Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | An, Keqiang 安克強 | Rep | 2011-04-26 | 2011-07-08 | ||
| 2 | Berney, Christopher Scott | M | Rep | 2011-09-15 | 2012-03-15 | |
| RO | 2012-03-15 | 2012-10-19 | ||||
| 3 | Cao, Hui (SFC:AVM093) 曹輝 | Rep | 2011-06-29 | 2014-06-06 | ||
| 4 | Cao, Jingleng 曹經楞 | Rep | 2016-07-14 | 2018-06-08 | ||
| 5 | Chan, Cheuk Yiu 陳焯堯 | Rep | 2016-03-18 | 2017-11-24 | ||
| 6 | Chan, Christy Cheuk Ki 陳卓琦 | F | Rep | 2014-08-21 | 2016-01-31 | |
| Rep | 2016-06-14 | 2017-01-13 | ||||
| 7 | Chan, Joe Cho Lit 陳棗烈 | Rep | 2011-03-14 | 2014-01-01 | ||
| 8 | Chan, Kanise Choi Wah 陳再華 | F | Rep | 2011-05-20 | 2012-05-15 | |
| 9 | Chan, Man Fong (SFC:AQA622) 陳姻希 | F | Rep | 2013-01-04 | 2013-02-22 | |
| 10 | Chan, Ming Wing (SFC:AWH504) 陳銘榮 | Rep | 2011-03-16 | 2012-08-31 | ||
| 11 | Chan, Wing Ho (SFC:ANQ015) 陳永豪 | Rep | 2010-04-12 | 2011-05-13 | ||
| 12 | Chan, Yik Lun 陳奕倫 | Rep | 2012-09-25 | 2012-10-12 | ||
| 13 | Chang, George Tak Yin 張德賢 | M | Rep | 2013-06-25 | 2015-07-24 | |
| 14 | Chau, Ka Wing (SFC:AVE765) 周家榮 | Rep | 2011-06-21 | 2014-05-03 | ||
| Rep | 2014-12-12 | 2017-11-29 | ||||
| 15 | Chau, Kenneth Yiu Man 周耀文 | M | RO | 2013-07-10 | 2015-09-18 | |
| 16 | Chau, Kong Wai 周港威 | Rep | 2014-11-27 | 2017-04-05 | ||
| 17 | Chen, Anqi (SFC:BBM646) 陳安琪 | Rep | 2015-05-06 | 2016-06-08 | ||
| 18 | Chen, Chen (SFC:AXA055) | Rep | 2013-04-10 | 2013-06-14 | ||
| 19 | Chen, Hufei 陳鵠飛 | Rep | 2012-01-03 | 2012-09-07 | ||
| 20 | Chen, Junhui (SFC:AXW582) 陳俊輝 | Rep | 2011-08-16 | 2012-07-31 | ||
| 21 | Chen, Long (SFC:AVT720) 陳龍 | Rep | 2011-08-15 | 2012-02-06 | ||
| 22 | Chen, Xiao (SFC:AVA602) 陳曉 | 43 | M | Rep | 2013-05-29 | 2015-11-03 |
| 23 | Chen, Xun (SFC:BEJ794) 陳迅 | Rep | 2014-10-24 | 2022-08-22 | ||
| 24 | Chen, Yongming 陳泳銘 | Rep | 2011-09-08 | 2011-11-11 | ||
| 25 | Cheng, Chi Ho (SFC:AVL287) 鄭智豪 | Rep | 2011-02-24 | 2014-07-22 | ||
| 26 | Cheng, Kwok Fun 鄭國勳 | Rep | 2015-05-08 | 2015-07-10 | ||
| 27 | Cheung, Hung Cho 張鴻礎 | Rep | 2011-09-23 | 2016-04-26 | ||
| RO | 2016-04-26 | |||||
