UBS DERIVATIVES HONG KONG LIMITED

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
Role From Until
1 Advani, Neil L M Rep 2011-07-12 2012-02-08
2 Agarwal, Yash Rep 2010-02-01 2016-07-05
3 Atkinson, James Anthony Thomas M Rep 2010-05-25 2014-04-29
4 Au, Alexander Pak Cheung 區柏祥 36 M Rep 2004-05-18 2008-03-11
5 Balani, Pankaj Rep 2007-07-03 2008-06-01
6 Bansal, Navneet Kumar M Rep 2006-08-24 2010-03-25
7 Barros Iii, Belmiro Jose Rep 2006-10-02 2007-03-30
8 Beshke, Clarence John M RO 2005-05-20
Rep 2005-05-20 2009-03-24
RO 2009-03-24 2009-09-15
Rep 2009-09-15 2013-11-16
9 Bessent, Marcel Peter 42 M Rep 2010-09-02 2010-11-20
10 Best, David Gareth M Rep 2011-03-22 2011-04-15
11 Blackburn, Andrew James (SFC:AJE473) M Rep 2003-09-29 2003-12-10
12 Boeding, Jacob Francis M Rep 2012-12-07 2014-03-03
13 Bradshaw, John (SFC:AHC328) M Rep 2005-03-24
14 Cai, Zhibin (SFC:AYC190) 蔡志斌 Rep 2011-10-03 2016-12-18
15 Chan, Brian Hon Kei 陳漢基 M Rep 2004-04-15 2009-04-22
16 Chan, Kwan Wah 陳君華 Rep 2012-05-07 2016-12-18
17 Chandler, Benjamin Victor Michael M Rep 2011-06-29 2012-05-24
RO 2012-05-24 2016-12-18
18 Cheng, Jimmy Min Tat 鄭勉達 M RO 2007-04-28
19 Chiu, Winnie Mo Sze 趙慕詩 F Rep 2009-09-28 2010-11-09
RO 2010-11-09 2012-11-10
20 Choi, Iris Heung Kam 蔡香琴 F Rep 2011-10-17 2015-11-18
21 Chu, Peter M Rep 2004-08-06 2007-02-23
22 Coffeng, John Martinus (SFC:ADJ820) M Rep 2009-06-10
RO 2009-06-10 2010-09-06
23 Combalot, Laurent Benoit Georges M RO 2005-07-08 2005-11-29
Rep 2005-11-29 2009-05-06
RO 2009-05-06 2016-12-18
24 Conley, Richard Adrian M Rep 2011-11-11 2016-12-18
25 Cordonnier, Maxime Nicolas Bruno M Rep 2011-09-19 2013-04-18
26 Craig-Wood, Christopher John M Rep 2010-05-25 2011-01-11
RO 2011-01-11 2016-03-15
27 Currey, Stuart Dalyn M Rep 2011-09-12 2014-02-28
28 Delterme, Antoine Pierre Marie M Rep 2010-07-26 2011-03-15
29 Donan, Keith M Rep 2011-05-19 2014-03-14
30 Donnelly, Anthony Michael M Rep 2004-07-06 2005-06-29
31 Easterbrook, Trevor Stephen M Rep 2004-02-23
32 Faure, Olivier Pierre M Rep 2011-07-06 2013-01-25
33 Feschet, Boris Xavier M Rep 2012-04-10 2016-01-19
34 Fok, Ronald King Man 霍敬文 35 M Rep 2005-03-24
Rep 2010-07-22 2016-12-18
35 Goraieb, Amine Rep 2011-03-28 2013-05-25
36 Gray, David Paul M RO 2010-06-22 2011-07-18
37 Gupta, Puneet (SFC:AXF254) Rep 2011-05-03 2014-06-14
38 Gupta, Shivam (SFC:APC574) Rep 2007-06-18 2011-04-02
