FOX-PITT, KELTON (ASIA) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
Role From Until
1 Appleton, Christopher David M RO 2005-06-15
2 Fan, Shengyan 樊盛妍 Rep 2004-08-19
3 Garg, Sunil (SFC:AGJ859) RO 2005-06-09
4 Goulston, Peter John M Rep 2004-09-05
5 Hassan, Syed Javed Rep 2004-06-10
6 Ijong Dachlan Reut, Juni Rep 2003-06-11
7 Kapoor, Gautam (SFC:ADD806) Rep 2003-06-23
8 Khosla, Amit (SFC:AGP759) Rep 2003-06-11
9 Law, David William Stopford M RO 2003-08-20
10 Law, Siu Cheung 羅肇翔 Rep 2003-06-11
11 Lee, Hubert Wai Hon 李威漢 M Rep 2006-03-17
12 Liu, Jin (SFC:AHF365) 劉進 Rep 2003-06-11
13 Noakes, Joseph James M RO 2004-03-01
14 Parmanand, Jagdish 25 M Rep 2004-08-19
15 Randall Kim, He Shin Rep 2009-10-16
16 Sung, Richard Kin Man 宋建文 32 M Rep 2005-04-15
17 Williams, Mark Andrew (SFC:AGJ168) M Rep 2005-02-01
18 Woo, Jimmy Cheung Yee 吳祥貽 M Rep 2004-06-11
19 Wood, Simon Nicholas Lionel (SFC:AGJ116) M RO 2004-09-12

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