CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Chan, Ka Chun (SFC:ABG469) 陳家俊 | Rep | 2011-06-24 | 2011-07-26 | ||
| RO | 2011-07-26 | |||||
| 2 | Chan, Man Lok (SFC:BGI559) 陳文樂 | Rep | 2016-09-14 | |||
| 3 | Fowler, Luke (SFC:AQM674) | M | Rep | 2011-08-02 | ||
| 4 | He, Peng (SFC:AVI431) 何鵬 | Rep | 2014-09-11 | 2017-09-29 | ||
| 5 | Jung, Christopher Lam 曾俊文 | M | Rep | 2012-11-28 | 2013-10-24 | |
| RO | 2013-10-24 | 2013-12-23 | ||||
| 6 | Ko, Margaret Yuyin | F | Rep | 2011-07-15 | 2012-07-20 | |
| 7 | Kong, Wei (SFC:AKI414) 孔蔚 | RO | 2013-12-23 | |||
| 8 | Kwok, Pui Ying 郭佩瑛 | RO | 2013-09-30 | 2014-04-22 | ||
| Rep | 2014-04-22 | 2016-07-06 | ||||
| 9 | Li, Haoyi (SFC:ASF604) 李豪翼 | Rep | 2016-05-05 | 2017-03-30 | ||
| 10 | Li, Yanlin (SFC:ANI899) 李豔琳 | Rep | 2014-08-28 | |||
| 11 | Lin, Shanshan (SFC:ASJ891) 林姍姍 | Rep | 2014-06-26 | 2019-05-21 | ||
| 12 | Lin, Yu Hong 林妤虹 | Rep | 2016-05-05 | |||
| 13 | Liu, Bin (SFC:AWD208) 劉斌 | Rep | 2014-06-18 | |||
| 14 | Lu, Ning (SFC:ARP152) 陸宁 | Rep | 2014-05-28 | 2020-05-18 | ||
| 15 | Lu, Yilin (SFC:AOG682) 呂禕麟 | 35 | M | RO | 2011-05-25 | 2013-10-23 |
| 16 | Ma, Junrui 馬隽睿 | Rep | 2014-06-12 | 2015-08-31 | ||
| 17 | Trinh, Eddie Khang Thach 鄭凱天 | 38 | M | Rep | 2015-02-16 | |
| 18 | Wan, Li (SFC:AHD514) 萬里 | RO | 2011-05-25 | 2012-02-17 | ||
| Rep | 2014-09-11 | 2020-03-19 | ||||
| 19 | Wong, Chi Man (SFC:AER067) 黃智雯 | Rep | 2014-05-28 | |||
| 20 | Woo, Jimmy Cheung Yee 吳祥貽 | M | RO | 2011-05-25 | 2011-06-28 | |
| 21 | Yao, Jack Hsin-Chou 姚信州 | M | Rep | 2012-11-28 | 2019-11-21 | |
| 22 | Zhang, Tianli (SFC:BGB980) 張天力 | Rep | 2016-05-05 | 2023-09-14 | ||
| 23 | Zhang, Yi (SFC:BDJ166) 張易 | Rep | 2016-05-05 | 2020-07-31 |
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