39 Guy, Stephane Edouard Andre M Rep 2011-05-05 2012-10-25
40 Han, Chia Lei 韓嘉蕾 Rep 2010-03-19 2016-12-18
41 Hayek, Rami Gebran Rep 2011-02-14 2012-09-01
42 Herbert, Thomas William (SFC:BAI196) M Rep 2012-11-01 2016-12-18
43 Ho-Hio-Hen, Christelle Nga Sok Rep 2010-08-09 2011-09-01
44 Ho, Tsz Leung 何子樑 Rep 2003-09-02 2016-12-18
45 Holmewood, Philip James M Rep 2010-11-01 2014-03-14
46 Hong, Shaw-Shiun 洪紹勛 Rep 2004-08-20 2009-04-22
47 Hu, Xisha 胡錫莎 Rep 2008-05-14 2008-08-16
48 Innerdale, David James M RO 2011-06-23 2016-12-18
49 Jonker, Hendrik (SFC:AXB227) Rep 2011-03-22 2011-06-01
50 Joseph Pulpel, Savio M Rep 2011-05-03 2016-12-18
51 Kansal, Mohit (SFC:ATX900) Rep 2009-10-21 2012-03-31
52 Kengeter, Carsten Norbert (SFC:ANM959) Rep 2009-02-09 2013-06-01
53 Kim, Yoon Seung Rep 2007-01-25 2008-05-07
54 Kraska, Benjamin Niklas M Rep 2012-12-13 2013-02-28
55 Kushal, Avanish Mira Rep 2007-07-04 2009-08-15
56 Lai, Johnson Kai Tsun 黎啟進 M Rep 2008-07-02 2009-07-10
57 Lam, Eric Christopher M Rep 2007-11-26 2008-02-24
Rep 2008-02-28 2008-12-18
58 Langner, Gilbert Fred M Rep 2010-10-14 2012-10-25
59 Law, Ka Fai (SFC:APH953) 羅家輝 Rep 2011-04-13 2013-02-01
60 Lee, Hyun Jae (SFC:AHN694) 李賢宰 Rep 2007-04-19
Rep 2010-09-27 2016-06-11
61 Lee, Samuel Man Fat 李萬發 43 M Rep 2004-12-03 2009-09-05
62 Lee, Simon Chun Kit 李俊傑 36 M Rep 2009-04-22
63 Lent, Nicholas Alexander M Rep 2009-11-19 2011-06-28
64 Leung, Wing Yan (SFC:AUW488) 梁穎恩 Rep 2010-03-12 2014-07-22
65 Li, Chun Wai (SFC:AOL205) 李俊蔚 Rep 2009-08-28 2016-06-21
66 Li, Man Wing 李文穎 Rep 2005-05-24 2014-10-01
67 Li, Mavis Qiwen 李綺雯 F Rep 2012-05-10 2016-12-18
68 Lo, Shui Wah 盧萃樺 Rep 2010-07-27 2014-02-11
69 Lock, Timothy James M Rep 2011-07-18 2016-12-18
70 Lu, Hao Feng 呂豪鋒 Rep 2008-07-21 2012-11-15
71 Lynch, Simon James M Rep 2007-08-01 2009-05-13
72 Maguire, Raymond M Rep 2006-09-29 2008-10-18
73 Man, Kam Chiu 文錦超 Rep 2006-10-02 2008-04-17
74 McCormick, Neil John M Rep 2009-11-11 2010-06-21
75 Melwani, Rajesh Ramesh (SFC:AEU252) M Rep 2009-03-13
RO 2009-03-13 2010-01-26
76 Mok, Hoi Chung 莫海忠 Rep 2010-03-02 2011-05-03
77 Moon, Jae Wook 文裁煜 Rep 2007-07-23 2014-05-08
78 Morris, Robert (SFC:AZM831) 銘陽 M Rep 2012-05-31 2016-10-12
79 Motwani, Natasha Murli F Rep 2010-02-09 2016-12-18
80 Nelson, Ryan Wesley (SFC:AQX958) M Rep 2011-09-30 2016-05-20
81 Ng, Chun Wai (SFC:AMF277) 吳俊威 Rep 2007-06-07 2009-07-10
82 Ng, Kwong Man 吳光民 Rep 2005-07-04 2008-03-15
