T.F.S. Derivatives HK Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
Role From Until
1 Arthur-Dick, Joseph M Rep 2010-11-02 2011-03-14
2 Bermejo, Philippe M Rep 2009-12-10 2010-07-03
Rep 2012-10-30 2015-04-08
3 Betts, Jordan Lawrence M Rep 2019-12-12
4 Bhardwaj, Sandeep Singh Rep 2011-07-27 2012-07-05
5 Bourmayan, Vahe Olivier M Rep 2009-06-15 2009-12-15
Rep 2010-05-25 2011-09-30
6 Brady, Matthew Robert Murray M Rep 2019-01-04 2023-02-12
7 Bret, Severine-Laurence Caroline F Rep 2009-12-10 2010-01-18
8 Brown, Ian Clement M Rep 2019-12-11 2020-08-14
9 Byrne, Robert Anthony M Rep 2011-06-28 2011-09-16
RO 2011-09-16 2012-11-23
10 Chan, Dixon 陳廸舜 Rep 2019-07-22
11 Chan, Terence Sai Kid 陳世傑 M Rep 2013-09-05 2013-11-06
12 Chan, Timothy William M Rep 2009-05-12 2009-11-06
13 Chau, Sai Cheong (SFC:AUH275) 周世昌 Rep 2009-12-10 2015-02-28
14 Cheung, Hoi Yee (SFC:BNG810) 張凱貽 Rep 2018-08-03 2022-08-10
15 Choi, O Hyun 崔五賢 Rep 2010-01-18 2013-03-03
16 Chou, Wan I Sherry 周宛儀 Rep 2015-04-23
17 Christie, Glen Alexander M Rep 2009-06-10 2010-06-11
18 Cohen, Yossi (SFC:AUM359) Rep 2010-01-15 2010-09-07
19 Collett, Benjamin Robert M Rep 2009-06-15 2009-10-20
20 Connolly, Mark John (SFC:AUG726) M Rep 2009-12-07 2018-06-27
21 Cooper, Peter Robert M Rep 2009-12-07 2012-12-31
22 Corner, Andrew Mark Gordon M Rep 2019-02-08 2019-04-08
RO 2019-04-08
23 Corner, Benedict Edward Cutcliffe G M Rep 2013-07-29 2019-02-12
24 Coulombie, Edouard Pierre Alfred M Rep 2017-07-05 2023-04-30
25 Cowley, Garrick James M Rep 2011-09-22 2011-10-20
26 Creedon, Tom M Rep 2015-01-02 2015-06-25
27 Cura, Jerome De La Cruz M Rep 2019-02-01
28 Dandine, Jerome Theodore M RO 2009-04-03 2009-09-21
Rep 2010-01-05 2011-10-04
29 De Roquefeuil, Louis Jean Henri Marie J. M Rep 2017-06-16
30 De Vliegher, Pierre-Edouard M.R.G.A. M Rep 2010-01-04 2010-07-07
Rep 2012-10-11 2013-03-12
RO 2013-03-12 2016-09-23
31 De Waard, Ferdinand Rep 2009-06-26 2011-09-20
RO 2011-09-20 2012-03-21
Rep 2012-03-21 2013-10-31
Rep 2017-01-10 2017-03-13
RO 2017-03-13 2018-12-31
32 Do, Albert 王先浩 M Rep 2012-01-03 2014-11-30
33 Dowland, Richard Adetokunbo (SFC:AUH913) M Rep 2009-12-07 2013-06-30
Rep 2016-07-12 2018-01-31
34 Einholtz, Thibault Charles Christian M Rep 2010-05-10 2022-04-30
35 El Bahari, Youssef Rep 2015-02-02
36 Fok, Gary Do Ming 霍道明 M Rep 2019-02-01
37 Forrest, Richard William M Rep 2012-01-03 2014-11-30
38 Four, Matthew M Rep 2019-02-01 2019-02-27
39 Fung, Simon Shiu Lun 馮紹麟 M Rep 2012-01-03 2023-02-08
40 Furusho, Takaaki Rep 2009-11-24 2019-03-11
41 Gaffney, Peter Luke (SFC:BAU632) M Rep 2013-01-30 2015-11-27
42 Grimaldi, Edouard Jean Maurice M Rep 2011-05-30 2011-12-28
Rep 2012-04-23 2018-12-03
43 Guenier, Alix Long Daniel M Rep 2017-08-04 2019-06-24
44 Hall, Thomas Stephen (SFC:ATC175) M Rep 2009-06-15 2010-09-30
45 Harrison, David Martin (SFC:AKO500) M RO 2012-01-03
46 Hart, Paul Howard Farmer M Rep 2010-09-16 2012-02-29
47 Hartwell, Benjamin Luke M Rep 2009-06-15 2011-01-31
48 Hidaka, Adrian M Rep 2019-01-10 2019-09-03
49 Ho, Betty Suk Man 何淑文 F Rep 2011-03-02 2014-06-12
