PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 信安環球投資(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Jenny Soong Chun 區崇真 | F | Rep | 2005-12-19 | 2006-01-07 | |
| 2 | Chan Ngan, Edith Man Ling 陳顏文玲 | 49 | F | RO | 2008-02-20 | 2008-04-03 |
| 3 | Chan, Ching Charm 陳清杉 | Rep | 2004-08-13 | |||
| 4 | Chan, Kelvin King Sum 陳敬琛 | M | Rep | 2010-12-06 | 2016-09-03 | |
| 5 | Chan, Wai Yee (SFC:AFP587) 陳慧儀 | Rep | 2005-02-25 | 2006-10-22 | ||
| 6 | Chan, Wing Sze (SFC:ARE665) 陳詠詩 | Rep | 2010-10-12 | 2011-05-23 | ||
| 7 | Chan, Wing Yan (SFC:AHD583) 陳詠恩 | Rep | 2003-06-13 | |||
| 8 | Chandgothia, Binay | Rep | 2005-10-28 | 2005-12-12 | ||
| 9 | Chang, Helen 張令遠 | F | Rep | 2007-06-22 | 2009-02-02 | |
| 10 | Chao, Mei-Ying 楊美瑛 | RO | 2005-10-26 | 2007-10-12 | ||
| 11 | Cheng, Nelson Hong Shing 鄭康勝 | M | Rep | 2008-07-21 | 2009-01-01 | |
| 12 | Cheung Lui, Iris Mei Sze 張呂美施 | F | Rep | 2008-07-25 | 2009-03-23 | |
| 13 | Cheung, Eggie Hoi Kei 張凱琪 | Rep | 2005-06-08 | 2007-09-03 | ||
| 14 | Cheung, Kam Ping 張錦屏 | RO | 2013-10-03 | 2016-12-31 | ||
| 15 | Cheung, King Hei (SFC:AUP907) 張敬禧 | Rep | 2010-01-22 | 2011-01-01 | ||
| 16 | Cheung, Kwong Yan (SFC:AVY400) 張廣恩 | Rep | 2010-09-24 | 2010-11-08 | ||
| 17 | Cheung, Pak Lun (SFC:AFU575) 張伯倫 | Rep | 2005-05-03 | 2006-02-07 | ||
| 18 | Cheung, Wai Chuen 張偉銓 | Rep | 2003-09-09 | |||
| 19 | Chiang, Ki Yuk 蔣麒鈺 | Rep | 2007-11-29 | 2008-01-07 | ||
| 20 | Chiang, Winnie Wai Ling 蔣慧玲 | F | Rep | 2003-08-13 | 2005-09-28 | |
| 21 | Choi, Chi Fai (SFC:APQ324) 蔡志輝 | Rep | 2008-03-25 | 2008-05-15 | ||
| 22 | Chou, Chun Kit 周俊杰 | Rep | 2011-06-27 | 2012-02-07 | ||
| 23 | Choy, Suet Yin 蔡雪賢 | Rep | 2008-07-11 | 2015-08-10 | ||
| 24 | Chung, Lui 鍾蕾 | Rep | 2007-05-16 | 2009-11-30 | ||
| Rep | 2010-04-29 | 2015-08-10 | ||||
| 25 | Fan, Chi Wai Simon 樊志偉 | M | Rep | 2012-11-22 | 2013-01-11 | |
| 26 | Fong, Hau Wah 方巧華 | Rep | 2009-12-18 | 2010-11-08 | ||
| 27 | Freiheit, Aisling | Rep | 2006-05-19 | 2006-05-25 | ||
| 28 | Fu, Rachel Ching 符清 | F | Rep | 2003-12-10 | 2004-09-16 | |
| 29 | Fung, Jane Che Yin 馮芷賢 | F | Rep | 2013-10-21 | 2013-11-11 | |
| RO | 2013-11-11 | 2014-12-31 | ||||
| 30 | Ho, Alberta Ming Wai 何明蕙 | Rep | 2005-05-24 | 2006-08-22 | ||
| 31 | Ho, Derek Ping Nga 何平雅 | M | RO | 2013-06-13 | 2014-02-28 | |
| 32 | Ho, Mei Lok 何美樂 | Rep | 2007-10-10 | 2007-11-28 | ||
| 33 | Hung, Hing On 孔慶安 | M | RO | 2005-12-22 | ||
| 34 | Ip, Kwai Keung 葉桂強 | Rep | 2008-05-26 | 2015-08-10 | ||
