STATE STREET GLOBAL ADVISORS ASIA LIMITED 道富環球投資管理亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2023
Role From Until
1 Aham, Brad Aaron M Rep 2011-12-16
2 Alvi, Azim Abbas Rep 2008-07-31 2009-01-23
3 Amatt, James William M Rep 2008-09-01 2009-02-28
4 Anderson, Kevin David M Rep 2013-08-27 2013-10-31
RO 2013-10-31
5 Apted, Bruce Raymond M Rep 2023-03-20 2023-03-31
6 Arculli, Bonnie 夏瞳 F Rep 2010-05-18 2010-08-01
7 Au, Irene Nga Yu 區雅如 F Rep 2009-06-24 2012-10-01
8 Au, Wilson Wai Kwan 歐維鈞 M Rep 2009-11-17 2013-07-17
9 Barlow, Michele Anne F Rep 2018-05-29 2022-08-30
RO 2022-08-30
10 Bi, Hongyan 畢宏燕 Rep 2015-04-23 2018-01-31
11 Bicher III, George Anthony M Rep 2019-05-06 2019-05-10
Rep 2019-09-06 2019-09-13
12 Brindle, Karen Alyssa F Rep 2006-08-31 2007-04-18
13 Cai, Yu (SFC:AUW213) 蔡玉 Rep 2018-04-27 2020-01-21
14 Casey, Ciaran Patrick M Rep 2007-07-30
15 Chai, David Kwun M Rep 2006-09-28 2007-07-12
RO 2007-07-12 2017-06-02
16 Chan, Chun Man (SFC:AGJ907) 陳俊文 Rep 2012-04-30 2020-04-08
17 Chan, Julia Wai Nga 陳慧雅 F Rep 2018-08-30 2019-02-18
18 Chan, Kerry Yu 陳愉 M Rep 2011-06-15 2014-06-30
19 Chan, Sindy Sin Nei 陳仙妮 F Rep 2008-12-23 2013-05-08
20 Chan, Tak Mo 陳德武 Rep 2018-01-25
21 Chang, Solomon Hing Pong 陳興邦 M Rep 2022-10-07
22 Chen, Yunyan (SFC:ARR085) 陳韵彥 Rep 2022-09-26
23 Cheng, Amy Chao Ling F Rep 2008-01-28 2008-07-09
24 Cheng, Conrad Kam Wah 鄭錦華 M Rep 2008-05-19 2009-07-09
25 Cheng, Xing 程星 Rep 2018-01-02 2022-06-16
26 Cheung, Christopher Pui Hei 鍾培熙 M Rep 2010-11-26 2011-03-19
Rep 2012-05-21 2015-08-18
27 Cheung, Elaine Yee Yan 張懿恩 F Rep 2010-09-07 2016-03-16
28 Cheung, Hon Wing 張漢榮 Rep 2005-07-15
RO 2005-07-15 2017-07-12
29 Cheung, Koon Wai 張冠偉 Rep 2007-08-13 2008-07-10
30 Cheung, Tsz Wang 張子宏 Rep 2008-08-26 2018-06-12
31 Cheung, Wai Fai 張偉輝 Rep 2016-09-26
RO 2016-09-26
32 Chin, Lai Heng 陳麗卿 Rep 2006-05-03
RO 2006-05-03 2009-02-26
33 Chin, Man Yi 錢敏怡 Rep 2005-12-29 2010-05-07
Rep 2013-09-27 2016-09-30
34 Choi, Eric Kam Piu 蔡錦標 M Rep 2007-03-14
35 Chow, William Wai Chiu 曹偉超 M Rep 2004-09-06 2008-04-01
36 Chu, Victor Wai Tak 褚偉德 M Rep 2016-09-09 2020-11-09
RO 2020-11-09
37 Constantoulakis, Andreas Rep 2016-10-03 2016-10-06
38 Crafter, Lochiel Cameron M RO 2007-08-01 2008-04-24
RO 2011-02-22 2014-09-04
39 Derbaudrenghien, Valery Guy Leon M Rep 2019-01-21 2020-10-09
40 Driscoll, Kelly Quinn RO 2009-01-29 2011-12-19
41 Duhamel, Vincent 杜漢文 59 M RO 2005-08-23
42 Engel, Olivia Jane F Rep 2016-10-28 2016-11-04