50 Ho, Dorian Kam Po 何鑑波 Rep 2011-01-27 2015-03-31
51 Hornby, William Hugh Scobie 50 M Rep 2012-05-25 2012-11-01
RO 2012-11-01 2019-02-27
52 Hsiao, Yu Chung 蕭淯中 Rep 2019-01-02
53 Huang, Haiming (SFC:AWU883) 黃海明 Rep 2016-09-12 2017-04-28
54 Hugh, James Clifford 丘志雄 M Rep 2009-05-12 2012-01-13
55 Hui, Eric Wing Chun 許永進 M Rep 2014-08-12 2015-06-26
56 Ishida, Sosuke (SFC:AUH911) Rep 2009-12-07 2011-04-17
57 Jarjoura, Kristofer Hamid M Rep 2011-02-02 2013-11-30
Rep 2018-04-25 2019-10-11
58 Jessop, Gary Mark M Rep 2012-01-05 2012-02-13
RO 2012-02-13 2016-06-30
59 Kameyama, Naoto Rep 2010-01-04 2011-04-17
60 Kang, No Kyung Rep 2012-08-07 2014-11-14
61 Keundjian, Jean-Philippe Rep 2010-04-13 2010-10-29
62 Khan, Imran (SFC:AUJ803) Rep 2009-12-29 2010-10-31
63 Kim, Chung Wan 金清完 Rep 2013-08-01 2014-10-31
64 Kim, Hae Ryong Rep 2017-03-21 2018-05-13
65 Kim, Ji Young (SFC:AUE802) 金志映 Rep 2009-11-27 2009-12-04
66 Kim, Namhyun Rep 2009-12-07 2019-02-12
67 Kitamura, Irene Rika F Rep 2009-12-07 2016-01-31
68 Kohl, Mario (SFC:AUE808) Rep 2009-11-27 2010-06-20
69 Kwok, Bo Wing 郭保榮 Rep 2017-09-19 2021-12-10
70 Lai, Chung Cheong 黎仲昌 Rep 2009-08-10 2010-01-22
71 Lau, Chi Lung 劉智龍 Rep 2012-11-06 2014-08-08
72 Lau, Tsz Ho (SFC:AWO218) 劉子豪 Rep 2011-01-03 2012-09-28
73 Lau, Vivian Hoi Yee 劉凱宜 F Rep 2009-11-23 2009-12-04
74 Lee, Hyun Woo (SFC:AUR839) Rep 2010-02-12 2010-08-27
75 Lee, Jinsoo (SFC:AWP417) 李真守 Rep 2011-01-13
76 Lees, Cinry Alano M Rep 2018-09-12 2020-01-10
77 Lewis, Christopher Jeremy Stoney M Rep 2009-08-10 2016-09-01
78 Li, Suet Wing Mathew 李說榮 Rep 2011-01-03 2011-12-12
79 Lim, Jeung Min 林廷珉 Rep 2015-01-30
80 Lim, Sang Hyuck Rep 2012-06-05 2013-02-15
81 Lloyd Jones, Adam Copland M Rep 2012-01-03 2021-03-31
82 Lo, Gilbert Yiu Tong 羅耀棠 M Rep 2012-06-29 2012-09-25
83 Logerot, Benoit Xavier Julien M Rep 2012-01-03 2015-01-31
84 Lui, Yin Jing Jezzie 呂姸靜 Rep 2011-01-03 2013-07-22
85 Ma, Ching Man 馬靜雯 Rep 2018-02-15 2023-12-06
86 Ma, Hoi Sze 馬凱詩 Rep 2010-03-24 2011-03-11
87 Maddock, Julian Paul M Rep 2009-12-07 2022-06-30
88 Man, Sam Siu Sin 文兆仙 Rep 2017-02-01
89 Maria, Kulvinder Singh F Rep 2016-05-04 2017-11-20
90 Martin, Hubert Charles M Rep 2010-01-19
91 Martyr, Andrew Dudley Pentland M Rep 2017-03-23 2021-03-31
92 Mathie, Robbi Rep 2010-03-17 2012-02-29
93 McCoig, Fergus Robert M RO 2009-04-03 2009-10-06
Rep 2009-10-06 2010-04-09
RO 2010-04-09 2014-12-31
94 McGlynn, Paul Anthony (SFC:ALJ765) M Rep 2009-08-19 2010-03-25
95 Michelfeit, Franziska Rep 2009-11-27 2012-12-31
96 Moncuit, Bertrand Hubert M Rep 2009-12-10 2015-02-28
97 Moniot, Ludovic Marie M Rep 2012-01-03
98 Mundigian, Vatche Vartan M Rep 2019-02-08 2019-04-08
RO 2019-04-08
99 Nagle, Frederick Charles M Rep 2013-10-02 2015-05-08
100 Nebout, Alexandre Stanislas Thierry M Rep 2011-09-30 2016-06-20
101 Nesbitt, Jonathan Michael M Rep 2011-11-30 2013-06-14
102 Ngai, Hau Chuen 魏孝泉 Rep 2011-01-03 2011-09-05
Rep 2011-09-30 2022-07-31
103 Ngo, Francois M Rep 2012-01-03 2015-09-30
104 Nicholson, Robert Kenneth M Rep 2019-02-01 2022-05-22
105 Nishitani, Tsubasa Rep 2010-08-24 2010-11-19
