Nomura Asia Investment (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Akaishi, Osamu | Rep | 2007-07-06 | |||
| 2 | Aoyagi, Atsuyoshi | Rep | 2004-07-10 | |||
| 3 | Asano, Shin 淺野真 | Rep | 2006-08-01 | 2010-02-19 | ||
| 4 | Asazuma, Yayoi 朝妻彌生 | Rep | 2005-08-30 | |||
| 5 | Chan, Agatha Wing Yee 陳詠怡 | Rep | 2003-05-06 | 2004-08-16 | ||
| 6 | Chan, Gary Ming Lee 陳明理 | M | Rep | 2004-11-29 | ||
| 7 | Chen, Chi Wan 陳志宏 | Rep | 2006-05-15 | 2006-11-16 | ||
| 8 | Cheung, San Tat 張新達 | Rep | 2010-02-19 | |||
| 9 | Chiong, Sai Lung 張世龍 | Rep | 2006-04-28 | |||
| 10 | Chiu, Siu Sang 趙小珊 | Rep | 2006-05-25 | 2010-02-19 | ||
| 11 | Chow, Yin Fun (SFC:ACY231) 周燕芬 | Rep | 2004-06-25 | 2006-05-30 | ||
| 12 | Chugh, Reshma Manohar | Rep | 2003-05-24 | |||
| 13 | Chung, Man Sun 鍾文燊 | Rep | 2008-12-10 | |||
| 14 | Dobashi, Shinobu 土橋忍 | Rep | 2004-04-13 | 2006-09-21 | ||
| 15 | Gilbert, Laurent Luc | Rep | 2004-06-25 | 2005-06-02 | ||
| 16 | Go, Yoshinori 鄉喜順 | M | Rep | 2004-08-10 | 2004-09-01 | |
| RO | 2004-09-01 | 2008-04-18 | ||||
| 17 | Hao, Xin (SFC:AMH819) 郝昕 | Rep | 2005-08-10 | 2010-02-19 | ||
| 18 | Hara, Hitoshi | Rep | 2005-12-28 | 2010-02-19 | ||
| 19 | Hatanaka, Koji | Rep | 2005-03-03 | |||
| 20 | Hillen, Florian Maarten | Rep | 2006-07-24 | 2008-09-03 | ||
| 21 | Hirasawa, Satoshi | 41 | M | Rep | 2004-06-05 | |
| 22 | Ho, Daniel King Wah 何景華 | M | Rep | 2004-07-06 | ||
| 23 | Ho, Harrison Lok Sang 何樂生 | M | Rep | 2010-02-19 | ||
| 24 | Ho, Jeffrey Chun Yu 何震宇 | M | Rep | 2004-05-04 | 2004-06-17 | |
| 25 | Horiuchi, Go | Rep | 2006-07-18 | 2008-05-01 | ||
| 26 | Ichimura, Toru 市村亨 | Rep | 2005-01-25 | |||
| RO | 2005-01-25 | 2006-07-24 | ||||
| 27 | Inukai, Masao 犬養昌生 | Rep | 2004-12-29 | 2010-02-19 | ||
| 28 | Kato, Katsuhito 加藤勝仁 | Rep | 2005-07-20 | 2010-02-19 | ||
| 29 | Kato, Mayumi 加藤真由美 | Rep | 2004-11-15 | 2010-02-19 | ||
| 30 | Keith, John Perry | M | Rep | 2004-11-24 | ||
| 31 | Kiang, Agnes Sik Fei 姜錫翡 | F | Rep | 2004-09-21 | 2005-04-20 | |
| 32 | Kikuchi, Satoshi | Rep | 2006-07-31 | |||
| 33 | Kim, Seung Whan | Rep | 2003-06-24 | |||
| 34 | Kobayashi, Hisako | Rep | 2010-02-19 | |||
| 35 | Kot, Jack Hou Eric 葛積豪 | M | Rep | 2004-04-14 | 2008-09-03 | |
