SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Chi Ming 歐智明 | Rep | 2008-08-26 | 2009-09-10 | ||
| 2 | Chan, Chi Shing (SFC:ABE696) 陳志成 | Rep | 2006-09-28 | 2006-12-01 | ||
| 3 | Chan, Fung Chu 陳鳳珠 | Rep | 2007-08-20 | 2010-01-11 | ||
| 4 | Chan, Ka Kit (SFC:ATS061) 陳嘉傑 | Rep | 2009-09-11 | 2012-07-27 | ||
| 5 | Chan, Lai Yin (SFC:ACC427) 陳麗賢 | Rep | 2006-03-20 | 2009-04-01 | ||
| 6 | Chan, Lap Chung (SFC:AIJ099) 陳立中 | RO | 2008-12-18 | 2011-04-07 | ||
| 7 | Chan, Lee Yeung 陳利揚 | RO | 2016-04-30 | |||
| 8 | Chan, Percy Pak Hin 陳柏軒 | M | Rep | 2006-10-17 | 2007-02-17 | |
| 9 | Chan, Wing Yin (SFC:AJG655) 陳永賢 | Rep | 2003-11-21 | 2005-03-02 | ||
| 10 | Cheng, Chor Ki 鄭礎祺 | Rep | 2003-06-24 | 2005-03-14 | ||
| 11 | Cheung, Felix Cheuk Leung 張焯樑 | M | Rep | 2004-03-24 | 2004-04-29 | |
| 12 | Cheung, Kevin Ka Ho 張家豪 | M | Rep | 2007-02-12 | 2007-07-27 | |
| 13 | Cheung, Vancy Wai Ching 張慧菁 | Rep | 2007-08-23 | 2008-07-13 | ||
| 14 | Chin, Chi Kui 錢智駒 | Rep | 2010-05-05 | 2011-07-01 | ||
| 15 | Choi, Sheung Hang 蔡尚衡 | Rep | 2010-03-02 | 2011-05-18 | ||
| 16 | Chong, Ching 莊正 | Rep | 2013-12-12 | 2020-01-18 | ||
| 17 | Chow, Eric Wai Tat 鄒偉達 | M | RO | 2003-11-04 | 2004-06-27 | |
| 18 | Chow, Ronny Wai Man 周偉民 | Rep | 2011-07-06 | 2011-11-10 | ||
| 19 | Chow, Yin Shan 周燕珊 | F | Rep | 2003-10-17 | 2013-07-01 | |
| 20 | Choy, Chak Wai 蔡澤偉 | Rep | 2007-03-09 | 2008-10-21 | ||
| 21 | Chu, Wai Chau 朱緯洲 | Rep | 2007-01-10 | 2007-02-07 | ||
| 22 | Chua, Tsz Lan 蔡紫蘭 | Rep | 2009-09-30 | 2009-12-15 | ||
| RO | 2009-12-15 | 2010-08-13 | ||||
| 23 | Chui, Man Nga 崔雯雅 | Rep | 2009-05-06 | 2012-01-02 | ||
| 24 | Chung, Sandy Lai Sze 鍾麗詩 | Rep | 2006-08-14 | |||
| 25 | Fan, Suet Heung Fanny 范雪香 | Rep | 2010-03-04 | 2011-01-27 | ||
| 26 | Fung, Hoi 馮凱 | Rep | 2005-06-29 | 2006-01-16 | ||
| 27 | Fung, Kin Wing (SFC:ANY399) 馮鍵嶸 | Rep | 2006-09-18 | 2007-05-13 | ||
| 28 | Ho, Vivien Wai Wan 何慧韻 | Rep | 2009-12-14 | 2010-07-03 | ||
| 29 | Ip, Pui Lan 葉佩蘭 | F | Rep | 2003-09-24 | 2005-05-20 | |
| 30 | Kam, Dickson Chun Wah 甘鎮華 | M | Rep | 2006-03-20 | 2007-01-08 | |
| 31 | Koo, Kit Yi 古潔儀 | Rep | 2007-02-06 | 2007-03-02 | ||
| Rep | 2007-09-05 | 2008-01-14 | ||||
| 32 | Kwok, Ka Yiu (SFC:AFG950) 郭家耀 | Rep | 2005-04-18 | 2009-08-03 | ||