83 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 Rep 2006-10-02 2008-04-17
84 Ning, Feng Tao Rep 2008-05-05 2009-05-02
Rep 2009-07-30 2012-03-17
85 Novak, Alexander Stanley M Rep 2009-07-20 2016-12-18
86 O'Meara, Christopher James Sidney M Rep 2010-07-06 2010-10-27
RO 2010-10-27 2014-04-10
87 Pal, Andrew Leslie M Rep 2004-06-24 2014-04-12
88 Pang, Kenneth Kwok Kit 彭國傑 M RO 2005-05-19 2009-04-08
89 Park, Min RO 2004-07-29 2009-04-15
90 Ping, Lanphie Chi-Wen Rep 2012-07-09 2014-03-13
91 Pitts, Greenfield Spenceley Rep 2006-06-29 2007-02-01
92 Scott, Christopher (SFC:ATO855) M Rep 2012-11-27 2013-08-22
93 Shen, Allan Hung Yat 沈鴻逸 M Rep 2006-10-02 2007-06-30
94 Shu, Hon Tak 徐漢德 Rep 2012-11-27 2014-02-24
95 Sillam, Jonathan Charles Marc M Rep 2010-02-09 2014-04-11
96 Slaoui, Mohammed Saad M Rep 2011-09-20 2016-12-18
97 So, Nelson Shing Hing 蘇盛興 M Rep 2006-10-02 2008-04-17
98 Spielhofer, Philippe Marc M Rep 2011-05-17 2015-09-01
99 Stead, David Andrew (SFC:AQT298) M Rep 2008-04-07 2013-06-29
100 Subramaniam, Mohan (SFC:ADD198) Rep 2006-10-02 2007-05-22
RO 2007-05-22 2008-11-06
101 Suen, Kin Dick 孫堅迪 Rep 2010-07-13 2016-12-18
102 Sum, Hing Man 岑慶文 Rep 2014-04-11
103 Sun, Yiqian (SFC:ATV809) 孫逸潜 Rep 2009-10-05 2011-04-13
104 Takahashi, Taichi 高橋太一 Rep 2012-08-17 2013-04-18
105 Tan, Freddie Kuok Lin Rep 2009-03-27 2015-11-24
106 Tang, Ming Wai (SFC:AIH670) 鄧明緯 Rep 2005-04-07 2009-04-06
107 Tang, Minyi 唐敏毅 Rep 2011-01-28 2015-04-15
108 Tong, David Doe-hung 湯道鴻 M Rep 2011-05-19 2014-01-09
109 Walkom, Adam Glen M Rep 2007-07-09 2007-08-09
110 Wan, Yew Chye 范有財 Rep 2006-10-02 2012-02-07
111 Wang, Xiaolei (SFC:APP106) 王小磊 F Rep 2007-09-21 2009-08-15
112 Wannenmacher, Tim M Rep 2011-05-12 2014-01-07
113 Werrmann, Alf Rep 2011-01-31 2012-10-25
114 Wong, Donald Ho Lun 黃浩麟 M Rep 2007-07-19 2016-12-18
115 Wong, Schenken 黃尚勤 Rep 2008-03-28 2010-03-15
116 Wong, Stephen (SFC:AJO207) 黃錦豪 M Rep 2004-03-19 2008-04-30
117 Wu, Bun Lerd Bernard 胡斌畧 Rep 2010-10-05 2016-12-18
118 Yen, Anna 嚴立恬 F Rep 2010-06-28 2013-01-23
119 Yoon, Chi Won RO 2003-09-15 2005-06-09
Rep 2005-06-09 2016-07-25
120 Yun, Heekyu Rep 2009-07-22 2010-03-07
Rep 2011-07-21 2016-12-18
121 Zalaket, Michael J M Rep 2009-12-08 2010-01-19
122 Zhang, Shao Ying 張少英 Rep 2007-12-21 2009-07-10
123 Zhu, Liping (SFC:ANT815) 朱力平 Rep 2008-02-25 2013-04-06

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