Rep 2017-06-26 2017-06-30
Rep 2019-03-08 2019-03-15
Rep 2019-08-02 2019-08-09
43 Farley, Daniel Patrick M Rep 2017-06-21 2017-06-29
Rep 2019-05-20 2019-05-24
44 Feledy, Zoltan Rep 2009-05-11 2011-04-16
45 Fletcher, David Alan Fraser M Rep 2019-05-20 2019-05-24
Rep 2019-08-12 2019-08-16
Rep 2019-11-29 2019-12-06
Rep 2023-02-13 2023-02-17
46 Fung, Agnes Men Chee 馮敏姿 F Rep 2009-03-06 2009-04-24
47 Fung, Ching Yin (SFC:AON772) 馮正彥 Rep 2008-07-28 2016-06-24
48 Fung, Ha Yung 馮夏融 Rep 2018-07-23 2018-11-17
49 Fung, Yuen Tsun 馮苑蓁 Rep 2013-06-14 2016-05-26
50 Gillies, Janet Lynn F Rep 2007-04-27
51 Glavin, Barry John M Rep 2018-02-26 2018-03-02
52 Guha, Sanjib Rep 2016-07-06 2018-02-28
53 Guo, Yue Yi 郭玥儀 Rep 2007-10-22 2012-02-22
54 Han, Ji Ho Rep 2018-07-23 2019-06-14
55 Hartnett, Rory Patrick M Rep 2019-08-01
56 Heinel, Lori Miller F Rep 2019-01-22 2019-01-25
Rep 2019-12-09 2019-12-13
57 Henze, Frank M Rep 2011-01-17 2012-04-10
RO 2012-04-10 2014-06-03
58 Ho, Ka Ho (SFC:BDW690) 何嘉豪 Rep 2014-07-30 2015-12-22
59 Ho, Pui Kwan (SFC:AFQ896) 何佩筠 Rep 2006-04-03 2013-07-19
60 Hong, In Sook Rep 2008-06-30 2010-01-06
61 Huang, Huihui 黃徽徽 Rep 2012-04-12 2012-09-21
62 Hui, Hoi Pan 許海濱 Rep 2003-04-28 2006-04-18
Rep 2015-02-04 2017-09-08
RO 2017-09-08
63 Hung, Lee 洪莉 Rep 2017-02-28
64 Ip, Michelle Man Ling 葉張敏玲 F Rep 2006-08-09 2018-06-05
65 Karunakaran, Kishore Lakshman Rep 2017-06-26 2017-06-30
Rep 2018-11-20 2018-11-20
66 Kinney, Brian Arthur M Rep 2015-09-30 2015-10-03
67 Kwok, Charles Cheong Ping 郭昌平 M Rep 2016-07-13 2019-01-21
68 Kwok, Stanley Wai Leung 郭偉良 48 M Rep 2003-05-23 2009-06-16
69 Kwok, Yuen Wan Edwin 郭元運 Rep 2016-05-03 2016-07-01
70 Kwong, Shuk Ngan 鄺淑顏 Rep 2012-06-11 2015-06-20
71 Lau, Chi Leung (SFC:APH032) 劉志良 Rep 2016-07-06
72 Lee, Teong Gee 李忠義 Rep 2005-05-06
73 Leggett, Thomas James M Rep 2018-06-15 2018-07-13
74 Lepine, Julien Paul Manuel M Rep 2013-10-28 2017-02-07
75 Leung, Ka Wai (SFC:AOK606) 梁家瑋 Rep 2017-05-22 2021-01-11
76 Leung, Pui Fun 梁佩芬 Rep 2012-01-13 2018-09-14
77 Li, Hong (SFC:AXI268) 李虹 Rep 2011-05-31 2011-10-06
78 Li, Kelvin Kai Wing 李啟穎 M Rep 2005-09-12 2006-03-13
Rep 2006-06-30 2008-11-06
79 Li, Raymond Wing Sang 李穎生 M Rep 2012-04-03 2013-01-15
80 Li, Ting (SFC:AOX306) 李婷 50 F Rep 2007-07-04 2010-07-05
RO 2010-07-05 2015-07-28
81 Li, Yan Yan (SFC:AHT423) 李茵茵 58 F RO 2006-02-14 2007-03-30
82 Li, Yuan (SFC:AUN720) 李瑗 Rep 2011-11-18 2016-04-08
83 Liao, Yee Ching 廖義禎 Rep 2013-07-30 2015-09-02