| 35 | Ip, Yun Ping 葉潤屏 | Rep | 2004-05-24 | |||
| 36 | Jaros, Thomas Antonio | M | RO | 2004-11-05 | 2005-12-31 | |
| 37 | Ko, Ka Wai (SFC:AQO288) 高家慧 | Rep | 2009-12-19 | 2010-02-17 | ||
| 38 | Kong, Ching Wai 江清慧 | Rep | 2003-05-07 | 2004-08-26 | ||
| Rep | 2005-07-27 | 2006-03-15 | ||||
| 39 | Kong, Siu Tin 江紹田 | Rep | 2006-03-20 | 2007-09-03 | ||
| 40 | Lam Wong, Carmen Wei Ching 林黃慧貞 | F | RO | 2013-06-13 | 2017-05-01 | |
| 41 | Lam, Phyllis Tze Wan 林紫芸 | F | Rep | 2007-04-02 | 2009-12-07 | |
| 42 | Lau, Chi Ho (SFC:AZO177) 劉志豪 | Rep | 2012-06-25 | 2014-07-14 | ||
| 43 | Lau, Daniel Chee Fung 劉智峯 | M | Rep | 2005-11-12 | ||
| 44 | Lau, Jaclyn Koon Ping 劉冠屏 | Rep | 2004-06-17 | 2005-06-02 | ||
| 45 | Lau, Kit (SFC:AMS059) 劉杰 | Rep | 2005-11-10 | 2007-01-02 | ||
| 46 | Lau, Wing Sze (SFC:AGH205) 劉泳思 | Rep | 2005-05-24 | 2008-03-03 | ||
| 47 | Law, Hiu Ying 羅曉迎 | Rep | 2010-09-24 | 2010-12-13 | ||
| 48 | Lee, Chi Fung (SFC:ALH771) 李志鋒 | Rep | 2008-08-25 | 2008-08-25 | ||
| 49 | Lee, Chloe Suet Lai 李雪麗 | F | Rep | 2008-04-18 | 2008-10-02 | |
| 50 | Lee, Wai Man (SFC:AWC512) 李慧文 | Rep | 2010-10-26 | 2015-08-10 | ||
| 51 | Leung, Ka Man (SFC:ANG569) 梁家文 | Rep | 2006-04-04 | 2007-04-01 | ||
| 52 | Leung, Raymond Man Ho 梁文豪 | M | Rep | 2005-06-21 | 2006-05-01 | |
| 53 | Leung, Ronald Kwai Wah 梁貴華 | M | Rep | 2003-10-13 | 2005-03-05 | |
| 54 | Li, Grace Yu Fun 李如歡 | F | Rep | 2003-07-21 | 2007-09-03 | |
| 55 | Li, Vivian Hiu Fung 李曉楓 | F | Rep | 2007-02-05 | 2013-09-23 | |
| 56 | Lok, Remus Chu Kit 駱柱傑 | Rep | 2010-07-23 | 2015-08-10 | ||
| 57 | Luk, Linda Wing Sze 陸穎詩 | F | Rep | 2004-03-23 | 2005-01-21 | |
| 58 | Ma, Man Lai 馬文麗 | Rep | 2007-02-05 | 2007-02-16 | ||
| 59 | Mak, Chun Bond 麥俊邦 | Rep | 2003-06-09 | 2003-07-24 | ||
| 60 | Man, Chi Sing 萬志成 | Rep | 2007-02-28 | 2007-06-01 | ||
| 61 | Ng, Chun Nok 吳俊諾 | Rep | 2012-06-26 | 2014-06-16 | ||
| 62 | Ng, Queenie Kwan Yi 吳鈞儀 | Rep | 2011-06-22 | 2014-08-25 | ||
| 63 | Ng, Wing Kin (SFC:AWN677) 伍永健 | Rep | 2010-12-24 | 2011-06-20 | ||
| 64 | Ng, Yin Tung 吳彥彤 | Rep | 2012-09-11 | 2015-08-10 | ||
| 65 | Shu, Lai Yi 舒麗兒 | Rep | 2005-11-21 | 2006-08-22 | ||
| Rep | 2007-01-26 | 2007-04-12 | ||||
| 66 | Sim, James Choon Wen 沈俊文 | M | Rep | 2006-05-16 | 2006-05-22 | |
| 67 | Simmonds, Ian Timothy | M | RO | 2003-07-31 | ||
| 68 | Sin, Ka Pui 冼嘉佩 | Rep | 2005-05-23 | 2005-10-03 | ||
| 69 | Sinn, Ringo Pak Ming 冼百明 | M | Rep | 2005-04-15 | 2005-10-31 | |