| 36 | Lai, Joey Wing Sze 黎詠詩 | Rep | 2008-04-26 | |||
| 37 | Lam, Eric Tak Shing 林德成 | M | Rep | 2010-02-19 | ||
| 38 | Lam, Kwong Yu (SFC:AFD849) 林光宇 | Rep | 2006-08-11 | 2007-08-11 | ||
| 39 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2006-07-08 | 2010-02-19 | |
| 40 | Lau, Yau Fong 劉幽芳 | Rep | 2004-01-30 | 2010-02-19 | ||
| 41 | Lee, David (SFC:ADR496) | M | Rep | 2004-08-01 | ||
| 42 | Lee, Kai Pong 李啟邦 | Rep | 2010-02-19 | |||
| 43 | Leung, Shui Yee 梁瑞儀 | Rep | 2005-07-20 | 2008-04-24 | ||
| 44 | Li, Elsa So Nga 李素雅 | Rep | 2004-02-06 | |||
| 45 | Li, Ming (SFC:AMW601) 李明 | Rep | 2006-06-01 | 2008-08-08 | ||
| 46 | Lin, Mason | Rep | 2004-11-29 | |||
| 47 | Liu, King Wai 劉勁威 | Rep | 2010-02-19 | |||
| 48 | Lui, Dennis Kar Wong 呂家煌 | M | Rep | 2009-04-30 | ||
| 49 | Lui, Kin Wai 呂健威 | Rep | 2006-06-01 | 2007-05-28 | ||
| 50 | Matsuba, Naoki | Rep | 2004-07-29 | |||
| 51 | Matsuno, Kenji 松野健司 | Rep | 2004-07-20 | 2009-06-08 | ||
| 52 | Miyachi, Tsukasa | Rep | 2004-12-29 | |||
| 53 | Mori, Gordon Wayne | M | Rep | 2003-07-26 | ||
| 54 | Nagai, Rei | Rep | 2004-12-23 | 2008-12-16 | ||
| 55 | Nakagawa, Masahiro (SFC:AHM813) 中川雅博 | Rep | 2004-05-01 | |||
| 56 | Nakata, Yuji 中田裕二 | Rep | 2004-07-03 | |||
| 57 | Namba, Reiko 南波怜子 | Rep | 2005-08-01 | 2008-01-23 | ||
| 58 | Ng, Kenneth Tak Ming 吳德明 | M | Rep | 2008-12-04 | ||
| 59 | Ng, Wai Man (SFC:AAU344) 吳偉文 | Rep | 2008-12-12 | |||
| 60 | Nishikawa, Hiroyuki 西川博之 | Rep | 2004-12-02 | |||
| 61 | Nishioka, Katsuhiro 西岡克裕 | Rep | 2003-05-21 | 2006-01-14 | ||
| 62 | Nomura, Kan | Rep | 2003-05-13 | 2004-01-10 | ||
| Rep | 2004-03-11 | 2004-04-15 | ||||
| 63 | O'Boyle, Gerald Keith | M | Rep | 2005-12-07 | 2007-08-04 | |
| 64 | O'Neile, James Finlay | M | Rep | 2005-03-21 | 2010-02-19 | |
| 65 | Ono, Naoki 大野直樹 | Rep | 2004-04-02 | 2006-07-24 | ||
| 66 | Otani, Tomono 大谷知乃 | Rep | 2004-06-03 | 2007-07-28 | ||
| 67 | Poon, Catherine Tin Lai 潘天麗 | F | Rep | 2009-04-30 | ||
| 68 | Poon, Peter Chi Kin 潘子健 | M | Rep | 2010-02-19 | ||
| 69 | Poon, Shuk Fan (SFC:AEE926) 潘淑芬 | Rep | 2010-02-19 | |||
| 70 | Riley, Shawn David | M | Rep | 2005-11-04 | 2007-08-30 | |
| 71 | Robson, John Mcgowan | M | Rep | 2005-04-14 | 2006-10-28 | |