| 28 | Cheung, Mang 張萌 | Rep | 2015-07-21 | 2015-08-26 | ||
| 29 | Chiman, Roger Mirchandani | M | Rep | 2012-05-24 | 2013-05-23 | |
| 30 | Chong, Gan 莊瑾 | Rep | 2016-03-18 | 2019-01-11 | ||
| 31 | Chow, Hau Fan 周厚勛 | Rep | 2016-06-03 | 2017-11-08 | ||
| 32 | Chu, Fung Ting 朱鳳婷 | Rep | 2011-05-11 | 2014-10-10 | ||
| 33 | Chu, Joanna Lai Wa 朱麗華 | F | RO | 2010-02-26 | 2019-02-20 | |
| 34 | Chu, Raymond 朱允明 | 50 | M | RO | 2013-05-22 | 2015-07-10 |
| Rep | 2015-07-10 | 2015-07-17 | ||||
| 35 | Collier, Andrew Kemp | M | Rep | 2012-06-12 | 2012-10-19 | |
| 36 | Ding, Xiao (SFC:BDR020) | Rep | 2014-07-03 | 2017-09-29 | ||
| 37 | Du, Xu (SFC:AZC459) 杜栩 | Rep | 2016-03-18 | 2019-05-28 | ||
| 38 | Fan, Yang (SFC:AUT752) 范陽 | Rep | 2011-02-24 | 2014-05-30 | ||
| 39 | Feng, Zhiguo 馮志国 | Rep | 2015-08-20 | 2019-09-27 | ||
| 40 | Fok, Yiu Tung 霍耀東 | Rep | 2014-04-03 | 2016-11-30 | ||
| 41 | Fu, Jinfeng 付錦鋒 | RO | 2011-03-14 | 2013-07-10 | ||
| 42 | Fu, Lina (SFC:BFK834) 傅莉娜 | F | Rep | 2015-05-12 | 2017-10-18 | |
| 43 | Fu, Wei (SFC:AYC292) 付煒 | Rep | 2011-09-16 | 2013-05-16 | ||
| 44 | Gan, Zhonghui 甘中輝 | Rep | 2014-03-17 | 2015-09-25 | ||
| 45 | Gao, Chengming 高城銘 | 32 | M | Rep | 2011-12-15 | 2013-08-31 |
| 46 | Gu, Erdong 顧爾東 | Rep | 2012-06-26 | 2014-12-19 | ||
| 47 | Guo, Dandan (SFC:BGC838) 郭丹丹 | Rep | 2015-09-04 | 2017-04-05 | ||
| 48 | Han, Weidong 韓衛東 | Rep | 2013-11-18 | |||
| 49 | He, Chao (SFC:BDL989) 何超 | Rep | 2014-05-22 | 2019-02-28 | ||
| 50 | He, Dingding 賀丁丁 | 39 | M | Rep | 2013-05-21 | 2016-10-20 |
| 51 | He, Jiajun (SFC:BFA671) 賀嘉駿 | Rep | 2015-03-11 | 2018-10-26 | ||
| 52 | Hong, Shao Huai 洪少懷 | Rep | 2011-07-04 | 2013-01-11 | ||
| 53 | Huang, Chen (SFC:BIH235) 黃晨 | Rep | 2016-10-03 | |||
| 54 | Huang, Jining 黃冀凝 | Rep | 2013-06-17 | 2015-08-07 | ||
| 55 | Ip, Raymond Wai Cheuk 葉偉焯 | M | Rep | 2014-01-28 | 2014-04-28 | |
| RO | 2014-04-28 | 2015-08-12 | ||||
| 56 | Jiang, Xiang 蔣翔 | Rep | 2015-03-12 | 2017-03-17 | ||
| 57 | Jiang, Zhenghao 姜正浩 | Rep | 2015-11-02 | 2017-02-17 | ||
| 58 | Kam, Zoe Wing Sze 甘詠思 | F | Rep | 2014-01-24 | 2015-09-11 | |