| 33 | Kwok, Shiu Man 郭兆文 | RO | 2012-05-29 | 2012-10-22 | ||
| 34 | Kwok, Stephen Chee King 郭子敬 | M | Rep | 2003-10-23 | 2005-03-14 | |
| 35 | Kwok, Tsz Chung 郭子聰 | Rep | 2009-12-30 | 2010-06-18 | ||
| 36 | Lai, Chun Wing (SFC:ANA177) 賴雋永 | Rep | 2009-03-02 | 2009-08-20 | ||
| 37 | Lai, Yu Ling 黎悅怜 | Rep | 2007-01-29 | 2007-03-02 | ||
| 38 | Lam, Dennis Che Chung 林志聰 | M | RO | 2008-12-18 | 2012-08-09 | |
| 39 | Lam, Mandy Choi Ying 林賽盈 | F | Rep | 2004-04-30 | 2009-02-01 | |
| 40 | Lam, Sheung Lai 林尚禮 | Rep | 2007-09-24 | 2007-11-08 | ||
| 41 | Lau, Elaine Yim Ling 劉艷玲 | F | Rep | 2008-01-23 | 2018-09-04 | |
| 42 | Lau, Richard Kwok Kuen 劉國權 | M | Rep | 2006-12-20 | 2007-03-14 | |
| 43 | Lau, Sze Ming 劉思明 | Rep | 2004-09-21 | |||
| 44 | Lee, Chi Wing (SFC:AOI909) 李之穎 | Rep | 2006-12-20 | 2007-08-06 | ||
| 45 | Lee, Hung Kwong 李鴻光 | Rep | 2007-03-21 | 2008-06-01 | ||
| 46 | Lee, Kwok Wan (SFC:AZL662) 李冠潤 | Rep | 2013-01-10 | 2013-12-31 | ||
| 47 | Lee, Peter Ching Wah 李清華 | M | Rep | 2003-07-16 | 2003-09-08 | |
| 48 | Lee, Po Chu (SFC:ATD387) 李寶珠 | Rep | 2009-08-10 | 2011-05-09 | ||
| 49 | Lee, Tat Yuen 李達源 | Rep | 2004-05-31 | 2006-01-04 | ||
| 50 | Lee, Wai Yip (SFC:AGJ482) 李偉業 | Rep | 2006-06-09 | 2007-01-30 | ||
| 51 | Lee, Yeuk Yu Ross 李若愚 | Rep | 2012-05-29 | 2013-01-12 | ||
| 52 | Li, Hon Wai Anthony 李漢威 | Rep | 2010-06-17 | 2013-09-26 | ||
| 53 | Li, Shing 李誠 | Rep | 2004-07-14 | 2004-11-10 | ||
| 54 | Lin, Ben Peng 林芃 | 48 | M | Rep | 2011-12-19 | 2012-06-29 |
| RO | 2012-06-29 | 2017-04-09 | ||||
| 55 | Liu, Ka Po (SFC:AOM985) 廖嘉寶 | Rep | 2007-02-03 | 2007-12-29 | ||
| 56 | Lok, Sam Wan Wai 駱穩威 | M | Rep | 2011-08-16 | 2011-12-15 | |
| 57 | Ma, Chin Man 馬展文 | Rep | 2007-01-09 | 2007-01-19 | ||
| 58 | Ma, Cho Hong 馬祖匡 | Rep | 2006-03-27 | 2007-02-09 | ||
| 59 | Mok, Kit Ling 莫潔玲 | Rep | 2005-04-13 | 2006-08-07 | ||
| 60 | Ng, Burgess Hon Ki 吳漢基 | M | Rep | 2007-12-05 | 2007-12-20 | |
| RO | 2007-12-20 | 2009-01-22 | ||||
| 61 | Ng, Sing Hing 伍承興 | Rep | 2010-01-18 | 2018-06-01 | ||
| 62 | Nip, Yiu Chuen 聶耀泉 | RO | 2011-08-01 | 2021-01-25 | ||
| 63 | Pang, Ching Lok 彭正樂 | Rep | 2003-04-16 | 2003-07-17 | ||
| 64 | Pao, Lik 鮑力 | Rep | 2007-12-20 | 2009-03-18 | ||
| RO | 2009-03-18 | 2016-03-21 | ||||
