep | 2005-01-31 | 2008-07-31 | ||
| 82 | Law, Fong Yuen 羅方圓 | Rep | 2005-08-25 | 2012-03-01 | ||
| 83 | Lee, Alex Keng Yiak | Rep | 2006-11-20 | 2011-04-15 | ||
| 84 | Lee, Dora Sau Kuen 李秀娟 | F | Rep | 2014-06-03 | ||
| 85 | Lee, How Chih 李厚志 | Rep | 2004-09-20 | 2011-08-11 | ||
| 86 | Lee, Lorraine Mei Sze 呂美詩 | Rep | 2006-06-14 | |||
| 87 | Lee, Soo Ling 李淑玲 | Rep | 2005-06-13 | 2011-08-17 | ||
| 88 | Leow, Chiun-Yi Jonathan | M | Rep | 2006-12-29 | 2009-06-18 | |
| 89 | Lepsoe, Kevin | M | Rep | 2005-02-07 | 2006-03-15 | |
| 90 | Leung, Noelle Sik Chong 梁式莊 | Rep | 2005-07-27 | |||
| 91 | Li, Cheng (SFC:ANK472) 李澄 | Rep | 2006-05-19 | 2007-05-14 | ||
| 92 | Li, Joseph Chun Kit 李駿傑 | M | Rep | 2005-03-11 | 2005-07-19 | |
| 93 | Li, Kin Ho 李健豪 | Rep | 2006-07-04 | 2008-10-14 | ||
| 94 | Li, Tao (SFC:ANZ637) 李濤 | Rep | 2006-09-21 | 2008-06-26 | ||
| 95 | Li, Zhenyu (SFC:AKN225) 李震宇 | Rep | 2004-04-30 | 2006-03-20 | ||
| 96 | Ling, Royce Chi Yau 凌志友 | Rep | 2005-01-31 | 2008-10-31 | ||
| 97 | Liong, Soon Pen | Rep | 2006-03-06 | 2012-12-28 | ||
| 98 | Liu, Chengen 劉成恩 | Rep | 2005-10-13 | 2007-04-11 | ||
| 99 | Liu, Meng-Hsiung 劉孟雄 | M | Rep | 2003-11-28 | 2006-08-11 | |
| 100 | Lloyd, Rachel Freda 羅愛欣 | F | Rep | 2005-04-23 | 2006-04-26 | |
| 101 | Lu, Cosmas Yi-Hou | Rep | 2005-03-08 | 2014-11-13 | ||
| 102 | Lu, Melissa Wing Man 呂榮雯 | 30 | F | Rep | 2004-04-26 | 2004-12-15 |
| 103 | Luk, Hoi Yee 陸凱儀 | Rep | 2006-08-03 | 2010-04-27 | ||
| 104 | Machayekhi, Emmanuel Dana | Rep | 2005-05-26 | 2016-07-22 | ||
| 105 | Macpherson, Matthew Steven | M | Rep | 2006-03-17 | 2008-06-27 | |
| 106 | Mak, Shui On 麥瑞安 | Rep | 2005-10-25 | 2012-10-05 | ||
| 107 | Mak, Stephen Ka Wei 麥家偉 | M | Rep | 2004-10-11 | 2015-06-08 | |
| 108 | Matin, Naznin | Rep | 2006-06-27 | 2007-07-04 | ||
| 109 | Miao, Ko-Huei 苗可慧 | Rep | 2006-12-07 | 2007-10-31 | ||
| 110 | Mitchell, Clarissa | Rep | 2004-08-17 | 2005-03-21 | ||
| 111 | Mo, In Sun 牟仁仙 | Rep | 2006-02-27 | 2008-11-30 | ||
| 112 | Morrice, Robert Alexander | M | Rep | 2004-12-02 | ||
| RO | 2004-12-02 | 2014-06-30 | ||||
| 113 | Nakajima, Philip Harald | M | Rep | 2004-02-02 | ||
| 114 | Naville, David Maurice Pyrame | M | Rep | 2005-09-16 | 2013-04-01 | |
| 115 | Naylen Sorrell, Susan Jane | F | Rep | 2003-04-25 | ||
| 116 | Ng, Lap Fung 伍立峯 | Rep | 2004-12-06 | |||
| RO | 2004-12-06 | 2006-02-13 | ||||
| 117 | Ng, Wing Yan (SFC:ANP701) 吳穎茵 | Rep | 2006-06-28 | 2010-12-14 | ||
| 118 | Oh, Joo Hyun | Rep | 2011-07-20 | |||