| 59 | Kan, Pui Lai 簡佩麗 | Rep | 2014-05-12 | 2017-03-06 | ||
| 60 | Kang, Seung Hee (SFC:BAV286) 姜承熙 | Rep | 2013-09-11 | 2015-06-30 | ||
| 61 | Kim, Hyung Eun | Rep | 2015-07-27 | 2017-06-09 | ||
| 62 | Kin, Shunei 金春瑛 | Rep | 2011-07-14 | 2012-06-01 | ||
| 63 | Kong, Kin Hang 江健恆 | Rep | 2011-08-12 | 2013-03-31 | ||
| 64 | Kwok, Yu Man (SFC:AYD033) 郭旖雯 | Rep | 2011-09-23 | 2011-11-04 | ||
| 65 | Kwong, Tony Yu Chun 鄺逸聰 | M | Rep | 2013-05-21 | 2016-04-09 | |
| 66 | Lam, Calvin Si Yang 林思暘 | M | Rep | 2014-01-24 | 2015-07-23 | |
| 67 | Lam, Man Wai (SFC:AZF840) 林文偉 | Rep | 2015-04-27 | 2015-07-06 | ||
| 68 | Lam, Raymond Cheuk Yin 林卓彥 | M | Rep | 2015-11-03 | 2019-01-02 | |
| 69 | Lam, Sai Wing (SFC:AVL286) 林世榮 | Rep | 2011-08-22 | 2012-11-08 | ||
| Rep | 2012-11-28 | 2013-07-12 | ||||
| 70 | Lau, Chun Sing (SFC:ANQ367) 劉振聲 | Rep | 2010-03-29 | 2011-03-09 | ||
| 71 | Lee, Kwok Wing (SFC:ACB916) 李國榮 | Rep | 2014-10-24 | 2017-03-06 | ||
| 72 | Leung, Stephen Siu Hung 梁少熊 | M | Rep | 2014-06-24 | 2014-09-15 | |
| RO | 2014-09-15 | 2015-08-13 | ||||
| 73 | Li, Ge (SFC:BAI100) 李格 | Rep | 2012-10-15 | 2013-09-27 | ||
| 74 | Li, Jiafeng (SFC:AXZ731) 李佳峰 | Rep | 2011-09-01 | 2013-10-31 | ||
| 75 | Li, Qiu (SFC:BBZ509) 李遒 | Rep | 2015-03-23 | 2015-06-08 | ||
| 76 | Li, Xiaolin (SFC:BGT919) 李晓林 | Rep | 2016-01-07 | 2017-06-23 | ||
| 77 | Li, Yingying (SFC:BGP560) 李瑛瑛 | Rep | 2015-12-01 | 2017-11-24 | ||
| 78 | Liang, Lixuan 梁莉璇 | Rep | 2013-05-06 | 2017-05-26 | ||
| 79 | Lin, Jie (SFC:BAE449) 林杰 | Rep | 2015-06-11 | 2015-06-30 | ||
| 80 | Liu, Chang (SFC:ATY176) 劉暢 | Rep | 2011-07-19 | 2016-07-29 | ||
| 81 | Liu, Chang (SFC:BDO978) 劉暢 | Rep | 2014-06-17 | 2015-05-29 | ||
| 82 | Liu, Xinyu (SFC:BGU317) 劉新雨 | Rep | 2016-01-12 | 2018-06-27 | ||
| 83 | Liu, Yan (SFC:AZS032) 劉妍 | Rep | 2012-06-19 | 2014-09-01 | ||
| 84 | Liu, Yi (SFC:BIJ193) 劉怡 | Rep | 2016-10-13 | 2021-02-26 | ||
| 85 | Liu, Yingxi (SFC:BFZ062) 劉盈熙 | Rep | 2015-08-10 | 2017-09-29 | ||
| 86 | Liu, Yuxin (SFC:BIS265) 劉宇欣 | Rep | 2016-12-09 | |||
