Cowen and Company (Asia) Limited 高宏亞洲投資有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
Role From Until
1 Au, Francis Kwok Yu 區國譽 M Rep 2004-05-31
RO 2004-05-31 2012-04-30
2 Beczak, Thaddeus Thomas 白泰德 69 M Rep 2008-04-09 2009-03-09
RO 2009-03-09 2012-04-30
3 Bristowe, Michael Gerald M Rep 2010-11-01 2011-02-01
4 Feng, Xiaowei (SFC:ARW737) 馮曉薇 Rep 2009-01-15 2012-08-24
5 Fu, Frederick Cheuk Kei 符卓基 M Rep 2007-09-27 2013-03-28
6 Gierhake, Ortwin M RO 2019-05-17 2023-11-30
7 Jung, Christopher Lam 曾俊文 M RO 2019-05-17 2023-11-30
8 Kuo, Peter C M Rep 2010-05-18 2010-07-08
RO 2010-07-08 2011-05-24
9 Lobo, Alfredo Paulo 57 M RO 2009-03-20
10 Loprimo, Kevin Michael (SFC:BOD285) M RO 2019-05-17 2020-03-16
11 Lu, Hai Ge RO 2012-03-30 2013-07-12
12 Mi, Zixue RO 2012-07-12 2013-05-14
13 Mueller, Jason Thomas M Rep 2009-02-17 2010-08-31
14 Nash, Stephen J M RO 2013-10-08 2014-04-08
15 Olver, Parizad June F Rep 2012-10-25 2013-04-22
RO 2013-04-22 2015-11-27
16 Pringle, Brian Fredric M Rep 2010-12-31 2011-03-31
17 Rosen, Michael Scott (SFC:BOD283) M RO 2019-05-17 2023-12-08
18 Tai, Benedict 戴並達 64 M Rep 2003-12-18
RO 2003-12-18 2007-06-08
19 Tang, Constant Chi-ping 鄧子平 Rep 2007-06-04 2008-05-07
RO 2008-05-07 2013-03-28
20 Wong, Jason Yuk Lun 王鈺麟 M Rep 2008-12-15 2013-03-28
21 Xu, Alex Zuoli 徐祚立 50 M Rep 2010-10-22 2011-01-04
RO 2011-01-04 2011-02-10

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