ICAP Equities Asia Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
Role From Until
1 Acton, Mark David M Rep 2009-05-11 2013-04-15
RO 2013-04-15 2014-05-05
2 Andrews, Scott Carter M Rep 2009-01-21 2010-06-10
3 Ang, Mary Eleanor Leah Yabut F Rep 2012-05-15 2013-05-06
4 Bavis, Mark John M Rep 2012-04-17 2012-11-14
RO 2012-11-14 2015-12-07
5 Behl, Arminder Singh (SFC:APM133) Rep 2009-01-05 2010-06-10
6 Burke, Daniel Christopher M Rep 2011-04-21 2011-10-11
7 Bus, Maartje Leonoor Rep 2009-01-08 2010-04-14
8 Bustamante, Thaddeus Raymund Bryan Lontoc M Rep 2011-04-12 2012-06-13
9 Byrne, Luke William M Rep 2009-10-28 2010-05-20
10 Callaghan, Lee John M Rep 2013-11-04 2014-05-05
11 Cason, Scott M Rep 2011-09-14 2012-03-31
12 Choy, Kai Man 蔡啟民 Rep 2014-10-03 2017-10-13
13 Collett, Michael James (SFC:AUB134) M Rep 2009-11-26 2010-04-29
14 Corner, Andrew Mark Gordon M Rep 2010-08-17 2010-11-19
RO 2010-11-19 2013-05-31
15 Creedon, Tom M Rep 2010-01-15 2012-07-27
16 Czerkawski, Paul Andrew (SFC:ARR800) M Rep 2009-04-14 2009-12-10
17 Davidson, Russell (SFC:ABV703) M RO 2008-12-22 2010-10-04
18 Dehlouz, Laurent RO 2009-05-14 2011-07-29
19 Farooqi, Mohamed Adnan 范毛亞 M Rep 2009-05-04 2009-07-04
20 Fodchuk, Gregory John Thomas M Rep 2011-04-29 2016-10-14
21 Fok, Gary Do Ming 霍道明 M Rep 2009-05-05 2015-05-19
22 Gallagher, Hugh Thomas M RO 2011-09-14 2017-10-13
23 Goldie, Benjamin James M Rep 2010-01-27 2010-03-09
24 Gordon, Daniel (SFC:AHE138) M RO 2008-12-22 2010-04-30
25 Gotauco, Andrea Denise 吳婉芳 F Rep 2013-07-05 2013-11-22
26 Gutu, Tafadzwa (SFC:AWM073) Rep 2010-12-20 2014-03-31
27 Hart, Paul Howard Farmer M Rep 2009-03-12 2009-08-03
28 Hart, William (SFC:ANR266) M Rep 2009-07-22 2010-04-29
29 Hearne, Kevin M Rep 2014-04-25 2015-12-07
30 Huang, Yiran (SFC:AWS789) 黃屹然 Rep 2011-01-28 2014-07-31
31 Hung, King Hong 熊景康 Rep 2011-11-29 2012-06-15
32 Hutton, Ian (SFC:ANR984) M Rep 2009-01-19 2010-04-19
33 James, Joel Graeme M Rep 2011-01-28 2014-03-10
RO 2014-03-10 2018-09-30
34 Kho, Garrett Tristan Arnaldo M Rep 2012-05-14 2017-01-20
35 Lagerlow, Aaron William M Rep 2009-06-09 2009-09-09
Rep 2009-11-10 2010-04-14
36 Lam, Milton Chi Siu 林子紹 Rep 2009-03-18 2010-04-13
37 Larkin, John Michael M Rep 2010-05-07 2012-04-05
38 Laurens, Xavier Emmanuel M RO 2011-07-12 2012-09-12
39 Lawrence, Andrew John (SFC:AEC577) M Rep 2009-04-29 2009-08-24
40 Lee, Alice Wai Yin 李偉賢 F Rep 2008-12-29 2010-04-27
41 Loo, Winnie Yen Leng 呂佳玲 F Rep 2011-05-13 2011-05-31
42 Lord, Phillip Wilson M Rep 2009-01-23 2010-04-12
43 McClumpha, Donald Stuart (SFC:ARI619) M RO 2010-06-21 2011-02-28
44 Neary, Jarrod Kevin M Rep 2009-05-04 2010-11-30
Rep 2011-03-04 2013-12-14
45 Ng, Soon Wei 伍順輝 Rep 2009-04-07 2010-04-14
46 O'Donnell, Loretta Maura F Rep 2009-12-01 2010-04-12
47 Oliver, James Campbell M Rep 2011-04-01 2012-10-24
48 Pascual, Francis Mark Azcarate M Rep 2011-03-21 2012-04-30
49 Patel, Vinesh (SFC:BDC151) M Rep 2014-03-10 2014-10-07
50 Ponter, Mark Charles M Rep 2011-01-13 2011-05-31
51 Royal, Carol F Rep 2009-11-20 2010-04-19
52 Sajnani, Roshan Rep 2010-08-25 2010-12-31
53 Siddons, Robert Leon M Rep 2011-04-29 2016-09-30
54 Sing, Raymond Pui Choy 成培洲 M Rep 2009-05-07 2014-07-25
55 Smedhall, Sandra Estelle F Rep 2009-05-21 2012-01-24
56 Sohn, Charles Chongho M Rep 2011-04-01 2015-06-05
57 Son, Yong Koo 孫容九 Rep 2009-04-30 2011-03-17
58 Starr, Tea Rep 2009-11-10 2010-04-13
59 Streeter, Charles Henry Roger M Rep 2009-03-12 2009-08-12
60 Taylor, Jamie Robert (SFC:ASX463) M Rep 2009-05-04 2014-07-25
61 Tham, Ngiap Lyn Carolyn 譚業蓮 Rep 2009-11-23 2010-05-14
62 Thomas, Andrew James (SFC:ASX464) M Rep 2009-05-04 2012-01-30
63 Tse, Jaff Ka Wai 謝家威 Rep 2009-01-19 2009-07-29
RO 2009-07-29 2010-05-05
64 White, Paul George M Rep 2012-04-17 2013-12-14
65 Willis, Paul Michael (SFC:ASM024) M Rep 2009-03-11 2009-08-29
66 Wong, Jamie Jun Yin 黃鎮賢 M Rep 2013-08-02 2017-10-13
67 Wyer, Michael John M Rep 2009-07-02 2010-08-31
68 Xiang, Jisong 項吉松 Rep 2009-10-12 2010-04-28
69 Yabut, Vivian Chan F Rep 2011-09-08 2016-08-30
70 Zerrudo, Oliver Duante M Rep 2012-05-14 2012-12-30
71 Zhang, Rui (SFC:AWU195) 張睿 Rep 2011-02-16 2015-05-01
72 Zhou, Shenxiong 周申雄 Rep 2011-09-20 2015-07-28

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