NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Belal, Tanvir | M | RO | 2009-08-19 | ||
| 2 | Connolly Carbo, Trevor James | M | Rep | 2010-02-18 | 2011-08-12 | |
| 3 | Gooding, Nial Dennis Henry 劉國誠 | 52 | M | Rep | 2010-04-30 | 2012-08-27 |
| 4 | Higgins, Andrew Michael | M | RO | 2009-04-09 | 2012-12-21 | |
| 5 | Lu, Yuetian 呂閱天 | Rep | 2011-10-21 | 2012-11-30 | ||
| 6 | Motiwala, Ayaz Bashir | M | Rep | 2011-06-21 | 2011-06-24 | |
| 7 | Philips, Christiana Marie | F | Rep | 2010-03-17 | 2014-02-05 | |
| 8 | Philips, George Andrew | M | RO | 2009-09-02 | ||
| 9 | Reyes, Ethylyn G | F | Rep | 2011-03-16 | 2014-09-15 | |
| 10 | Rogers, David Ian (SFC:APJ114) | M | RO | 2009-04-09 | ||
| 11 | Smith, Mark (SFC:APV538) | M | Rep | 2009-08-17 | 2009-10-14 | |
| RO | 2009-10-14 | |||||
| 12 | Wong, Pui Sze (SFC:AOJ349) 黃佩詩 | F | Rep | 2010-12-09 | 2015-08-31 | |
| 13 | Wu, Christine Ka Wai 胡嘉慧 | F | Rep | 2011-02-02 | 2015-08-31 |
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