84 Lin, Bing (SFC:ALF643) 林兵 51 M Rep 2004-11-12 2005-09-28
85 Lin, Saisai 林賽賽 Rep 2018-03-15
86 Lo, Ka Ying (SFC:AVK938) 羅嘉盈 Rep 2018-10-09 2022-09-15
RO 2022-09-15
87 Lo, Pui Man (SFC:AJD641) 勞珮雯 Rep 2007-12-07 2009-09-01
88 Luo, Di (SFC:BHH206) 羅迪 Rep 2016-04-11 2017-07-28
89 Lye, Peixian Rep 2019-07-16 2019-07-17
90 Man, Derek Tak-lai 文德禮 M Rep 2011-03-08 2016-06-24
91 Mantle, Stephen Warren M Rep 2015-03-09
RO 2015-03-09 2016-07-14
92 Maronilla, Ramon Gregory Jr. Fong M Rep 2005-10-06 2010-12-07
93 McGreal, Nicola Joy F Rep 2017-06-07 2022-07-29
94 McMahon, Ronan (SFC:AYA354) M Rep 2011-09-12 2018-08-30
95 Mesnard-Sense, Jean-Francois Rene Philippe Marie M Rep 2018-01-29 2023-04-28
96 Mudukuti, Antony Shingai 木申高 M Rep 2022-07-29
97 Ng, Betty Ka Pik 吳家碧 F Rep 2018-10-18 2019-10-21
98 Ng, Kheng Siang Rep 2010-11-25 2010-12-01
Rep 2011-05-17 2011-05-24
Rep 2015-09-30 2015-09-30
Rep 2019-05-24 2019-05-31
99 Ng, Sunny Chung Kwong 吳重光 M Rep 2013-03-26 2016-04-08
100 Ng, Tze Ming 吳子明 Rep 2013-07-25 2015-01-31
101 Ng, Yvonne Pui Shan 伍佩珊 F Rep 2011-05-23 2011-08-28
102 Ni, Ni 倪妮 Rep 2021-06-15 2022-09-03
103 Ong, Kyle Gideon Dy M Rep 2023-01-27
104 Ooi, Boon Sing 黃文星 Rep 2013-09-24 2014-03-29
105 Pang, Jacqueline Chung Shia 馮崇霞 F Rep 2012-09-11 2020-10-09
106 Pascoe, Justin John M Rep 2003-05-13
RO 2005-12-12 2006-12-23
107 Poon, Kei Hong Cecil 潘紀匡 Rep 2010-09-03 2013-04-04
108 Poon, Po Lan 潘寶蘭 Rep 2005-11-01 2006-01-10
109 Poullaouec, Thomas M Rep 2008-05-13 2017-06-20
110 Povilaitis, Almintas Rep 2010-09-29 2016-09-29
111 Pun, Winnie Wing Nin 潘詠年 F Rep 2003-09-19
RO 2003-09-19 2005-07-18
112 Reeve, Alexander (SFC:APK395) M Rep 2007-09-28 2009-10-25
113 Regnat, Benjamin M Rep 2018-07-30 2018-08-03
114 Reilly, Bernard Patrick M RO 2005-08-19 2014-05-16
115 Ridley, Barry Steven M Rep 2010-06-07 2012-01-20
116 Roe, Simon Mark M Rep 2015-11-25 2015-12-07
Rep 2017-01-16 2017-01-20
117 Rogers, David Andrew (SFC:ATM320) M Rep 2017-01-13 2017-05-22
RO 2017-05-22 2020-03-02
118 Romanelli, Adelina Rep 2003-06-12 2006-09-01
119 Routledge, Brian (SFC:BJD983) M Rep 2017-03-08 2017-03-10
Rep 2017-08-21 2017-08-25
120 Salaroli, Martin 羅文庭 M Rep 2016-11-15
121 Samanta, Ritirupa Rep 2015-09-30 2015-10-03
122 Seto, Spencer W M Rep 2012-06-19 2014-09-19
123 Shi, Michelle Huijun 施慧君 F Rep 2016-07-04 2017-06-30
Rep 2019-08-30 2022-04-14
124 Shiu, Vivian Pui Kuen 邵佩娟 Rep 2010-09-08 2011-01-29
125 Shu, Yichan 舒逸嬋 Rep 2012-09-12 2022-07-04
126 Siu, Hiu Ting 蕭曉婷 Rep 2020-10-27 2022-07-12