| 119 | Ong, Lloyd Boon Kin 王文景 | Rep | 2004-02-17 | |||
| 120 | Parameswaran, Srikant | Rep | 2006-02-14 | 2008-01-23 | ||
| 121 | Parthasarathy, Aditya | M | Rep | 2006-08-21 | 2017-08-02 | |
| 122 | Peh, Bernard Chin Ann 白振安 | M | Rep | 2004-12-02 | ||
| RO | 2004-12-02 | 2008-04-30 | ||||
| 123 | Qian, Jin (SFC:AMJ798) 錢進 | Rep | 2005-08-19 | 2007-07-20 | ||
| 124 | Qin, Qian (SFC:ANR972) 秦黔 | Rep | 2006-07-27 | 2011-06-17 | ||
| 125 | Sakai, Kazunori | Rep | 2003-05-06 | 2005-08-19 | ||
| 126 | Sarran, William Patrick | M | Rep | 2005-06-13 | 2006-03-08 | |
| 127 | Sharma, Naveen Prakash | M | Rep | 2006-08-28 | 2015-06-18 | |
| 128 | Shi, Hao (SFC:AOD314) 施浩 | Rep | 2006-11-06 | 2008-04-07 | ||
| 129 | Shukla, Raju | Rep | 2004-12-02 | |||
| RO | 2004-12-02 | 2005-01-12 | ||||
| 130 | Shum, Anthony Chi-chung 岑志中 | M | Rep | 2010-06-28 | ||
| 131 | Smith, Guy William (SFC:AJO483) | M | Rep | 2004-03-22 | 2016-01-21 | |
| 132 | Suchitra, Subramanian | Rep | 2006-08-30 | 2007-05-31 | ||
| 133 | Sun, Baron 孫葆崟 | Rep | 2005-09-21 | 2006-01-19 | ||
| 134 | Sun, Xiangxiao 孫祥霄 | Rep | 2005-04-20 | 2007-08-10 | ||
| 135 | Syquia, Juan Martin Lagdameo | M | Rep | 2003-10-31 | ||
| 136 | Tam, Grace Hai Wei 譚希慧 | F | RO | 2006-06-15 | ||
| 137 | Tam, Joyce Chee Yun 談知恩 | F | Rep | 2004-07-27 | 2007-03-08 | |
| 138 | Tan, Catherine 陳佳寧 | F | Rep | 2005-04-13 | 2006-09-21 | |
| 139 | Tan, Shiming 談世銘 | Rep | 2005-08-15 | 2007-05-28 | ||
| 140 | Tan, Yun (SFC:AIR853) 談芸 | Rep | 2008-12-24 | |||
| 141 | Tang, Donmany Hing Pang 鄧慶鵬 | Rep | 2006-07-13 | |||
| 142 | Tang, Queenie Kwan Ting 鄧坤婷 | F | Rep | 2005-01-31 | 2007-08-10 | |
| 143 | Tang, Richard Yuk Hin 鄧煜騫 | M | Rep | 2004-12-02 | ||
| RO | 2004-12-02 | 2006-07-27 | ||||
| 144 | Tao, Dawn Hiu Ming 杜曉明 | 30 | F | Rep | 2003-07-07 | |
| 145 | Tong, Michele Pui Kwan 唐珮君 | Rep | 2005-10-26 | 2011-11-04 | ||
| 146 | Tsang, Gilbert Ling Biu 曾令鏢 | 35 | M | Rep | 2005-01-11 | 2008-08-26 |
| 147 | Tse, Lee 謝莉 | Rep | 2005-10-31 | 2010-09-24 | ||
| 148 | Tse, Man Yan (SFC:ADC296) 謝萬仁 | Rep | 2003-10-31 | |||
| 149 | Tse, Maria 謝韶明 | F | Rep | 2004-04-30 | 2014-06-03 | |
| 150 | Tucker, Reuben Shaun | Rep | 2006-10-24 | 2008-05-07 | ||
| 151 | Turner, Alan Jeffrey | M | Rep | 2007-07-04 | ||
| 152 | Van Der Schaft, Pieter | Rep | 2004-10-26 | |||
| RO | 2004-10-26 | 2006-02-14 | ||||
| 153 | Vongkitbuncha, Viravate | Rep | 2005-07-18 | 2009-05-19 | ||
| 154 | Wah, Anthony Ming Chit 華明哲 | 42 | M | Rep | 2005-08-02 | 2008-07-16 |
| 155 | Wan, Lap Kei 尹立基 | Rep | 2005-09-01 | 2007-11-20 | ||
