Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
Role From Until
1 Baek, Kwonwoo Rep 2011-08-22 2012-10-17
2 Bernstein, Steven A M RO 2010-02-12 2011-11-30
3 Bhatia, Chetan (SFC:AUG618) RO 2010-02-12 2012-01-27
4 Bu, Wenyuan 卜文淵 Rep 2010-04-19 2011-10-11
5 Chan, Jenny Wai-yee F Rep 2011-09-05 2012-07-04
6 Cheng, Yan Ting 鄭恩婷 Rep 2012-09-12 2013-05-31
7 Chow, Jerry Man Kit 周文傑 M Rep 2012-12-17 2013-05-03
8 Chung, Michael (SFC:AUC505) M Rep 2012-04-30
9 Cook Iii, Thomas Crawford M RO 2010-02-12 2010-09-07
10 Gan, Jonathan Chin Jer M Rep 2011-08-22 2012-04-12
11 Green, Robin Adam M RO 2012-06-11 2017-08-31
12 Holder, Daniel William (SFC:AQM604) M Rep 2012-10-03 2013-01-29
13 Holmes, Charles Broadfoot M RO 2010-02-12 2015-03-15
14 Huang, Bo-Kai 黃柏愷 Rep 2010-10-13 2012-01-18
RO 2012-01-18 2014-06-30
15 Hui, Florence Wai Ying 許慧瑩 F Rep 2010-04-19 2011-03-21
16 Kaneko, Satsuki Rep 2010-08-27 2011-02-07
17 Kang, Minja Rep 2010-09-24 2011-05-18
18 Lai, Carlos 黎嘉樂 M Rep 2011-03-09 2012-04-12
19 Lai, Voon San 賴汶山 Rep 2012-10-03 2013-05-31
20 Lau, Caroline Man Har 劉曼霞 F Rep 2010-08-05 2013-02-18
21 Lau, Lik Alaric 劉力 Rep 2012-05-17 2012-11-01
22 Liao, Ya Tzu 廖雅姿 Rep 2010-10-15 2011-10-21
23 Lin, Michelle Chia-Hsing F Rep 2010-04-19 2011-03-18
24 Liu, Hanhua 劉漢華 Rep 2010-03-16 2011-03-27
25 Millet, Matthieu Louis Fumiyochi M Rep 2010-03-11 2011-08-25
26 Newman, Neil Lionel M Rep 2012-09-19 2013-02-18
27 Ng, Chi Fai (SFC:ACR411) 吳梓輝 RO 2010-02-12 2011-03-09
28 Shah, Dhawal Arvind Rep 2011-11-24 2016-06-30
29 So, Mei Lun 蘇美倫 Rep 2012-12-10 2013-09-16
30 Wang, Shuyi (SFC:AVQ913) 王舒誼 Rep 2010-08-31 2011-04-19
31 Wong, Jia 王嘉 Rep 2010-04-19 2012-04-16
32 Wong, Pak Chun 王柏俊 Rep 2011-02-23 2012-08-23
33 Wool, Kyle Michael M Rep 2011-03-11 2013-05-07
34 Xu, Dapeng (SFC:AUZ670) 徐大鵬 Rep 2010-05-28 2015-06-30
35 Yang, Wu-Kuang 楊武光 Rep 2011-10-27 2012-03-30
36 Ye, Calvin M Rep 2012-05-17 2014-01-15
37 Yip, Chung Leung 葉仲量 Rep 2010-11-08 2012-04-26
38 Yiu, Ka Hing 姚嘉興 Rep 2010-10-08 2010-10-15

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