| 87 | Liu, Zhihan 劉芷含 | Rep | 2014-03-04 | 2015-08-28 | ||
| 88 | Lo, Hiu Tan 盧曉丹 | Rep | 2011-09-14 | 2013-05-11 | ||
| 89 | Lok, Terence Chin Tung 駱搌潼 | M | Rep | 2016-02-22 | 2017-04-26 | |
| 90 | Lu, Cuiping 陸翠萍 | Rep | 2013-12-02 | 2015-09-10 | ||
| 91 | Lu, Ming Hung 呂明鴻 | Rep | 2014-01-20 | 2015-08-14 | ||
| 92 | Lu, Yapeng 呂亞鵬 | Rep | 2011-02-24 | 2013-09-27 | ||
| 93 | Lu, Yiwei (SFC:BCE900) 盧一葦 | Rep | 2013-10-31 | 2015-10-22 | ||
| 94 | Lui, Lok Ming 雷烙銘 | Rep | 2015-07-23 | 2017-04-21 | ||
| 95 | Luo, Wenan 羅文安 | Rep | 2011-02-24 | 2015-03-31 | ||
| 96 | Luo, Yixin 羅藝鑫 | Rep | 2010-11-24 | 2011-05-06 | ||
| 97 | Lyu, Shaodong 呂少東 | Rep | 2014-11-11 | 2017-03-31 | ||
| 98 | Ma, Ning (SFC:AZV219) 馬寧 | Rep | 2012-07-24 | 2013-09-16 | ||
| 99 | Ma, Xiaona (SFC:AXA085) 馬曉娜 | Rep | 2013-05-21 | 2015-11-03 | ||
| 100 | Man, Kam Chiu 文錦超 | RO | 2013-07-10 | 2016-05-09 | ||
| 101 | Mi, Jie (SFC:AYC890) 米捷 | Rep | 2011-09-23 | 2014-05-30 | ||
| 102 | Mo, Feng 莫楓 | Rep | 2014-03-12 | 2015-09-01 | ||
| RO | 2015-09-01 | 2015-11-27 | ||||
| 103 | Mok, Gavin Dick Hung 莫湋苙 | M | Rep | 2014-08-15 | 2015-08-19 | |
| 104 | Ng, Shui Cheong 吳瑞昌 | Rep | 2011-03-16 | 2011-07-08 | ||
| 105 | Ng, Wai (SFC:ANI759) 吳煒 | 43 | M | Rep | 2010-03-26 | 2011-01-20 |
| RO | 2011-01-20 | 2013-05-10 | ||||
| 106 | Qiu, Haiyan 邱海燕 | Rep | 2011-02-24 | 2012-05-30 | ||
| RO | 2012-05-30 | 2014-09-05 | ||||
| 107 | Qiu, Lin (SFC:AYI706) 邱琳 | Rep | 2012-02-03 | 2013-09-16 | ||
| 108 | Shangguan, Jian 上官劍 | Rep | 2015-05-13 | 2015-08-18 | ||
| 109 | Shao, Zuoyin 邵作銀 | Rep | 2014-05-22 | 2015-08-12 | ||
| 110 | Shi, Zhensong 石振嵩 | Rep | 2012-04-19 | 2014-02-14 | ||
| 111 | Sit, Ko Wai 薛高偉 | Rep | 2014-09-02 | 2015-08-27 | ||
| 112 | Siu, Jason 蕭智舜 | M | Rep | 2014-08-15 | 2015-10-29 | |
| RO | 2015-10-29 | 2018-11-27 | ||||
| 113 | So, Suet Lam 蘇雪琳 | Rep | 2014-04-10 | 2015-11-18 | ||
| 114 | Su, Xiqiang 蘇細強 | M | Rep | 2014-07-16 | 2014-11-04 | |
| RO | 2014-11-04 | 2019-02-01 | ||||
| 115 | Sun, Di (SFC:ATO642) 孫迪 | Rep | 2011-05-18 | 2012-05-18 | ||
| 116 | Sun, Yuan (SFC:BBK187) 孫媛 | Rep | 2013-06-10 | 2015-08-14 | ||