| 156 | Wang, Dahai 汪大海 | Rep | 2005-07-14 | 2014-08-21 | ||
| 157 | Wang, Ke (SFC:AOC997) 王柯 | Rep | 2006-11-02 | 2008-12-19 | ||
| 158 | Wang, Yi (SFC:AJH131) 王宜 | Rep | 2004-01-14 | 2004-08-20 | ||
| Rep | 2004-10-20 | 2006-12-15 | ||||
| 159 | Wang, Ying (SFC:AOB480) 王穎 | Rep | 2006-10-19 | 2008-05-16 | ||
| 160 | Ward, Mathew Jonathan | M | Rep | 2006-05-03 | 2007-08-22 | |
| 161 | Whang, Youn Sung 黃允聖 | Rep | 2006-08-15 | 2007-01-02 | ||
| 162 | Whelan, Cynthia Alicia | F | Rep | 2006-05-11 | 2008-12-31 | |
| 163 | Wong, Amy Hoi Fung 王海楓 | F | Rep | 2005-05-10 | 2010-09-17 | |
| 164 | Wong, Bart 黃博韜 | Rep | 2004-01-13 | 2009-12-17 | ||
| 165 | Wong, Isaac Wing Ho 黃穎灝 | M | Rep | 2003-11-14 | 2004-07-16 | |
| 166 | Wong, Ken Wei (SFC:AIR851) 黃建偉 | M | Rep | 2007-03-30 | ||
| 167 | Wong, Michael Sheh Chung 王錫聰 | M | Rep | 2006-07-27 | 2007-07-31 | |
| 168 | Wong, Nelson Che Shing 黃志成 | M | Rep | 2006-12-19 | 2008-11-03 | |
| 169 | Wong, Shiu On 王秀安 | Rep | 2005-01-31 | 2011-01-12 | ||
| 170 | Wong, Sueh Mei 黃雪梅 | Rep | 2007-01-23 | |||
| 171 | Wong, Sze Wing (SFC:AKJ039) 黃思穎 | Rep | 2004-04-20 | 2006-08-02 | ||
| 172 | Wu, Xiaohui (SFC:AOC996) 吳曉慧 | Rep | 2006-11-02 | 2015-09-18 | ||
| 173 | Xiong, Ying (SFC:ALN647) 熊瑛 | Rep | 2004-12-14 | 2005-05-10 | ||
| 174 | Yang, Hui Chu 楊惠珠 | Rep | 2004-08-20 | 2011-01-03 | ||
| 175 | Yau, Samantha Yim Mui 丘艷梅 | F | Rep | 2004-04-30 | 2016-01-21 | |
| 176 | Yau, Sheung Kam 邱湘琴 | Rep | 2005-02-01 | 2005-02-28 | ||
| RO | 2005-02-28 | 2011-01-20 | ||||
| 177 | Yeong, Zhen Chao 楊振超 | Rep | 2006-08-07 | 2009-11-01 | ||
| 178 | Yip, Fung 葉豐 | Rep | 2005-05-13 | 2007-03-15 | ||
| 179 | Yip, Samson Yan Tion 葉仁犉 | M | Rep | 2004-02-16 | 2010-10-12 | |
| 180 | Yung, Lilian Ling Ling 楊玲玲 | F | Rep | 2007-07-17 | ||
| 181 | Zee, Timothy Yuen Cheng | 40 | M | Rep | 2006-09-12 | 2007-07-03 |
| 182 | Zeng, Chao (SFC:ANZ628) 曾超 | Rep | 2006-09-20 | 2011-01-12 | ||
| 183 | Zeng, Weijing 曾衛京 | Rep | 2005-03-07 | |||
| 184 | Zhai, Shuo 翟碩 | Rep | 2005-12-29 | 2008-07-31 | ||
| 185 | Zhang, Shou Lin 張守林 | 47 | M | Rep | 2005-03-29 | 2011-07-04 |
| 186 | Zhang, Wenhai 張文海 | Rep | 2006-07-25 | 2011-09-07 | ||
| 187 | Zhang, Xiaosong (SFC:AMQ864) 張小松 | Rep | 2005-11-01 | 2006-05-22 | ||
| 188 | Zhao, Josie Xi | Rep | 2004-05-11 | 2005-04-21 | ||
| 189 | Zhao, Lingfeng 趙凌風 | Rep | 2005-06-03 | |||
| Rep | 2006-09-15 | 2009-06-19 | ||||
| 190 | Zuberi, Azmat | Rep | 2005-09-05 |
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