GFI (HK) SECURITIES L.L.C.

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	Role	From	Until
1	Bradford, David John		M	Rep	2004-11-22	2007-07-24
2	Chew, Philip Guy (SFC:ALN622)		M	Rep	2004-12-08	2008-07-01
3	Crossan, Robert Emmit		M	Rep		2003-06-30
4	Halper, Brady Seth		M	Rep		2004-09-22
5	Hine, Peter John		M	Rep		2005-03-23
6	Mariano, Timothy Charles		M	Rep		2005-03-09
7	Nesbitt, Jonathan Michael		M	Rep	2004-11-19	2009-12-25
8	Peard, Andrew Davis Lozada		M	Rep	2004-11-19	2012-09-14

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