| RO | 2005-10-31 | 2007-03-19 | ||||
| Rep | 2007-03-19 | 2007-08-27 | ||||
| RO | 2007-08-27 | 2013-06-21 | ||||
| 70 | So, Kevin Ching Kong 蘇正綱 | M | Rep | 2005-06-15 | 2006-05-16 | |
| 71 | So, Po Man 蘇寶文 | Rep | 2003-09-29 | 2004-06-16 | ||
| 72 | Sum, Ho Sang 岑皓生 | Rep | 2009-08-28 | 2010-02-01 | ||
| 73 | Sung, Wai Kit 宋韋傑 | Rep | 2003-10-13 | 2007-09-03 | ||
| 74 | Tam Cheung, Viola Fung Yi 譚張鳳儀 | Rep | 2004-02-20 | |||
| 75 | Tam, Lai Chu 譚麗珠 | Rep | 2004-05-28 | 2005-03-21 | ||
| 76 | Tong, Yin Nai 唐燕妮 | Rep | 2005-05-24 | 2007-06-28 | ||
| 77 | Tsang, Chun Wai (SFC:ATL969) 曾俊威 | Rep | 2010-04-19 | 2010-09-01 | ||
| 78 | Tsang, Lok Man 曾樂雯 | Rep | 2010-05-06 | 2010-05-13 | ||
| 79 | Tsang, Lok Ping 曾樂平 | Rep | 2007-03-06 | 2010-11-17 | ||
| 80 | Tsang, Yin Kan 曾燕勤 | Rep | 2005-11-21 | 2008-05-26 | ||
| Rep | 2009-01-13 | 2012-07-07 | ||||
| 81 | Wai, Kam San 衛錦珊 | Rep | 2008-03-05 | 2009-03-01 | ||
| Rep | 2010-04-22 | 2015-08-10 | ||||
| 82 | Wan, David Yu Ming 尹宇明 | M | Rep | 2004-02-17 | 2006-05-19 | |
| 83 | West, Kenneth Kirk | M | Rep | 2006-05-16 | 2006-05-22 | |
| Rep | 2006-08-14 | 2007-03-27 | ||||
| Rep | 2007-06-04 | 2009-02-02 | ||||
| 84 | Wong, Ching Wa (SFC:AEA546) 黃菁華 | Rep | 2005-07-27 | 2007-01-17 | ||
| 85 | Wong, Hoi Man (SFC:APH931) 黃海雯 | Rep | 2007-07-26 | 2007-11-25 | ||
| 86 | Wong, Kit Man (SFC:AFP736) 黃潔雯 | Rep | 2012-03-13 | 2012-03-19 | ||
| 87 | Wong, Kwok Chun 黃國俊 | Rep | 2004-10-15 | 2005-04-25 | ||
| 88 | Wong, Kwok Wa (SFC:AMF352) 王國華 | Rep | 2005-08-24 | 2006-04-13 | ||
| 89 | Wong, Mona 黃夢娜 | F | Rep | 2011-11-10 | 2012-03-02 | |
| 90 | Wong, Monica Mo Lan 黃慕蘭 | F | Rep | 2013-09-23 | 2015-07-25 | |
| 91 | Wong, Noel Yuk Fong 黃玉芳 | M | Rep | 2005-06-02 | 2006-07-31 | |
| Rep | 2006-09-11 | 2007-08-31 | ||||
| 92 | Wong, Sai Kee 黃世基 | Rep | 2005-09-13 | 2006-01-07 | ||
| 93 | Wong, Sui Man 黃瑞文 | Rep | 2008-07-28 | 2008-08-05 | ||
| 94 | Wong, Ying Fun (SFC:AMQ721) 黃應勳 | Rep | 2005-11-02 | 2006-12-23 | ||
| 95 | Woo, John Kwok Kwong 胡國光 | M | Rep | 2005-12-14 | 2006-03-03 | |
| RO | 2006-03-03 | 2007-09-01 | ||||
| 96 | Wu, Ka Ling (SFC:AMK138) 胡嘉玲 | Rep | 2005-08-26 | 2006-02-25 | ||
| 97 | Yeung, Mei Lin 楊美蓮 | Rep | 2003-11-04 | 2005-05-25 | ||
| 98 | Yeung, Nelson Yat Sang 楊逸生 | M | Rep | 2008-02-13 | 2009-12-07 | |
| 99 | Yip, Stanley Chi Leung 葉志良 | M | RO | 2013-07-16 |
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