| 117 | Tam, Kenneth King Yin 譚敬賢 | M | Rep | 2015-04-02 | 2017-09-15 | |
| 118 | Tam, Yat Kan 譚逸勤 | Rep | 2012-04-19 | 2012-05-04 | ||
| 119 | Tan, E Wuen 陳儀雯 | Rep | 2014-11-05 | 2015-08-26 | ||
| 120 | Tang, Liang (SFC:BEM544) 唐亮 | Rep | 2014-11-21 | |||
| 121 | Tang, Yazhe 湯雅喆 | Rep | 2015-10-12 | 2016-09-29 | ||
| 122 | Tang, Yexuan 唐業軒 | Rep | 2011-08-11 | 2012-07-20 | ||
| 123 | To, William Chak Yan 陶澤恩 | M | Rep | 2013-04-11 | 2014-09-23 | |
| 124 | Tsang, Hing Sum 曾慶琛 | Rep | 2015-10-06 | 2020-08-21 | ||
| 125 | Tsang, Hing Yu 曾慶瑜 | Rep | 2014-10-17 | 2015-08-31 | ||
| 126 | Tse, Christopher (SFC:BAZ779) 謝嘉熙 | M | Rep | 2015-10-15 | 2017-03-07 | |
| 127 | Tsui, Yee Him 崔以謙 | Rep | 2011-04-11 | 2012-06-05 | ||
| 128 | Tu, Jinchang 涂晋昌 | Rep | 2013-11-13 | 2014-02-26 | ||
| RO | 2014-02-26 | 2014-10-21 | ||||
| 129 | Wang, Ling (SFC:ATC057) 王玲 | Rep | 2010-03-29 | 2015-09-02 | ||
| 130 | Wang, Yimin (SFC:AYC366) 王奕旻 | Rep | 2011-09-19 | 2014-02-28 | ||
| 131 | Wang, Zheng (SFC:AXA416) 王崢 | Rep | 2015-09-22 | 2021-08-31 | ||
| 132 | Wang, Zhusiyuan 王朱思渊 | Rep | 2013-02-05 | 2018-12-28 | ||
| 133 | Weil, Daniel Scott | M | Rep | 2011-08-12 | 2012-09-28 | |
| 134 | Wong, Daniel Mung Yu 王夢羽 | M | Rep | 2015-10-13 | 2018-02-07 | |
| 135 | Wong, Gary Hiu-Gar 黃曉嘉 | M | Rep | 2012-04-10 | 2013-08-23 | |
| 136 | Wong, Ka Chun (SFC:AUU925) 黃嘉俊 | Rep | 2014-06-13 | 2015-01-21 | ||
| 137 | Wong, Ka Ho (SFC:AXX645) 王家豪 | Rep | 2016-03-02 | 2018-11-02 | ||
| 138 | Wong, King Cheung (SFC:BCB957) 黃敬璋 | Rep | 2013-10-18 | 2015-09-11 | ||
| 139 | Wong, Yau Wing 王有荣 | Rep | 2013-10-04 | 2015-06-20 | ||
| 140 | Woo, Tsing Yiu 胡政堯 | Rep | 2011-09-06 | 2012-12-21 | ||
| 141 | Wu, Carrie Ka Wai 胡嘉慧 | F | Rep | 2014-09-30 | 2015-09-18 | |
| 142 | Xiang, Xinrong 向新榮 | RO | 2010-02-26 | 2012-12-31 | ||
| 143 | Xiao, Yinan (SFC:AYS881) 肖一楠 | Rep | 2012-01-06 | 2013-05-02 | ||
| 144 | Xie, Hongyun 解紅云 | Rep | 2012-11-05 | 2014-05-30 | ||
| 145 | Xie, Kaicong 謝開聰 | Rep | 2012-12-20 | 2017-06-16 | ||