RO 2022-07-12
127 Siu, Sau Man 蕭秀雯 Rep 2019-02-13 2021-03-01
128 So, Louis Hang Fai 蘇恆輝 M Rep 2015-11-11 2017-08-28
129 Soper, Andrew Peregrine Philip M Rep 2004-10-05 2005-01-04
130 Suen, Vincent Wing Chiu 孫穎超 M Rep 2006-03-03 2018-04-06
131 Suh, Bo Goog 徐輔國 Rep 2016-07-06 2017-06-30
132 Sze, Woon Sang 史煥生 Rep 2013-05-15 2013-08-26
133 Tan, Chee Yong Rep 2010-11-08 2011-02-08
134 Themistocles, Todd Matthew M Rep 2010-11-02 2013-10-15
135 Tin, Wai Man 田慧敏 Rep 2016-11-08 2017-06-30
136 Tsang, Edith Sui Yu 曾瑞如 F Rep 2007-08-06 2010-09-06
137 Tsang, Wai Lun (SFC:AQY698) 曾慧倫 Rep 2018-04-23 2022-02-18
138 Tsang, Wing Keung (SFC:ACO979) 曾永強 Rep 2007-08-03
139 Tsui, Chi Kit Robin 徐志傑 Rep 2016-02-04
140 Tsui, Kar Yan 徐家欣 Rep 2019-01-28 2019-08-02
141 Valadao, Mark Paul 52 M Rep 2016-05-31 2016-12-23
142 Victor, Meaghan Elizabeth F Rep 2020-12-02 2021-01-19
RO 2021-01-19 2022-02-25
143 Wallace, Nathalie F Rep 2019-11-04 2019-11-08
144 Wang, Lisa (SFC:AWF160) 汪慧之 F Rep 2010-11-02 2017-05-26
145 Wang, Taie 王太阿 Rep 2011-12-19 2021-02-15
146 Weng, Yimin 翁貽敏 Rep 2015-12-01 2016-02-20
147 Wong, Hoi Ching (SFC:AQS435) 王海澄 Rep 2014-11-14 2020-04-24
148 Wong, June Wai Man 黃慧敏 57 F RO 2016-08-17 2021-01-07
149 Wong, Ka Kuen (SFC:APQ326) 黃嘉權 Rep 2009-12-07 2012-12-11
150 Wong, Ka Lap (SFC:ACR445) 黃嘉立 Rep 2005-09-28
151 Wong, Sally Yat Sze 黃逸詩 F Rep 2017-04-24 2018-09-30
152 Wu, Huimin (SFC:AGX447) 吳惠敏 Rep 2004-09-15
153 Wu, Janice Ho Kwan 胡可筠 F Rep 2006-07-11 2013-04-06
154 Wu, Lici Leon Edward 伍禮慈 Rep 2004-08-11 2005-01-21
155 Wu, Qin (SFC:BBH665) 武芹 Rep 2013-05-20 2017-10-13
156 Yan, Yuk Mui 甄玉梅 Rep 2006-03-07 2007-11-22
157 Yang, Hann 楊瀚 Rep 2018-07-30 2019-06-03
158 Yau, Anthony Tsz Chung 丘子聰 M Rep 2005-01-11 2016-06-24
159 Yeo, Zhi Aik Rep 2016-12-22
160 Yeung, Ho Yip 楊豪業 Rep 2010-01-25 2012-03-21
161 Yip, Kwok Shing (SFC:ARB687) 葉國盛 Rep 2008-07-15
162 Yip, Sammy Ka Tak 葉家德 Rep 2006-02-07
RO 2006-02-07 2010-04-12
163 Yu, Ching Man (SFC:BBW623) 余靜敏 Rep 2013-10-15 2014-07-10
164 Yu, Tricia Ka Yan 余嘉欣 F Rep 2013-03-15 2017-05-31
165 Yuan, Xiaoqing 袁晓晴 Rep 2015-11-18 2017-10-13
166 Yuen, Tsz Tung 阮梓彤 Rep 2021-01-20
167 Yung, Johnnie Ka Sing 翁嘉升 M Rep 2017-11-13 2019-11-26
168 Zeng, Oliver Liang 曾亮 M Rep 2008-06-19 2008-10-17
169 Zhang, Dinghai 張鼎海 Rep 2011-09-28 2016-02-22
170 Zhang, Qin (SFC:BAC373) 張沁 Rep 2023-03-30
171 Zhao, Yue (SFC:BKA711) Rep 2019-04-25 2022-04-04

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