| 65 | Poon, Chi Wai (SFC:AGG750) 潘志偉 | Rep | 2004-05-02 | |||
| 66 | Poon, Lung Sang 潘龍生 | Rep | 2004-02-09 | 2004-05-03 | ||
| 67 | Poon, Mung Yu 潘夢如 | RO | 2010-10-05 | 2011-08-01 | ||
| 68 | Pun, Hau Wai 潘巧惠 | Rep | 2006-03-23 | 2006-06-14 | ||
| 69 | Pun, Tit Shan 潘鐵珊 | 53 | M | RO | 2004-09-21 | 2008-01-01 |
| 70 | Siu, William Wai Wai 蕭衛威 | M | Rep | 2012-02-03 | 2012-07-10 | |
| 71 | Sung, Yuk Yin 宋煜賢 | Rep | 2009-12-21 | 2010-05-19 | ||
| 72 | Sze, Ray Chun Wai 施俊威 | 33 | M | Rep | 2010-12-21 | 2011-08-23 |
| 73 | Takei, Akio (SFC:ACR988) | Rep | 2012-11-01 | 2015-06-30 | ||
| 74 | Tam, Hin Fai 譚顯輝 | Rep | 2006-11-03 | 2007-01-03 | ||
| 75 | Tam, Howard King Ho 譚景豪 | 50 | M | RO | 2012-09-14 | 2014-02-26 |
| 76 | Tam, Kin San 譚建新 | Rep | 2004-07-28 | 2006-07-13 | ||
| 77 | Tang, Andrew Ping Sum 鄧炳森 | 56 | M | RO | 2009-03-20 | 2009-06-12 |
| 78 | Tang, Davina Tak-wai 鄧德慧 | F | RO | 2012-07-20 | 2012-10-18 | |
| 79 | Tong, Johnson Shing 唐誠 | M | Rep | 2007-01-16 | 2007-07-16 | |
| Rep | 2007-12-12 | 2009-01-20 | ||||
| Rep | 2013-12-30 | 2020-09-03 | ||||
| 80 | Tsang, Long 曾朗 | Rep | 2009-10-09 | 2010-06-18 | ||
| 81 | Tse, Ka Chun (SFC:AJG653) 謝家俊 | Rep | 2003-11-21 | 2003-12-22 | ||
| 82 | Tsoi, Yuen Hoi 蔡元開 | M | Rep | 2003-12-18 | 2005-02-04 | |
| 83 | Tsui, Ching Wan 徐青雲 | Rep | 2007-07-12 | 2008-02-02 | ||
| 84 | Wong, Ho Chuen (SFC:ARO917) 黃浩全 | Rep | 2010-01-18 | 2011-03-01 | ||
| 85 | Wong, Ivis Long Sau 黃朗修 | Rep | 2009-09-21 | 2011-01-28 | ||
| 86 | Wong, Jackson Chi Yeung 黃志陽 | M | Rep | 2013-09-17 | 2014-08-31 | |
| 87 | Wong, Kenneth Chin Pang 黃展鵬 | M | Rep | 2003-06-24 | 2005-03-14 | |
| 88 | Wong, Yee Hing (SFC:AAF918) 黃綺卿 | RO | 2006-02-24 | 2006-06-01 | ||
| 89 | Yeung, Ching (SFC:ALW845) 楊靜 | Rep | 2005-04-21 | 2011-12-30 | ||
| 90 | Yeung, Flora Fung Yee 楊鳳儀 | F | Rep | 2013-09-02 | 2022-07-18 | |
| 91 | Yeung, Man Choi 楊文彩 | Rep | 2007-01-17 | 2007-01-23 | ||
| 92 | Ying, Chien Huang 英建煌 | Rep | 2006-03-24 | 2008-03-06 | ||
| 93 | Yip, Lai Mei 葉麗薇 | Rep | 2005-03-14 | |||
| 94 | Yiu, Kwing Sum 姚炯深 | 41 | M | Rep | 2006-10-12 | 2006-12-01 |
| 95 | Yu, Shiu Hang 余兆衡 | Rep | 2009-04-17 | 2009-10-31 | ||
| 96 | Yue, Wing Man (SFC:AOE779) 俞穎文 | Rep | 2006-11-28 | 2008-02-07 |
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