| 72 | Sano, Yoichiro | M | Rep | 2010-02-19 | ||
| 73 | Sawada, Hana | Rep | 2008-12-10 | |||
| 74 | Sekita, Hirosumi 関田洋純 | Rep | 2005-07-06 | 2008-12-13 | ||
| 75 | Shimada, Takehiro | Rep | 2004-11-12 | |||
| 76 | So, Raymond Bing Kei 蘇秉基 | M | Rep | 2003-10-18 | 2004-04-18 | |
| Rep | 2004-04-27 | 2006-05-11 | ||||
| 77 | Sun, Cheuk Wa 孫卓華 | Rep | 2004-05-05 | |||
| 78 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2004-07-26 | 2010-02-19 | ||
| 79 | Tanaka, Yasuharu 田中康春 | Rep | 2005-07-26 | |||
| 80 | Tang, Wai Shing (SFC:AAF631) 鄧偉成 | Rep | 2010-02-19 | |||
| 81 | Tani, Kenichiro 谷健一郎 | Rep | 2006-09-20 | 2009-09-19 | ||
| 82 | Teng, Jen-Chiang 鄧仁強 | Rep | 2004-11-23 | |||
| 83 | Teraguchi, Tomoyuki | Rep | 2004-07-05 | 2005-02-02 | ||
| RO | 2005-02-02 | 2009-04-10 | ||||
| 84 | Tong, Yuk Sun 唐玉臣 | Rep | 2008-12-10 | |||
| 85 | Ushiyama, Masaharu 牛山政治 | M | Rep | 2003-09-10 | ||
| 86 | Wada, Koji 和田弘司 | Rep | 2004-07-05 | 2005-07-25 | ||
| 87 | Watanabe, Kunio | Rep | 2006-04-28 | 2006-06-29 | ||
| RO | 2006-06-29 | 2009-04-20 | ||||
| 88 | Watson, James Robert (SFC:ADB915) | M | Rep | 2004-11-29 | ||
| 89 | Wong, Andy Nam Fu 黃南富 | Rep | 2009-05-14 | |||
| 90 | Wong, Frederick Wai Cheung 黃偉翔 | M | Rep | 2007-07-07 | ||
| 91 | Wong, Ka Hing (SFC:AIH624) 黃嘉馨 | Rep | 2006-03-01 | 2006-09-22 | ||
| 92 | Wong, Michael Chung Lim 黃仲廉 | M | Rep | 2010-02-19 | ||
| 93 | Wong, Peter Tat Ming 黃達明 | M | Rep | 2006-12-15 | ||
| 94 | Woo, Michael Hong Da 胡宏達 | M | Rep | 2010-02-19 | ||
| 95 | Woo, Wai Tong 胡偉堂 | Rep | 2004-04-29 | |||
| 96 | Yajima, Akihiko 矢島明彥 | Rep | 2006-07-26 | 2008-07-30 | ||
| 97 | Yau, Yiu Pong 邱曉邦 | Rep | 2005-07-13 | 2005-08-09 | ||
| 98 | Yeung, Yuk Wah 楊毓華 | Rep | 2004-05-22 | 2010-02-19 | ||
| 99 | Yim, Leung Yuk 嚴良玉 | Rep | 2004-03-23 | 2006-05-13 | ||
| 100 | Yin, Raymond Lung 殷龍 | M | Rep | 2006-12-01 | 2008-11-01 | |
| 101 | Yoshizawa, Noriyasu | RO | 2005-05-11 | |||
| Rep | 2005-05-11 | 2005-05-23 | ||||
| 102 | Yue, Kin Wan 茹健穩 | Rep | 2008-09-06 | |||
| 103 | Yung, Wai Sing (SFC:ANP500) 容渭星 | Rep | 2006-06-27 | 2007-04-27 | ||
| 104 | Zamora, Poch Edward Imperial | M | Rep | 2008-09-03 |
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