| 146 | Xu, Bo (SFC:AXG732) 徐博 | Rep | 2011-05-11 | 2013-05-31 | ||
| 147 | Xu, Da (SFC:AZK405) 徐達 | Rep | 2012-05-21 | 2015-07-31 | ||
| 148 | Xu, Jilong 徐吉龍 | Rep | 2015-06-05 | 2016-01-22 | ||
| Rep | 2016-03-17 | 2018-04-19 | ||||
| 149 | Xu, Jin (SFC:BFC540) 徐進 | Rep | 2015-03-13 | |||
| 150 | Xu, Lu (SFC:AYE980) 徐璐 | Rep | 2011-10-06 | 2013-05-07 | ||
| Rep | 2015-10-08 | 2017-05-05 | ||||
| 151 | Yan, Ka Lok (SFC:ARK078) 甄家樂 | Rep | 2013-06-26 | 2013-09-18 | ||
| 152 | Yang, Bo (SFC:BEL099) 楊波 | Rep | 2014-10-31 | 2018-04-23 | ||
| 153 | Yang, Ling (SFC:BFN408) 楊玲 | Rep | 2015-05-28 | 2019-09-20 | ||
| 154 | Yang, Nanxiang 楊南翔 | Rep | 2011-11-17 | 2014-06-30 | ||
| 155 | Yang, Xiaoqin (SFC:BBR309) 楊曉琴 | Rep | 2013-08-07 | 2022-07-23 | ||
| 156 | Yau, Chung Yuen 游松源 | Rep | 2015-06-09 | 2017-05-18 | ||
| 157 | Yau, Karen Kar Man 尤嘉敏 | F | Rep | 2014-08-21 | 2015-09-16 | |
| 158 | Yeoh, Jonathan Sheung Chern | M | Rep | 2013-07-29 | 2015-07-13 | |
| 159 | Yeung, Keith Kwok Ki 楊國基 | M | Rep | 2013-08-28 | 2014-02-04 | |
| RO | 2014-02-04 | 2014-11-21 | ||||
| 160 | Yeung, Matthew Kam Yan 楊錦恩 | M | Rep | 2013-11-20 | 2015-12-31 | |
| 161 | Yeung, Tsui Yan 楊翠茵 | Rep | 2014-03-05 | 2018-11-23 | ||
| 162 | Ying, Sinan 應司南 | Rep | 2015-04-02 | 2015-09-24 | ||
| 163 | Yip, Tang Pang 葉騰鵬 | Rep | 2015-08-07 | 2017-08-11 | ||
| 164 | Youngblood, Mark Leland | M | Rep | 2011-08-10 | 2011-10-19 | |
| 165 | Yu, Haibo (SFC:BEJ788) 余海波 | Rep | 2014-10-28 | 2017-05-02 | ||
| 166 | Yu, Jingjing (SFC:BDF565) 余晶晶 | Rep | 2014-04-08 | 2018-08-17 | ||
| 167 | Yu, Lijie (SFC:AUX358) 俞勵頡 | Rep | 2016-02-22 | 2016-11-25 | ||
| 168 | Yu, Yiqi (SFC:BAL416) 俞一騏 | Rep | 2015-08-04 | 2019-05-14 | ||
| 169 | Zhang, Xiaoshi 張笑石 | Rep | 2012-01-03 | 2013-05-10 | ||
| 170 | Zhang, Xuan (SFC:AYC367) 張璇 | Rep | 2011-09-23 | 2013-05-07 | ||
| 171 | Zheng, Lixia (SFC:BDQ700) 鄭麗霞 | Rep | 2016-09-08 | 2018-11-15 | ||
| 172 | Zheng, Mengqi 鄭夢奇 | Rep | 2011-11-30 | 2015-01-23 | ||
| 173 | Zhou, Junyang 周君揚 | Rep | 2014-05-21 | 2016-02-29 |
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