106 Noh, Kyoung Tae Rep 2012-04-03 2013-06-21
107 O'Sullivan, Gerard William M Rep 2009-12-24 2013-03-31
108 Orton, Jamie (SFC:AZD119) M Rep 2019-02-01 2021-09-06
109 Ounes, Faouzi Rep 2019-07-09 2023-12-31
110 Palanivel, Jei Arjuthan Rep 2011-10-27 2013-03-31
111 Park, Ji Hye 朴芝慧 Rep 2011-10-26 2012-08-17
112 Patel, Sunil (SFC:AYI184) Rep 2011-10-27 2022-04-30
113 Patel, Vijaykumar Thakorbhai Rep 2009-11-27 2011-08-16
RO 2011-08-16 2012-02-16
Rep 2012-03-02 2013-03-01
114 Pereira, Kevin Edmond M Rep 2009-06-15 2009-08-03
RO 2009-08-03 2010-08-31
115 Pinteaux, Adrien Pierre Andre M Rep 2017-04-18 2019-12-26
116 Plooster, Jeroen Poul Rep 2010-09-24 2011-06-30
Rep 2011-09-30 2011-11-04
117 Poon, Hau Tin 潘巧鈿 Rep 2017-02-08 2022-07-31
118 Poon, Michael Chun Wai 潘振威 M Rep 2011-09-09
119 Rees, Gareth James (SFC:AWU099) M Rep 2011-02-21 2013-04-05
120 Robine, Charles-Antoine Marie Godfroy M Rep 2018-11-27 2020-11-13
121 Sajnani, Roshan Rep 2009-12-04 2010-03-12
122 Sekar, Ashok Narsimhan M Rep 2010-04-23 2010-11-30
123 Selway, James Howell M Rep 2012-09-06 2019-02-12
124 Si, Lu 司璐 Rep 2016-09-28 2020-12-24
125 Sim, Seung Jin 沈承辰 Rep 2019-02-01 2021-02-11
126 Sin, Fiona Yee Wing 冼依穎 F Rep 2009-11-02 2013-08-30
127 Sing, Raymond Pui Choy 成培洲 M Rep 2015-07-21 2020-09-09
128 Smith, Nicholas James (SFC:AUE009) M Rep 2009-11-24 2019-02-12
129 Soh, David M Rep 2010-01-04 2010-05-03
130 Son, Howard Lincoln Dy 孫介君 M Rep 2010-07-26 2017-01-17
131 Stokes, Nicholas Peter M Rep 2009-11-24 2010-05-12
RO 2010-05-12 2015-01-08
Rep 2015-01-08 2019-02-12
132 Sugiyama, Hirokazu 杉山浩一 Rep 2010-01-04 2012-01-10
133 Tang, Stanley Chak Wai 鄧綽威 M Rep 2017-01-03
134 Tay, Jasper Choon Hean Rep 2010-02-19 2011-08-18
135 Tecson, Sarah Ann Javinez F Rep 2019-09-16 2019-09-27
136 Tecson, Staniel Javinez Rep 2019-07-29 2019-08-11
Rep 2019-09-16 2019-09-27
137 Teut, Richard Nicholas M Rep 2012-10-08 2013-05-09
138 Tracey, Killian Carey Rep 2011-07-25 2012-09-30
139 Tse, Victor Sai Chung 謝世聰 M Rep 2009-05-12 2015-10-08
Rep 2018-08-02
140 Valdisolo, Mattia Rep 2012-06-15 2015-12-24
141 Van Der Scheer, Wessel Brent M RO 2009-04-03
142 Veres, Octavien Gabriel M Rep 2011-05-18 2014-04-30
Rep 2015-04-13 2022-12-30
143 Versandi, Alexis Laura Dunham F Rep 2009-05-12 2009-05-29
144 Virgona, Thomas Benjamin M Rep 2009-12-10 2011-10-31
145 Wang, Chunjun (SFC:BNH308) 汪春軍 Rep 2018-08-14 2021-01-29
146 Wang, Yumeng (SFC:BEW992) 王雨萌 Rep 2015-01-30 2017-11-30
147 Watanabe, Yuji Rep 2014-10-15 2015-10-08
148 Wildman, Christopher James M RO 2012-01-03
149 Wildman, Richard John M RO 2012-01-03
150 Wilson, Jack Hedley M Rep 2019-08-02 2022-07-15
151 Wilson, Matthew Elliot M Rep 2012-08-14 2016-12-23
RO 2016-12-23
152 Wiswell, William Fitzgerald M Rep 2010-01-04 2019-03-11
153 Yeung, Ho Hin Francis 楊浩軒 Rep 2015-06-10 2016-08-24
154 Young, Alan James Michael M RO 2009-04-03 2013-11-06
Rep 2017-03-20 2017-05-04
RO 2017-05-04 2021-01-04
155 Zhang, Fan (SFC:AZE638) 張帆 Rep 2016-01-04 2016-10-31
156 Zhang, Hongguang 張洪光 Rep 2015-04-09 2016-05-13

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